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Physiological Reviews, Vol. 82, No. 1, January 2002, pp. 19-46; 10.1152/physrev.00020.2001.
Copyright ©2002 by the American Physiological Society
Departments of Medicine and Cell Biology/Physiology, Washington University School of Medicine, St. Louis, Missouri
I. INTRODUCTION: TRADITIONAL AND ALTERNATIVE VIEWS OF AIRWAY INFLAMMATORY DISEASE
II. MOLECULAR BASIS OF AIRWAY EPITHELIAL IMMUNE FUNCTION FROM IN VITRO STUDIES
A. Gene Products for Mediating Transepithelial Traffic of Immune Cells
B. Cytokine-Dependent Gene Network: Transcriptional Regulation
C. Virus-Dependent Gene Network: Posttranscriptional Regulation
D. The Final Common Pathway: Epithelial Cell Death
III. AIRWAY IMMUNITY AND INFLAMMATION IN A MOUSE MODEL OF VIRAL INFECTION
A. Epithelial Gene Expression: Interaction Between Virus and Host Cell
B. Toward Epithelial Gene Knockouts: Defining an Active Role in Innate Immunity
IV. AIRWAY IMMUNITY AND INFLAMMATION IN HUMAN SUBJECTS WITH ASTHMA
A. Constitutive Abnormalities in Epithelial Gene Expression (Stat1 And IL-12)
B. Glucocorticoid-Sensitive Abnormalities in Epithelial Gene Expression (RANTES)
C. A Revised Model for Th1/Th2 Contributions to Asthma
V. LONG-TERM AIRWAY HYPERREACTIVITY AND REMODELING IN MICE AND HUMANS
A. Segregating Acute From Chronic Phenotypes
B. Genetic and Viral Determinants for Persistence
VI. SMART STRATEGIES FOR CORRECTING EPITHELIAL INFLAMMATION AND REMODELING
A. Reversing Viral Mimicry Using Mutant E1A Oncoprotein
B. Modifying Epithelial Signaling With Mutant Stat1
C. Future Considerations
VII. SUMMARY
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ABSTRACT |
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Holtzman, Michael J.,
Jeffrey D. Morton,
Laurie P. Shornick,
Jeffrey W. Tyner,
Mary P. O'Sullivan,
Aurita Antao,
Mindy Lo,
Mario Castro, and
Michael J. Walter.
Immunity, Inflammation, and Remodeling in the
Airway Epithelial Barrier: Epithelial-Viral-Allergic
Paradigm. Physiol. Rev. 82: 19-46, 2002; 10.1152/physrev.00020.2001.
The concept that airway inflammation leads
to airway disease has led to a widening search for the types of
cellular and molecular interactions responsible for linking the initial
stimulus to the final abnormality in airway function. It has not yet
been possible to integrate all of this information into a single model
for the development of airway inflammation and remodeling, but a useful framework has been based on the behavior of the adaptive immune system.
In that paradigm, an exaggeration of T-helper type 2 (Th2) over Th1
responses to allergic and nonallergic stimuli leads to airway
inflammatory disease, especially asthma. In this review, we summarize
alternative evidence that the innate immune system, typified by actions
of airway epithelial cells and macrophages, may also be specially
programmed for antiviral defense and abnormally programmed in
inflammatory disease. Furthermore, this abnormality may be inducible by
paramyxoviral infection and, in the proper genetic background, may
persist indefinitely. Taken together, we propose a new model that
highlights specific interactions between epithelial, viral, and
allergic components and so better explains the basis for airway
immunity, inflammation, and remodeling in response to viral infection
and the development of long-term disease phenotypes typical of
asthma and other hypersecretory airway diseases.
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I. INTRODUCTION: TRADITIONAL AND ALTERNATIVE VIEWS OF AIRWAY INFLAMMATORY DISEASE |
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A critical step toward defining molecular mechanisms of airway
disease came with formal recognition of the role of immunity and
inflammation. In the case of asthma, evidence of immune abnormalities and excessive airway inflammation (induced by allergic and nonallergic stimuli) has led to a widening search for the types of inflammatory cells and mediators that might be responsible for abnormal airway function. Cell types implicated in the development of airway
inflammation include immune cells as well as parenchymal cells.
Cell-cell interactions are attributed to classes of mediators that
include lipids, proteases, peptides, glycoproteins, and cytokines. The
leading scheme for integrating this information has been based on the
classification of the adaptive immune system, and especially the
responses of T helper (Th) cells. In this scheme, CD4+ T
cell-dependent responses are classified into T helper type 1 (Th1)
or type 2 (Th2). Th1 cells characteristically mediate delayed-type
hypersensitivity reactions and selectively produce interleukin (IL)-2
and interferon (IFN)-
, whereas Th2 cells promote B
cell-dependent humoral immunity and selectively produce IL-4, IL-5,
and IL-13. Thus Th2 reactions may underlie the airway hyperreactivity and inflammation characteristic of the late response to allergen inhalation and so account for the overproduction of Th2-derived cytokines that is characteristic of asthma (109,
151). How then can a Th2-polarized response account for
asthma that is also triggered by exposure to nonallergic stimuli
(especially respiratory viruses) that would ordinarily trigger a Th1
response? On the basis of the possibility that Th2-skewed responses may
develop in this setting as well (21, 62,
121), it is possible that a Th2-dominant response may
mediate inflammation and hyperreactivity in response to nonallergic
stimuli as well (as modeled in Fig. 1).
However, this dichotomous view of the immune response may not be
completely accurate, since there is often ambiguity in the type of Th
response triggered by most stimuli as well as significant
cross-regulation between the two types of responses
(57). In fact, recent studies in mice using adoptive
transfer with Th1 and Th2 cells have indicated that Th1 cells may even
be involved in initiating the allergic response (16,
110).
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Because of these uncertainties, we have questioned whether other aspects of immunity and inflammation might also be critical for the pathogenesis of airway disease. In particular, we aimed to develop a model that better accounted for the dissociation between the development of allergy and asthma in many subjects and was based on a more precise appraisal of the Th1 system in the airway. Furthermore, the "Th2 hypothesis" does not account for the possibility that the airway epithelial cells may act as active sentinels of innate immunity, and so, like other components of the innate immune system, may provide critical signals to the adaptive immune system. This review summarizes how our view of the barrier epithelial cell has evolved based on the identification of its specialized programming for host defense and abnormal programming in disease.
The review is divided into six major sections. Section II summarizes studies of isolated airway epithelial cells. The section proceeds from a relatively simple scheme for leukocyte recruitment (based on cell adhesion and chemoattraction) to one that depends on the coordinated expression of a network of epithelial immune-response genes under distinct transcriptional and posttranscriptional controls. The transcriptional program depends primarily on interferon-Jak/Stat signaling while posttranscriptional regulation uses a distinct RNA-protein interaction that is responsive directly to viral replication. Section III summarizes studies that extend these same molecular pathways to studies done in vivo using a mouse model of viral bronchiolitis that takes advantage of a genetically defined host. Section IV summarizes studies of human subjects with airway disease, focusing on how these same epithelial gene networks behave in subjects with stable or flared asthma in the presence or absence of anti-inflammatory treatment with glucocorticoids. This section presents a model for how the epithelial gene network might interact with the Th1/Th2 balance to cause airway inflammation in asthma and introduces the possibility that this same gene network may also underlie persistent abnormalities in airway epithelial mucosal behavior found in chronic airway disease. Section V summarizes studies of this possibility done in vitro and in vivo in mice and humans, highlighting the role of genetic susceptibility to virus-induced modification of epithelial phenotype and consequent remodeling. Section VI, the final section, summarizes the review.
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II. MOLECULAR BASIS OF AIRWAY EPITHELIAL IMMUNE FUNCTION FROM IN VITRO STUDIES |
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This section summarizes studies of isolated airway epithelial cells, placing special emphasis on the use of primary-culture human cells that exhibit high-level fidelity to in vivo behavior. Section IIA begins with a model of epithelial barrier function and so presents a working scheme for epithelial-dependent traffic of immune cells into the airway. This model depends on at least one major ligand for cell adhesion, i.e., intercellular adhesion molecule-1 (ICAM-1) and another for chemotaxis, i.e., regulated upon activation, normal T cell expressed and secreted (RANTES) chemokine, each of which depends on the level of gene expression for function. Accordingly, section II, C and D, proceeds to summarize the basis for epithelial expression of these two corresponding genes. In doing so, these studies define two larger gene networks. One is typified by ICAM-1 and is under the control of IFN-driven Jak/Stat signal transduction and uses Stat1 as a key intermediate. The other is typified by RANTES and relies on posttranscriptional regulation that is more directly inducible by viral replication. In this section, we also introduce recent findings related to the IL-12 p40 gene product that also appears chemotactic, but the regulation of this pathway is not yet fully defined. Later sections will summarize evidence for the role of these same systems in mediating immunity and inflammation in vivo in animal models and human subjects.
A. Gene Products for Mediating Transepithelial Traffic of Immune Cells
The initial approach to defining epithelial control of immune cells and specific epithelial-leukocyte interactions relied on studies of immune cell interactions with each other and with the endothelium. In these systems, the development of monoclonal antibodies against immune cell determinants indicated that a critical step in leukocyte influx from the circulation is the coordinated interaction of specific cellular receptors on the migrating leukocytes with corresponding ligands on adjacent endothelial cells. A scheme for leukocyte recruitment was developed that revolved around the regulated expression of distinct families of cell communication molecules, notably the selectins, the integrins, and the cell adhesion molecule (CAM) members of the immunoglobulin (Ig) supergene family (12). In addition to these cell adhesion systems for direct cell-cell contact, endothelial cells and immune cells also appear capable of generating a series of chemoattractants [e.g., platelet activating factor (PAF)] and chemoattractant cytokines (or chemokines) that may act over a greater distance to direct immune cell movement and activation in tissue (85). These three systems, 1) selectin binding to carbohydrate mucinlike molecules, 2) cell adhesion molecules from the Ig and the extracellular matrix protein families binding to integrins, and 3) chemoattractants and chemokines binding to G protein-coupled receptors, may act in a specific combination to dictate the type of immune cells that enter and get retained in the tissue. Especially in the case of endothelial-leukocyte interaction, this information has enabled the development of a stepwise molecular scheme for leukocyte influx into tissue from the circulation (120).
1. Cell adhesion molecules and the role of ICAM-1 in the epithelium
Our initial studies of epithelial-immune cell adhesion were
undertaken with airway epithelial cell monolayers established under
conventional cell culture conditions, thereby exposing only the apical
epithelial surface to the immune cell (an approach that is more
logically taken for studies of endothelial cells). Improving on earlier
methods, however, we studied the basis for immune cell adhesion to
airway epithelial and venular endothelial cells using a quantitative
flow cytometry-based assay (98). This technique avoids
extensive leukocyte purification, culture, or labeling steps that may
alter leukocyte function and by their nature may eliminate heterotypic
cell-cell interactions that may be important in vivo. The
quantitative aspect of the flow cytometry methodology was also critical
for examining the low levels of constitutive adherence that might be
expected for resting T cells. Compared with standard cell-labeling
methods, the flow cytometry-based assay yielded a lower level of
constitutive T cell adhesion despite a similar level of stimulated
adhesion (after T cell activation with phorbol dibutyrate) using
endothelial or epithelial cell monolayers. Endothelial-T cell
adhesion was further increased by monolayer treatment with tumor
necrosis factor-
(TNF-
) (less so with IL-1
and least with
IFN-
), whereas epithelial-T cell adhesion was most sensitive to
IFN-
. Cytokine stimulation of adhesion was invariably concentration
dependent and closely matched to the cellular levels of ICAM-1
(79). Accordingly, T cell adhesion was markedly inhibited
by anti-ICAM-1 or anti-
2-integrin antibody (95-97%
inhibition for epithelial cells and 57-67% inhibition for endothelial
cells) directed against ICAM-1 interaction with leukocyte
function-associated antigen 1 (LFA-1). Residual
endothelial-T cell adhesion that correlated with endothelial
vascular cell adhesion molecule-1 (VCAM-1) levels was blocked by an
anti-
4-integrin antibody directed against VCAM-1
interaction with very late-activation antigen 4 (VLA-4). The
results suggest that 1) peripheral blood T cells without
exogenous activation exhibit little LFA-1- or VLA-4-dependent adherence
except to endothelial or epithelial cells expressing high levels of
ICAM-1 and/or VCAM-1; and 2) differences in endothelial
versus epithelial cell mechanisms to bind activated and unactivated T
cells (e.g., dependence on a mixed- versus a single-ligand system
and distinct cytokine-responsiveness of ligand levels) may help to
coordinate T cell traffic to epithelial barriers. These findings also
support the view that T cell trafficking into inflamed tissues
(especially in mucosal barriers) depends critically on local activation events.
These initial studies highlight two distinct features of airway
epithelial cell behavior: relative hypersensitivity to IFN-
and a
critical role for ICAM-1 in epithelial-immune cell adhesion. This
pattern of cell adhesion molecule expression and function on airway
epithelial cells appears distinct from the one for venular endothelial
cells. In the case of endothelial cells, at least three interactions of
cell adhesion receptors have been implicated in the development of
inflammation in epithelial barriers: 1) E-selectin
binding to its leukocyte sialyl-Lewis X carbohydrate ligand
(38, 49, 145); 2)
VCAM-1 binding to the leukocyte
1-integrin VLA-4
(
4
1) (7, 97);
and 3) ICAM-1 binding to the leukocyte
2-integrins LFA-1 (
L
2) or
Mac-1 (
M
2) (101, 146). In each case, there is evidence that the ligand may
be overexpressed and/or activated under basal or allergen-challenge conditions in asthmatic subjects and that pretreatment with a blocking
monoclonal antibodies can inhibit immune cell influx in a model of
asthmatic airway inflammation. The findings provide for two systems
(E-selectin and VCAM-1) capable of initiating leukocyte rolling and
tethering to the vascular endothelium as well as two that may mediate
diapedesis through the vascular wall (VCAM-1 and ICAM-1). However,
neither isolated cells in culture nor endobronchial tissue from normal
and asthmatic subjects indicated that airway epithelial cells (or
fibroblasts or smooth muscle cells) expressed significant levels of
E-selectin or VCAM-1. These findings are therefore consistent with
the view that airway epithelial cells present fewer adhesion ligands
(than endothelial cells) for directing leukocyte movement. The biologic
basis for this difference may reflect the capacity of endothelial cells
to be armed with ligands that slow down passing leukocytes (to allow tethering and triggering) and that select a specific leukocyte subset
(to allow adhesion and transmigration) from the diverse circulating
pool. This requires multiple molecular interactions with varying
specificities. In contrast, other parenchymal cells may come into
contact with immune cells after some degree of selection and activation
so that they are required only to facilitate further leukocyte
migration and retention. ICAM-1 is well suited to mediate this process
because nearly all immune cells constitutively express its receptors,
i.e., the
2-integrins LFA-1 and Mac-1. In the case of T
cell traffic, the endothelial cells (and likely epithelial cells) also
may express a series of receptors (designated homing receptors or
addressins) that serve to direct distinct subsets of lymphocytes to
appropriate locations of lymphoid tissue. This type of cell adhesion
(exemplified by some of the
7-integrin interactions) is
probably most important in maintaining a resident population of immune
cells, but whether this system is also regulated during airway
inflammation remains uncertain.
Interestingly, a specific addressin for T cell localization to the lung
has not yet been identified. We reasoned that patterned expression of
more common adhesion molecules might also facilitate traffic of
specific T cell subsets to the airway mucosa. To define the
relationship between T cell phenotype and adhesiveness, we examined T
cell adhesion to endothelial cell, fibroblast, and epithelial cell
monolayers as well as extracellular matrix proteins (collagen and
fibronectin) using a three-color flow-cytometry-based adherence
assay that minimizes basal adhesion levels and facilitates quantitative
lymphocyte subtyping (99). Regardless of monolayer type,
monolayer stimulation conditions, or T cell activation status, we found
that the 
-TCR bearing T cells adhered more efficiently than

T cells. The difference was based predominantly on increased levels of activatable LFA-1 (and to a lesser degree VLA-4) because 1) it correlated precisely with inhibitability by anti-LFA-1
(and VLA-4) monoclonal antibodies and the levels of LFA-1 (and VLA-4) on the cell surface; and 2) it persisted after maximal LFA-1
(and VLA-4) activation with phorbol dibutyrate. In contrast to most cases of 
T cell behavior, 
T cell adhesion to cell
monolayers was not linked to memory status, i.e., there was no
difference between naive V
1+ and memory
V
2+ populations in levels of LFA-1 (or VLA-4) expression
or LFA-1- (or VLA-4-)dependent adhesion to cell monolayers. However,
V
1+ cells exhibited higher levels of VLA-5 that
correlated with an increased adhesiveness to fibronectin and to a
120-kDa fibronectin fragment (FN-120) that contains only the
VLA-5-binding domain but not to type I collagen or to a fibronectin
fragment (FN-40) that binds only VLA-4. Taken together, the results
define a hierarchy for integrin (LFA-1, VLA-4, and VLA-5) expression
and consequent adhesion among T cell subsets that is linked to TCR gene
usage (but not necessarily linked to memory status) and may thereby help to explain the accumulation and retention of V
1+

T cells in epithelial and connective tissues. The findings underscore the general concept that immune cells (like parenchymal cells) may regulate their expression of cell adhesion molecules to
achieve preferential localization in tissues. The relationship of
regulation of more general cell adhesion receptors (such as LFA-1) to
more specific systems directed by addressins or by specific antigens
needs to be further defined. At present, however, it appears that these
more general receptors may work in concert with more specific ones, a
concept that is illustrated during antigen presentation where cell
adhesion molecules facilitate engagement and activation of the T cell
receptor for antigen in the appropriate major histocompatibility
complex (MHC) context. Recruitment of specific subsets of
leukocytes may also be mediated by a diverse capacity for epithelial
production of chemokines as noted in section
IIA2.
2. Chemokines and the role of RANTES in the epithelium
As noted above, schemes for transendothelial movement of immune cells (extravasation) depend on the coordinated expression of cell adhesion molecules and chemoattractants that interact with corresponding receptors on the immune cell surface (12, 85, 120). Thus it appeared reasonable to propose that similar molecular mechanisms may regulate transepithelial movement of immune cells. However, there are critical differences between epithelial and endothelial cell adhesion and transmigration, the most obvious of which may be that immune cell recruitment through endothelium and epithelium generally occur in opposite directions with respect to the luminal surface of cells. For endothelium, immune cells leave the circulation in an abluminal direction moving from apical-to-basal endothelial surfaces, whereas for epithelium, cells move toward the lumen traversing a basal-to-apical direction with respect to epithelial cell surfaces. In the case of the endothelium, this directional process may be coordinated by the actions of selectins, cell adhesion molecules, and chemokines all acting as haptotaxins (90), but the driving force for immune cell movement across the epithelial barrier (if it exists at all) was uncertain. Thus expression of epithelial ICAM-1 and consequent interaction with T cell LFA-1 appeared to be the major determinant of T cell adhesion to the apical surface of the airway epithelial cell monolayers (98, 99), but the extent to which ICAM-1/LFA-1 interaction or other molecular interactions might regulate T cell traffic through the epithelium and the directionality of movement was uncertain for airway and other epithelia.
Accordingly, we next developed a system for monitoring immune cell
adhesion and transmigration through an epithelial model in
apical-to-basal and basal-to-apical directions (129).
Immune cell (in this case, T cell) behavior was again monitored by
quantitative flow cytometry to avoid a need for extensive
leukocyte purification, culture, and labeling. Epithelial monolayers
were established with primary-culture human tracheobronchial
epithelial (hTBE) cells that exhibit differentiated structural and
functional features of polarized epithelial barriers found in situ
(149). In particular, monolayers of hTBE cells emulate in
vivo behavior with low basal levels of ICAM-1 and
cytokine-dependent increases in ICAM-1 expression (66,
79, 114). In this ex vivo system, T cell
adhesion and subsequent transmigration were blocked in both directions
by monoclonal antibodies against LFA-1 or ICAM-1 (induced by IFN-
treatment of epithelial cells). The total number of adherent plus
transmigrated T cells was also similar in both directions, and this
pattern fit with uniform presentation of ICAM-1 along the apical and
basolateral cell surfaces. However, the relative number of
transmigrated to adherent T cells (i.e., the efficiency of
transmigration) was increased in the basal-to-apical relative to the
apical-to-basal direction, so an additional mechanism was needed to
mediate directional movement toward the apical surface. Screening for
epithelial-derived T cell chemokines indicated that IFN-
treatment caused predominant expression of RANTES (68).
The functional significance of RANTES production was then demonstrated
by inhibition of epithelial-T cell adhesion and transepithelial
migration by anti-RANTES monoclonal antibody. In addition, we
found that epithelial (but not endothelial) cells preferentially
secreted RANTES through the apical cell surface, thereby establishing a
chemical gradient for chemotaxis across the epithelium to a site where
they may be retained by high levels of RANTES and apical ICAM-1. In
this system, RANTES did not account for all chemotactic activity,
and subsequent studies have indicated that other chemokines (and other
chemotaxins such as IL-12 p80) provide for functional redundancy (see
sect. III). Nonetheless, the results define how the
patterns for cell-specific apical sorting of RANTES serve to
mediate the level and direction of T cell traffic and provide a basis
for how this process is precisely coordinated to route immune cells to
the mucosal surface and maintain them there (Fig.
2). Potent effects of RANTES on T cells
(4), eosinophils (2), and macrophages (as
described below), distinct from effects on cell movement, indicate an
additional role of epithelial cells in regulating the activation status
of local immune cells.
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In sum, it appears that airway epithelial-T cell adhesion and transmigration depend on the cytokine-dependent expression of ICAM-1 on the epithelial cell surface (98), concomitant levels of expression and activation of LFA-1 on the T cell surface (99), and polarized secretion of RANTES through the apical cell surface (129). For ICAM-1, distribution on both cell surfaces mediates efficient cell adhesion at the basal cell surface (to aid in transmigration) and at the apical cell surface (for retention and movement along the airway). For RANTES, the pattern of preferential apical secretion provides for a soluble chemical gradient for T cell movement from the subepithelium (where levels are low) to the mucosal surface (where levels are higher). These patterns fit well with available data for ICAM-1 and RANTES expression in airway epithelium in vivo (see below), but we emphasize that this pattern of cell adhesion molecule expression and chemokine secretions is distinct. Other types of epithelial cells (notably colonocytes and pneumocytes) express ICAM-1 only along the apical cell surface (11, 59, 106). Perhaps in this setting, ICAM-1 functions mostly in cell movement along that surface or acts in concert with other cell adhesion receptors to aid in host defense (e.g., as opsonins) (102). Similarly, epithelial capacity for polarized secretion of RANTES may be distinct from other cell types. In the case of endothelial cells, it appears that chemokines with immobilization domains (including RANTES and IL-8) are anchored to the cell surface to act as haptotaxins rather than freely secreted to act as chemotaxins (41, 113, 131). Apparently in this haptotactic mode, there is no mechanism for polarization because both luminal and abluminal surfaces of endothelial cells are coated with chemokine (90). It is also possible that the cellular source of endothelial-bound chemokine is the epithelial cell, since transcytosis and subsequent presentation of exogenous chemokine may occur in either direction. Taken together with comparative data for endothelial cells, our studies of airway epithelial cell-T cell interaction offer a means for progressive movement of T cells from endothelium to the airway lumen through distinct cell-specific mechanisms for cell adhesion molecule expression and chemokine secretion. As noted below in studies of human subjects, these same molecular systems appear activated in asthma because there are increased numbers of activated T cells as well as increased levels of ICAM-1 and RANTES expression in the epithelium of asthmatic subjects depending on the severity of disease and treatment conditions.
B. Cytokine-Dependent Gene Network: Transcriptional Regulation
Section IIA concentrated on the topological
basis for how epithelial cells coordinate their expression of cell
adhesion molecules and chemoattractants with that in the underlying
vascular plexus so that leukocytes migrate efficiently through the
tissue. Another challenging question is how this process is coordinated
to be stimulus specific. The first clue to this process was the finding that vascular endothelial and airway epithelial cells have distinct but
complimentary profiles of cytokine responsiveness for induction of
ICAM-1 and ICAM-1-dependent cell adhesion and transmigration. In
particular, it appears that airway epithelial cells exhibit a selective
sensitivity to IFN-
(79), and this selectivity in
cytokine responsiveness of ICAM-1 expression offered an opportunity to
decipher the genetic code of airway inflammation. In general, inducible
gene expression may be mediated by signal transduction leading to
regulation at transcriptional or posttranscriptional levels (controlled
by DNA- or RNA-protein interactions, respectively). In the case of
the ICAM-1 gene, nuclear run-off assays aimed at monitoring
transcriptional initiation rate indicated that IFN-
regulation of
epithelial ICAM-1 levels occurs at least in part at a transcriptional
level (80). Because gene transcription is often regulated
by DNA-protein interactions in the promoter region, the basis for
selective cytokine control of ICAM-1 expression could be investigated
by structure-function analysis of the ICAM-1 gene promoter region.
This section therefore summarizes findings on one aspect of this
genetic code: the DNA-protein interactions in the ICAM-1 gene
promoter region that control IFN-
-inducible transcription of the
ICAM-1 gene. As will be developed, the molecular building blocks used
to regulate the ICAM-1 gene are also used to control an entire
immune-response gene network in the epithelium.
Initial identification of DNA-protein interactions is often
undertaken with a functional analysis of promoter/reporter gene constructs and a concomitant analysis of proteins that bind to any
identified regulatory sites. When this approach was used to analyze
IFN-
-inducible expression of the ICAM-1 gene in primary-culture airway epithelial cells, a 37-bp region of the gene from nucleotides
130 to
93 was found to be responsible for selective IFN-
responsiveness of airway epithelial cell ICAM-1 expression
(80). This region (designated the IFN-
-response element
or IRE) contained an 11-bp inverted repeat (the gamma-activation
site) that was necessary and sufficient for IFN-
-responsiveness of
the ICAM-1 gene. This function was closely linked to the capacity of
this site to bind to Stat1 (the first member of the signal transduction
and activation of transcription factor family). Because vascular
endothelial cells also appear capable of Stat1 activation and binding
in response to IFN-
treatment, their failure to fully respond to
IFN-
may be due to the presence of a concomitant interaction of a
repressor protein that prevents the response. This possibility may be
reflected by restoration of IFN-
responsiveness in endothelial cells
by protein synthesis inhibition with cycloheximide treatment (D. C. Look and M. J. Holtzman, unpublished observations). The
relatively small ICAM-1 response to IFN-
in endothelial cells may be
reconciled with the fact that IFN-
-targeted viruses are not often
encountered at the endothelial barrier. However, as discussed next, the
shared capacity of both endothelial and epithelial cells to utilize an alternative DNA element for IFN-
-activation of the MHC class I genes
may provide a common pathway for antigen recognition and processing
that is essential for immune defense against inhaled as well as
circulating agents.
Additional studies of airway epithelial cells in the context of work on
other cell types by us and others indicate that transcriptional regulation of the epithelial ICAM-1 gene is typical of genes controlled by an IFN-
-responsive Janus family kinase (Jak)-Stat signaling pathway (summarized in Fig. 3). This
pathway consists of the IFN-
-receptor, receptor-associated Jak1
and Jak2 tyrosine kinases, the Stat1 transcription factor, and specific
Stat1/DNA and Stat1/protein interactions in the ICAM-1 gene promoter
region (79, 80, 141). Signaling
depends on the capacity of Stat1 to relay the signal from the cytoplasm
to the nucleus through its capacity to interact both with the
IFN-
-receptor
-chain (46) as well as the GAS site in
the gene promoter region (80). In addition to Stat1/DNA interaction, it appears that Stat1 interaction with the constitutively active transcription factor Sp1 is also critical for full activation of
the ICAM-1 gene (81). At the promoter, direct and indirect interactions with the coactivators p300/CBP and p/CIP may further facilitate enhanceosome formation and more efficient gene
transcription, and these components appear active in airway epithelial
cells as well (58, 82, 134,
153). In other cell systems, an additional action of a
serine/threonine mitogen-activated protein kinase is needed to
convey full activity, but this step appears less influential in airway
epithelial cells (141).
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In further work, it appears that these same molecular building blocks
serve to regulate IFN-
responsiveness of other epithelial immune-response genes. Thus Stat1 binding also confers IFN-
responsiveness of genes for transporter and antigen processor-1
(TAP-1), interferon regulatory factor-1 (IRF-1), and Stat1 itself
(80-82, 115, 141). As discussed
further below, induction of Stat1 and consequent autoamplification of
this pathway may serve to exaggerate the inflammatory response in
experimental models and in disease. Similarly, the IRF-1 gene product
is also a member of a transcription factor family and so may amplify
the pathway (in concert with other factors) by activating the genes for
inducible nitric oxide synthase (iNOS), MHC class I molecules, and
IFN-
/
(35, 42, 65). In
turn, IFN-
/
(generated as a result of these events or more
directly in response to replicating virus) may activate the IFN-
receptor complex and overlapping signaling components to activate
additional antiviral genes, including IRF-1 and Stat1 (24; M. Lo
and M. J. Holtzman, unpublished observations). Thus a cascade of
common signaling components enables IFN-
to efficiently activate a
subset of immune-response genes that are oriented toward several
levels of antiviral defense. These include 1) antigen
recognition and T cell costimulation as well as immune cell recruitment
(ICAM-1); 2) antigen processing (TAP-1); and 3)
amplification of the immune response (Stat1 and IRF-1) with additional
capacity for antigen recognition (MHC class I) and antiviral toxicity
(iNOS and IFN-
/
).
Based on the apparent efficiency of epithelial immune-response
genes for antiviral defense, one might expect little problem in coping
with respiratory viruses. However, this is clearly not the case, and
these failures of the immune response provide another informative
strategy for unraveling the genetic code of epithelial-dependent immunity. Thus viruses have established an array of strategies for
immune subversion (108). In the case of riboviruses with relatively small genomes, molecular adaptation may take advantage of
host cell machinery to subvert the immune response. In fact, ICAM-1
itself was discovered in part by its capacity to also serve as the
receptor for the major group of human rhinoviruses (47, 123). Paramyxoviruses appear to block type I IFN signaling
(Lo and Holtzman, unpublished observations). Other viruses may encode proteins with the capacity for molecular mimicry that specially target
IFN-
-dependent immunity by modifying host gene expression. In
particular, adenoviral E1A oncoprotein may interfere with p300/CBP action and may also directly target Stat1 (82). The
molecular basis for this action and for how it can be used to develop
anti-inflammatory strategies is discussed further in the section on
strategies for correcting abnormalities in epithelial signaling and
remodeling (sect. VI).
C. Virus-Dependent Gene Network: Posttranscriptional Regulation
Similar to the case for ICAM-1, only little was previously
known for mechanisms that regulate RANTES gene expression (or
-chemokine gene expression in general) (6). On the
basis of the standard approach noted above for defining cis-
and trans-acting controls for gene transcription, initial
studies by others suggested that RANTES gene expression depended on
NF-
B sites in the RANTES promoter region (93,
100, 111). However, no attempt was made to
determine the functional importance of these sites by direct
determination of transcriptional initiation rate, and no information
was available on any possible role of posttranscriptional regulation of
the RANTES gene. This section summarizes our recent findings related to
transcriptional and posttranscriptional regulation of the RANTES gene
in airway epithelial cells using systems for IFN-
- and
virus-inducible expression in isolated cells. Later sections define
how this system behaves in vivo.
In initial experiments (as noted above), we determined the
capacity of primary culture airway epithelial cells to produce chemotaxins that could mediate T cell transmigration (68,
129). In this setting, we found that IFN-
caused
production of RANTES consistent with the IFN responsiveness of this
cell type. However, we were interested in determining whether airway
epithelial cells could respond directly to viral infection without a
requirement for signals from immune cells. We were especially
interested in whether the types of viruses associated with asthma
might produce distinct effects on epithelial immune-response gene
expression. The effects of paramyxoviruses appeared particularly
relevant, based on the epidemiological evidence that members of the
Paramyxoviradae family, especially respiratory syncytial virus (RSV)
and parainfluenza viruses, were closely associated with recurrent
wheezing and asthma in young children (19,
26, 107, 119, 122,
124). In that context, we were interested to find that RSV
infection of human airway epithelial cells (using an ex vivo system
lacking IFN-
or other immune cell contribution) caused induction of
RANTES gene expression in marked excess of other
-chemokine genes
(69).
We next aimed to define the mechanism responsible for
virus-inducible RANTES production. Previous analysis of the host
response to viral infection has generally focused on the capacity of
viruses to activate or repress transcription of cellular genes
(52, 87), and this approach is also
characteristic of work on riboviruses. In related examples from the
Paramyxoviruses, the effect on host genes is mediated by DNA regulatory
elements that bind NF-
B, IRF-1, ATF-2/c-Jun, and high mobility group
protein HMG-I(Y) in the IFN-
gene or HMG-I(C) in the RANTES gene
(78, 130, 132). Accordingly, we
assumed that NF-
B sites in the RANTES gene promoter (93, 100, 111) might be
responsible for virus induction of RANTES gene expression. Indeed, it
initially appeared that RSV-driven expression of epithelial RANTES
also depended on inducible gene transcription because expression was
accompanied by coordinate increases in transcriptional initiation
rate and gene promoter activity. However, RSV-driven increases in
RANTES gene transcription and promoter activity were small and
transient relative to RANTES expression, and they were no different in
size and duration than for inactivated RSV that was incapable of
inducing RANTES expression. These findings suggested that the increase
in RANTES gene transcription was required but not sufficient for
inducible expression and that critical regulatory effects occurred at a
posttranscriptional level. This type of mechanism for
virus-inducible expression of RANTES was established when we found
that replicating RSV markedly increased RANTES mRNA half-life
(69).
In contrast to what appear to be likely DNA-protein interactions
for mediating transcriptional activation of host genes by viruses and
other stimuli, little is known about viral mechanisms for controlling
mRNA stability. In concomitant work on cytokine responsiveness of
epithelial immune-response genes (including ICAM-1, IRF-1, and
RANTES), we have noted that IFN (like RSV) stimulates RANTES production
via mRNA stabilization (68). It is therefore possible that
RSV-driven signals for altering stability of RANTES mRNA may
overlap with those for IFN-
signal transduction. However, the
available examples for IFN-
-dependent increases in mRNA stability
appear distinct from the characteristics of RANTES expression. For
example, IFN-
stabilization of ICAM-1 mRNA is mediated by a region
of the translated sequence encoding the ICAM-1 cytoplasmic domain
(103), but the RANTES gene (encoding a secreted protein)
does not contain this sequence. Furthermore, this instability mechanism
(in contrast to the one for RANTES) is uninfluenced by actinomycin D
treatment. Similarly, IFN-
upregulates expression of the complement
components C3 and C4 by stabilization of mRNA, but this system is also
uninfluenced by transcriptional inhibition (91). In
addition, the RANTES mRNA does not contain consensus sites for
previously identified mRNA turnover elements, including
AU-rich elements in other cytokine (as well as ICAM-1) mRNAs
or UC-rich cleavage sites in gro
and 9E3 mRNAs
(13, 103, 126,
127). Thus the mechanism underlying basal instability as
well as RSV-dependent stabilization of RANTES mRNA may be
biochemically distinct from other genes. Indeed, RNase protection
assays of heterologous promoter/reporter plasmids indicate that basal
instability of RANTES mRNA is mediated at least in part by nucleotides
11-389 of the RANTES gene, and this region is also the target for
induction by virus (69). This region contains a distinct
RNA turnover element in the 3'-untranslated region (UTR) that forms a
complex with a putative RANTES-binding factor (RBF) under basal
conditions but not during RSV infection (A. Antao, W. Roswit, M. Pelletier, and M. J. Holtzman, unpublished observations) (Fig.
4). The precise nature of this
RNA-protein interaction and how it is regulated by viral
replication still needs to be determined.
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Even at this point, however, the findings provide the basis for
an alternative model for virus-dependent induction of epithelial immune-response genes (depicted in Fig.
5). In this model, cytokine- (especially
IFN-
)-dependent induction of immune-response genes depends on
transcriptional activation of gene expression, whereas direct viral
induction of expression may be regulated by transcriptional or
posttranscriptional events. Transcription may depend on viral interaction with Toll-like receptors (TLR) and activation of
NF-
B dependent pathways (71, 132,
133). This type of regulation depends on viral surface
proteins (e.g., RSV F protein) and may therefore be triggered by dead
or live virus. In addition, viruses may also act downstream at the
posttranscriptional level. This action requires viral replication and
alters gene expression by stabilizing mRNA (which is the case for
RANTES) or improving protein translation and processing (which appears
to be the case for other epithelial immune-response genes). These
two actions, activation of gene transcription and stabilization of
mRNA, would be highly synergistic for gene expression. In fact, our
experience has been that viral induction of epithelial gene expression
is minimal in the absence of viral replication and consequent action at
a posttranscriptional level (69; A. Antao, M. Pelletier, and M. J. Holtzman, unpublished observations).
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D. The Final Common Pathway: Epithelial Cell Death
Each of the systems described above aims to explain how epithelial cells communicate with the immune system. In the setting of viral infection, this communication is generally designed to recruit immune cells that destroy the infected host (epithelial) cells and then clear the cellular debris from the site. In this setting, cytotoxic T cells can mediate epithelial cell death via Fas-dependent and perforin/granzyme-dependent pathways (96), and macrophages may clear the debris from the site. We will return to the specifics of this process in section III, which defines the host response to viral infection in vivo, but at this point, we introduce the role of intrinsic pathways to regulate airway epithelial cell death and survival during the course of viral infection.
The approach to defining epithelial life and death pathways that are targeted during acute respiratory viral infection begins with the premise that the virus and the host have opposing motives. The virus aims to first maintain host viability (to allow for viral replication) and then trigger cell death (to allow for lysis and viral spread to adjacent cells). In contrast, the epithelial host aims to destroy itself as rapidly as possible, presumably via apoptosis, to protect its neighbors from infection and further inflammation. Thus self-programmed epithelial cell death is an effective innate host defense mechanism. For example, activation of caspase-dependent epithelial death pathways by the Fas death receptor may be critical for host defense against Pseudomonas aeruginosa infection in mice (45). However, we have found that primary culture human airway epithelial cells exhibit minimal Fas-dependent cell death unless the response is augmented by concomitant treatment with cycloheximide or actinomycin D, and paramyxovirus-inducible cell death is not influenced by Fas blockade (105). Thus the relevance of this system remains uncertain, especially in response to intracellular stimuli like respiratory viruses.
Recognizing that the pathways governing cell death versus survival are complex, we have analyzed the behavior of airway epithelial cells during viral infection using an oligonucleotide microarray in conjunction with assays of cell death parameters, e.g., caspase activation and mitochondrial dysfunction. Our preliminary results indicate that RSV infection causes mitochondrial dysfunction, but lethal effects appear to be delayed until viral replication is well developed (M. O'Sullivan, K. Takami, and M. J. Holtzman, unpublished observations). The initial phase may rely on alterations in Bax-, TNF-, growth factor-, and cell cycle-dependent pathways that are each pushed toward gene expression that would favor cell survival during the acute phase of RSV infection (Fig. 6). Presumably, paramyxoviruses have developed a diverse program for preserving host cell viability during this early phase of infection, because their survival depends on it. Concomitant with these events, we also observe changes in Bcl-2-dependent pathways that would lead to mitochondrial dysfunction and cell death. Whether this change reflects host defense or the initiation of cell lysis by the virus will require additional work. In either case, an alteration in this step may provide a target for improving control of paramyxoviral infection, even before immune cells arrive at the scene. We still know little about how these life and death pathways may be altered in airway disease, but the indispensable role for them to govern cell growth and differentiation argues that they must be involved in pathogenesis. For example, preliminary evidence suggests that the Fas death pathway may be abnormally regulated in immune cells in asthma (61). In section V, we present experimental evidence for virus-inducible alterations in the epithelial repair process, and these alterations are also linked to the controls for epithelial cell death versus growth and differentiation.
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III. AIRWAY IMMUNITY AND INFLAMMATION IN A MOUSE MODEL OF VIRAL INFECTION |
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Results from murine models of airway inflammation have been reported on numerous occasions (21, 22, 36, 43, 83, 97, 116, 121) and reviewed by us and others (28, 55-57). In the present context, we aimed to develop a mouse model to better determine how the airway epithelial system operates in vivo and to subject the system to genetic modification. Because the epithelial system is programmed for antiviral defense, we also aimed for a model with high fidelity to viral bronchiolitis in humans. Although RSV is often used for studies of human airway epithelial cells and human subjects, based on its link to childhood asthma, this virus does not cause a similar type of bronchiolitis in the mouse. For that reason, we chose another Paramyxoviridae family member, mouse parainfluenza type I or Sendai virus based on its capacity, as a natural pathogen in rodents, to cause top-down infection leading from the nose to the bronchi to the bronchioles to the alveoli. By limiting the inoculum, infection is limited to the airways and so resembles the pathology and pathophysiology of the human condition (136, 137, 139, 140). This pathogenesis is the same as observed in human subjects with paramyxoviral infection and so offers an appropriate model for analysis. Sendai virus also infects isolated human airway epithelial cells, presumably because the allantoic fluid medium provides the Clara cell trytpase that is ordinarily provided by the rodent airway. Thus heterologous cell systems can be used to validate fidelity to RSV behavior when possible. This section summarizes our initial experience with this model for first identifying gene expression that is prominently inducible in airway epithelial cells during paramyxoviral infection and then determining the response in same-strain mice with targeted mutagenesis of these genes.
A. Epithelial Gene Expression: Interaction Between Virus and Host Cell
The initial step in defining epithelial cell-dependent
immunity came with viral induction of epithelial immune-response
genes in vitro. The second step came with induction of the same genes in vivo. In particular, we have found that paramyxoviral bronchiolitis causes induction of epithelial ICAM-1, Stat1, and RANTES gene expression in a pattern that is remarkably similar to the one observed
in isolated airway epithelial cells. Accordingly, it appears that the
mechanism for viral induction of epithelial immune-response genes
in vivo may be similar to the posttranscriptional mechanism observed in
vitro for RANTES. Thus, like RANTES, Stat1 gene expression is markedly
upregulated in the epithelial host cell by Sendai viral infection in
vivo (138), similar to the earlier experience with RSV
infection of isolated human airway epithelial cells (T. Koga, D. Sampath, M. Lo, and M. J. Holtzman, unpublished observations). The
sequence of the 5'-regulatory region of the mouse Stat1 gene shows a
GAS consensus site for binding Stat1 homodimer in a location comparable
to the human gene promoter region. However, this type of activation
would require activation of Stat1 by IFN-
, and we have found that
IFN-
-deficient mice exhibit the same virus-inducible expression
of epithelial Stat1 in vivo. In contrast to human, there are no
putative regulatory sites for binding ISGF3, NF-
B, or IRF-1 in the
mouse Stat1 promoter. These findings suggest that paramyxovirus may
directly alter Stat1 gene expression without a direct requirement for
IFN- or NF-
B-dependent signaling. Consistent with these findings,
experiments using isolated airway epithelial cells indicate that RSV
causes little change in transcription rate of the Stat1 gene despite
marked increases in gene expression (T. Koga, M. Pelletier, A. Antao,
and M. J. Holtzman, unpublished observations). Additional
definition of Stat1 (and other epithelial) gene expression is needed,
but each of the available findings points to the possibility that
viruses trigger the network of epithelial immune-response genes at
a posttranscriptional level using a mechanism that is sensitive to
viral replication.
Despite the uncertainty over the precise mechanism for viral regulation of epithelial gene expression, it is evident that the site and the timing of viral replication correlate closely with induction of expression. Thus both events are localized predominantly and coordinately to epithelial cells lining the airway. The entire profile of epithelial gene expression in this setting is still being defined by oligonucleotide microarray, but initial results continue to suggest close correlation between in vitro and in vivo changes in expression. As was the case in vitro, induction of epithelial gene expression in vivo also requires viral replication and is uninfluenced by preparations of inactivated virus. Furthermore, epithelial gene expression is followed closely by immune cell accumulation and activation at the site of viral infection. Each of these findings reinforces the proposal that the intrinsic response of the epithelial host cell to replicating virus may be critical for innate immunity, and so begs the question to more precisely define the role of the barrier epithelial cell in this setting. The next section describes our current understanding of epithelial function for host defense in the short term, and subsequent sections will define the implications of epithelial-viral interaction for a more chronic process.
B. Toward Epithelial Gene Knockouts: Defining an Active Role in Innate Immunity
This section summarizes the behavior of mice with targeted null mutations in selected immune-response genes in the setting of paramyxoviral infection. Because the tools are still being developed to achieve specific targeting, in airway epithelial cells and epithelial cell subsets (i.e., ciliated, Clara, goblet, or basal cells), the results do not yet fully determine whether and which type of epithelial cell may be critical for innate immunity to respiratory viruses. Nonetheless, even the current evidence from the mouse model strongly favors the hypothesis that epithelial cells contain a specialized genetic program that is critical for antiviral host defense as catalogued below and summarized in Table 1.
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1. IFN-
and IL-12
The possibility that epithelial barrier cells might contribute to
host defense first came from experiments that examined the role of
immune cells. Thus the Th1-dependent response has been traditionally
designated as critical for defense against respiratory viruses, and
essential regulators of Th1 cell responses are IFN-
and IL-12
(94). Accordingly, these cytokines might be expected to be
derived from immune cells and be essential for host defense in the
setting of viral infection. However, IFN-
deficiency caused no
significant change in the response to paramyxoviral infection (139). In particular, induction of epithelial
immune-response genes proceeded at the usual level, indicating that
viral effects on the epithelial cell did not depend on IFN-
and
instead might reflect direct actions of replicating virus within the
host cell (as noted above for viral effects on epithelial cells in
vitro). In addition, IFN-
-deficient mice exhibited no defect in
recovery from paramyxoviral infection, indicating that the epithelial
program may be capable of directly helping with protection or for
arming other aspects of the mucosal immune response.
The response of IL-12-null mice to paramyxoviral infection proceeded
with a similar lack of immunocompromise but was even more informative
for the role of the epithelium. Thus IL-12 is a heterodimeric protein
consisting of p35 and p40 protein subunits. Initial results with null
mutations targeted to the IL-12 p35, p40, or both IL-12 subunit genes
produced mice that exhibited no defect in clearance of Sendai viral
infection, indicating that IL-12 like IFN-
production was also not
essential for antiviral defense (137). Somewhat
unexpectedly, however, mice with IL-12p35 deficiency exhibited
increased airway inflammation (characterized by excessive macrophage
accumulation) and increased mortality during infection. Because IL-12
is generally produced by antigen-presenting cells (i.e.,
macrophages, dendritic cells, B cells) (23,
84, 125, 135), we next defined
the site of IL-12 induction and surprisingly found that expression was
inducible by viral infection and was predominantly localized to airway
epithelial cells. Initial IL-12 induction was followed by excessive
expression of IL-12 p40 (often as homodimer IL-12p80) that could be
further enhanced in IL-12 p35-deficient mice. Others have provided
evidence that IL-12 p40 may function as an antagonist of IL-12 action
(50, 67, 76, 152),
but in the present case, its production was associated with increased
mortality and epithelial macrophage accumulation. Although toxicity has
been observed for overproduction of IL-12 (37,
112), inflammation due to IL-12 p40 had not been observed. Thus the results placed epithelial cell overgeneration of IL-12 p40 as
a key intermediate for virus-inducible inflammation and as a
candidate for epithelial immune-response genes that are abnormally programmed in inflammatory disease. As noted below, this possibility was further supported when we observed increased expression of IL-12
p40 selectively in airway epithelial cells in subjects with asthma and
concomitant increases in airway levels of IL-12 p40 (as homodimer) and
airway macrophages.
Taken together, these experiments with IL-12 suggest a novel role for epithelial-derived IL-12 p40 in modifying the level of airway inflammation during mucosal defense and disease. The results also serve to introduce a theme that will develop for each of the epithelial immune-response genes, i.e., the usual level of epithelial gene expression may aid in host defense, whereas excessive expression may lead to inflammatory disease. In this case, epithelial IL-12 p80 production may help to mediate macrophage recruitment and/or activation, whereas higher or inappropriate levels of production may lead to macrophage-dependent inflammation. This view favors cellular recruitment as a feature of host defense, but from the viral perspective, recruitment may facilitate viral spread to additional cell populations, including neighboring epithelial cells that may also respond to chemotaxins.
2. ICAM-1
ICAM-1 is a predominant determinant of epithelial-immune cell adhesion, and transmigration in vitro and epithelial expression is prominently inducible by paramyxoviral infection in vitro and in vivo. Thus mutagenesis of the ICAM-1 gene was a natural target to influence airway inflammation in paramyxoviral bronchiolitis. As might be predicted, ICAM-1-null mice are indeed protected from airway inflammation (as assessed by accumulation of immune cells in airway tissue) induced by paramyxoviral infection compared with same-strain controls (136). The blunted inflammatory response in ICAM-1-null mice was accompanied by less efficient viral clearance but was still beneficial to the host, since this cohort experienced less weight loss after bronchiolitis and lower mortality rates after a larger inoculum that causes bronchopneumonia.
We have long proposed that airway inflammation may lead to airway hyperreactivity (53, 54), but definitive proof has been difficult to obtain through pharmacological and physiological approaches. Accordingly, we next determined if ICAM-1-null mice that are relatively protected from virus-induced airway inflammation are also protected from postviral hyperreactivity. Indeed, using whole body barometric plethysmography to measure enhanced pause (Penh) as an index of airway obstruction at baseline and after methacholine challenge in wild-type and ICAM-1-null mice, we found 1) slightly increased baseline and reactivity by 1 wk postinoculation that was partially blocked in ICAM-1-null mice, and 2) normal baseline but markedly increased reactivity by 3 wk after inoculation that was completely blocked in ICAM-1-null mice. As noted above, the predominant site of ICAM-1 expression during paramyxoviral bronchiolitis is the airway epithelial cells that are home to the virus, but whether this cellular site is the one responsible for downregulating inflammation and hyperreactivity will require more cell-specific targeting. As discussed further in section V, genetic susceptibility to virus-inducible hyperreactivity can also be defined in this system, since only certain strains of inbred mice develop the acute inflammation/hyperreactivity phenotype as well as the subsequent and persistent remodeling response.
3. RANTES
Experimental paramyxoviral bronchiolitis in mice causes marked induction of RANTES gene expression in the lung, and expression is localized predominantly to airway epithelial cells and to adjacent tissue macrophages (N. Kajiwara, M. J. Walter, M. O'Sullivan, J. Tyner, O. Uchida, D. N. Cook, Y. Makino, T. M. Danoff, and M. J. Holtzman, unpublished observations). This pattern correlates precisely with the location of viral replication and so fits closely with findings in humans with paramyxoviral infection and in isolated cells, indicating that viral replication is a potent and direct inducer of RANTES gene expression (69). Additional experiments indicate that mice with targeted disruption of the SCYa5/RANTES gene are immunocompromised to the point of overwhelming viral infection and death (Kajiwara et al., unpublished observations). This defect appears to be manifest because RANTES is required to block apoptosis of virus-infected macrophages. The physiological source of RANTES in vivo could be either the epithelial cell or the macrophage, so these experiments did not yet add to the primary role of the airway epithelial cell in this setting. Nonetheless, this chemokine function is distinct from ones that have been previously identified in the setting of infection, such as recruiting and activating immune cells, interfering with viral entry receptors, or triggering cell death receptors, and so establish a novel mechanism for host defense based on preserving viability of the infected macrophage via a distinct combination of antiapoptotic and antiviral actions of a chemokine. Thus defense against intracellular pathogens, particularly viruses, depends on programmed death of infected host cells and then clearance of these cells by phagocytic macrophages. For effective clearance to take place, the viability of macrophages must be maintained in the face of infection, and these results suggest a molecular basis for preservation of virus-infected macrophages. The precise molecular mechanism for RANTES to influence cell death pathways still needs to be determined, but initial observations indicate that signaling to the death pathway proceeds via specific chemokine receptors that are also susceptible to regulation by viral replication (J. Tyner, O. Uchida, and M. J. Holtzman, unpublished observations). However, the results with RANTES- and IL-12-deficient mice reinforce another theme of this system, i.e., both epithelial and macrophage components of the innate immune response are critical targets for the virus and for effective antiviral defense.
4. Stat1
Stat1 mediates the expression of a subset of interferon-inducible genes (typified by ICAM-1) in airway epithelial cells, so Stat1 deficiency should have a major impact on epithelial function during viral infection. Indeed, Stat1-null mice exhibit markedly increased weight loss and decreased survival after Sendai viral infection (118). Thus intranasal inoculation with low levels of Sendai virus causes little effect in same-strain control mice but 100% mortality in Stat1-null mice. These results are similar to reports of Stat1-null mice in other viral models, but the basis for the defect in host defense has not been determined (29). In the present setting, Stat1 deficiency is associated with marked increases in viral replication rates and severe airway inflammation with cellular infiltrate and debris in the lumen. This host response may not simply reflect increased viral tissue load, since the response is not observed in wild-type mice even at a high inoculum that results in comparable viral load and levels of mortality. The luminal infiltrate is comprised mainly of neutrophils that contain virus and exhibit apoptosis and is fully manifest even at 8 days after infection. Because neutrophils are ordinarily cleared by this time in wild-type mice (ordinarily the responsibility of activated macrophages), the results suggest a possible delay in neutrophil clearance in Stat1-null compared with wild-type control mice.
These findings suggested that Stat1 in epithelial cells (leading to enhanced viral replication) or macrophages (leading to decreased activation) might underlie the defect in antiviral defense. Additional experiments with bone marrow radiation chimeras were used to dissect the role of Stat1 in the radiation-resistant compartment (especially the airway epithelium) versus radiation-sensitive hematopoietic cells (including macrophages). In this case, we found that lethally irradiated Stat1-deficient mice reconstituted with wild-type bone marrow were still susceptible to infection with Sendai virus, whereas wild-type mice that received Stat1-deficient bone marrow retained resistance to virus (L. Shornick, D. Briner, M. Lo, and M. J. Holtzman, unpublished observations). The viral susceptibility of chimeras with Stat1-deficient epithelium exhibited the same pattern of persistent luminal inflammation. Taken together, the results suggest that epithelial Stat1 may be critical for antiviral defense, perhaps by limiting viral replication and so aiding the removal of virus-infected, apoptotic neutrophils.
Because Stat1-deficient mice may have a selective and profound defect
in interferon signaling (30, 88) and
IFN-
-deficient mice exhibit no significant immunocompromise with
Sendai viral infection, the findings implicate Stat1-dependent effects
of IFN-
/
signaling as critical for antiviral defense against
respiratory paramyxoviral infection. However, related experiments in
isolated airway epithelial cells indicate that paramyxoviruses
downregulate IFN-
/
signaling as part of a strategy to establish
infection (M. Lo and M. J. Holtzman, unpublished observations).
Whether further decreases in this pathway or in other pathways lead to Stat1-deficient immunocompromise in vivo still needs to be determined. Defining the mechanism for Stat1-dependent protection in paramyxoviral bronchiolitis and the particular role of epithelial (versus immune cell) function of Stat1 may finally define a primary and distinct role
of the epithelial barrier cell in innate immunity.
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IV. AIRWAY IMMUNITY AND INFLAMMATION IN HUMAN SUBJECTS WITH ASTHMA |
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On the basis of the rationale that an abnormal immune response is
part of inflammatory disease, it appeared reasonable to next determine
the behavior of epithelial immune-response genes in asthma. Initial
studies indicate that airway epithelial cell expression of Stat1 and
its target genes as well as IL-12 p40 and RANTES are all altered in
asthma, and this section summarizes these findings. Because each of
these epithelial immune-response genes are highly responsive to
paramyxoviral infection (with or without concomitant production of
IFN-
), their activation in asthma brings into question the
hypothesis that asthma develops due solely to decreased Th1- and
increased Th2-type T cell responses. This issue is also discussed in
this section.
A. Constitutive Abnormalities in Epithelial Gene Expression (Stat1 And IL-12)
Cytokine effects on immunity and inflammation often depend on STAT
signaling pathways, so these are ideal candidates for influencing inflammatory disease. We reasoned that selective interferon
responsiveness of the first STAT family member (Stat1) and
Stat1-dependent immune-response genes such as ICAM-1, IRF-1, and
Stat1 itself in airway epithelial cells provided a basis for detecting
cytokine signaling abnormalities in inflammatory airway disease.
Based on nuclear localization and phosphorylation, epithelial Stat1
(but not other control transcription factors such as Stat3, AP-1, and
NF-
B) was invariably activated in asthmatic compared with normal
control or chronic bronchitis subjects (114). Stat1
activation was relatively selective for epithelial cells, since
activation was not detectable in neighboring macrophages. Furthermore,
epithelial levels of activated Stat1 correlated with levels of
expression for epithelial ICAM-1, IRF-1, and Stat1, and in turn, ICAM-1
level correlated with T cell accumulation in tissue. However, only low
levels of IFN-
or IFN-
-producing cells were detected in airway
tissue in all subjects. Since tissue levels of IFN-
are not
increased, asthma appears to be characterized by constitutive activity
of Th1-like cytokine signaling even without evidence of stimuli (such
as IFN-
or viral infection) (69, 138) that
normally drive this type of immune reaction. The results therefore
provide initial evidence linking abnormal behavior of STAT pathways for
cytokine signaling (as opposed to cytokine production) to the
development of an inflammatory disease. In that context, the results
also change the current scheme for asthma pathogenesis to one that must
include a localized gain in transcriptional signal ordinarily used for
a Th1 cytokine (IFN-
) and so is distinct from mechanisms that depend
on allergy-driven overproduction of Th2 cytokines.
Localizing the abnormality in Stat1 activity to airway epithelial cells is critical to the impact of these findings. Constitutive STAT activities in lymphocytes are associated with malignant transformation, whereas excessive Stat1 activity in chondrocytes driven by a mutant fibroblast growth factor receptor may be associated with growth arrest (128). Thus depending on the programmed cytokine response of specific cell types in specific tissues, abnormal Jak-STAT activity may lead to diseases as diverse as lymphoma or dwarfism. Consequently, analysis of cytokine-dependent responses in asthma using sites distant from the airways may not reflect behavior in airway cells. For example, others have indicated that decreased Th1 responses may predispose to asthma based on an association with diminished delayed-type hypersensitivity reactions to tuberculin (117). However, this association was based on immune responses in the skin and so does not reflect the specific activity of Th1-driven signaling pathways in airway epithelial cells.
To next determine whether the pattern of IL-12 upregulation in murine viral bronchitis also develops in asthma, we measured levels of IL-12 expression in airway tissue and bronchoalveolar lavage fluid obtained from asthmatic subjects. In fact, subjects with asthma exhibited higher levels of IL-12 as well, with expression predominantly in airway epithelial cells and in the form of IL-12 p40 (and p80 homodimer). Upregulation of IL-12 p40 expression also correlated with increased number of macrophages in the airway, so each of the features of IL-12 behavior was similar to ones found in the mouse during paramyxoviral infection. This finding offers two new possibilities for a role of IL-12 p40 in asthma: 1) antagonism of endogenous IL-12, and so skewing the local cytokine environment toward a Th2 immune response, and/or 2) function as an agonist, e.g., as a macrophage chemotactic and activating factor, and so causing airway inflammation. In fact, some (but not all) previous studies find significant macrophage accumulation in the submucosal and intraepithelial airway tissue of asthmatic compared with normal subjects (104, 109), whereas others provide evidence of macrophage activation in asthma (18) as well as an increase in number and activation state of airway macrophages during allergen challenge in asthma (89). In either case, these results provide initial evidence that asthma, often characterized as a condition that depends on overexpression of Th2 and underexpression of Th1 cytokines by immune cells, does in fact also exhibit overexpression of IL-12 p40 that appears to be chiefly derived from airway epithelial cells. In conjunction with previous observations of constitutive activation of Stat1 and Stat1-dependent genes, the findings further support the possibility that pathways normally responsive to Th1 cytokines are also dysregulated in airway inflammatory disease. As discussed further below, upregulation of epithelial Stat1 and IL-12 pathways in asthma is found in both allergic and nonallergic subjects and with or without treatment with glucocorticoids.
B. Glucocorticoid-Sensitive Abnormalities in Epithelial Gene Expression (RANTES)
Recognizing that RANTES and Stat1-dependent genes exhibit distinct but complementary function (chemotaxis versus cell adhesion) and regulation (posttranscriptional versus transcriptional), we also determined the level of epithelial RANTES expression in asthma. Most previous reports indicated that RANTES is expressed at similar basal levels in the airway epithelium of normal versus asthmatic subjects with mild disease (8, 33, 60, 144). Similarly, we did not expect much change in epithelial RANTES levels in response to allergen, based on our experience with segmental allergen challenge (M. Castro and M. J. Holtzman, unpublished observations). Accordingly, we sought an experimental protocol for endogenous exacerbation of asthma that might better reflect natural flares of the disease and might better define the mechanism of action of anti-inflammatory treatment.
In that context, we developed a protocol for controlled glucocorticoid
withdrawal in stable asthmatic subjects that includes measurements of
airway function and endobronchial biopsy and lavage during treatment
and then after withdrawal of inhaled glucocorticoids (15).
In some subjects, glucocorticoid withdrawal results in asthma
exacerbation characterized by increases in airway hyperreactivity and
immune cell (predominantly T cell) infiltration. Interestingly, these
disease flares are consistently associated with increased expression of
RANTES (by in situ hybridization for RANTES mRNA) that appears
localized predominantly to airway epithelial cells (129;
M. Castro, S. Block, D. L. Hamilos, M. V. Jenkersen, Q. Li, T. Horiuchi, K. Schechtman, and M. J. Holtzman, unpublished observations).
Concomitant work has indicated that there is no increase in IFN-
production or NF-
B activation in this setting, similar to the
findings in stable asthma. Thus epithelial RANTES production is
inducible during asthma exacerbation even in the apparent absence of
viral infection or IFN-
production. Furthermore, induction is
sensitive to glucocorticoid treatment but appears to proceed via an
NF-
B-independent pathway. These findings are analogous to those in
paramyxoviral infection, so it is possible that posttranscriptional
events underlying RANTES expression during paramyxoviral infection
may also be relevant to expression in asthma. As discussed in
section IVC, we have proposed that the increased expression of each of these pathways, i.e., Stat1, IL-12 p40,
and RANTES, may reflect a response to virus that no longer causes signs
of infection, but in the case of RANTES, expression is unmasked by
glucocorticoid withdrawal. Defining the basis for induction of RANTES
gene expression and its functional implications will require
additional work on the molecular basis for RANTES expression in
isolated cell and animal model systems as well as correlative protocols
in human subjects. For example, glucocorticoid effects on
posttranscriptional regulation of the RANTES genes still need to be
determined. Nonetheless, the findings for Stat1, IL-12, and RANTES
already suggest that a propensity for epithelial gene expression may be
conditioned by viral exposure and so underlie the relationship of
childhood viral infection to ongoing asthma even later in life.
C. A Revised Model for Th1/Th2 Contributions to Asthma
Asthmatic inflammation has been attributed to an abnormal sensitivity to inhaled allergens, and by extension, to a skewed T helper cell response with increased Th2 and decreased Th1 components compared with normal. In some settings, Th1 cells (perhaps activated by viral infection) may assist Th2 cells in initiating an allergic response, but this scheme also relies on Th2-dependent production of cytokines, notably IL-4, IL-5, and IL-13 to drive asthmatic inflammation and consequent pathophysiology (as summarized in Fig. 1). However, this pathogenesis does not account for the discrepancy between allergic and asthmatic phenotypes and, as indicated in the previous section, does not provide for the heightened antiviral state of the airway epithelium in asthma. In particular, increased activity of innate antiviral programming in the epithelium appears to be a fundamental feature of asthma. This alternative pathway is normally useful for airway barrier cells to defend against respiratory viruses, but if overactive, could lead to inflammation, as appears to be the case in asthma. Some epithelial programs appear insensitive to glucocorticoids and so are present constitutively even in stable disease (i.e., Stat1, IL-12 p40 networks), whereas others are sensitive to glucocorticoids and so inducible by glucocorticoid withdrawal and flares of the disease (i.e., RANTES). As perhaps expected for an antiviral system, this epithelial network is generally oriented toward a Th1 response.
To better integrate these concepts and so better explain the pathogenesis of airway disease, we have revised the model for the role of the airway immune response in asthma. The revised model accounts for how an alternative Th1-oriented epithelial network may act in combination with an enhanced Th2 response, and the combination of epithelial, viral, and allergic components led to its designation as an Epi-Vir-All paradigm (Fig. 7). In this scheme, increases in epithelial antiviral signals (e.g., Stat1 activation and IL-12 p40 expression) and allergen-driven production of Th2 cytokines (e.g., IL-4, IL-5, and IL-13) are characteristic of subjects with asthma under stable conditions during treatment with inhaled glucocorticoids. Further increases in epithelial signaling (driven by viral infection) or Th2 cytokine production (driven by further allergen exposure) would develop in subjects with asthma during a flare of the disease. In addition, increased levels of Stat1 may mediate a hypersensitive Th1-type response in the airway. At least in vitro, high levels of Stat1 are capable of priming the Stat1-dependent pathway and so lead to exaggerated gene expression in response to normal levels of stimulation (D. Sampath, Y. Zhang, and M. J. Holtzman, unpublished observations). In addition, flares of the disease are closely associated with induction of RANTES gene expression. This system, which appears to be regulated at the posttranscriptional level during viral infection, may rely on a similar regulatory mechanism in asthmatic flares. Each of these possibilities begs the question as to how the abnormality in epithelial cell behavior originally develops. In section V, we summarize initial evidence that viral infection and the genetic background of the host may interact to permanently reprogram the behavior of airway epithelial cells.
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V. LONG-TERM AIRWAY HYPERREACTIVITY AND REMODELING IN MICE AND HUMANS |
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A relationship between viral infection and the development of chronic inflammatory disease has been proposed for diverse clinical syndromes, but the basis for this relationship is still uncertain. In the particular context of asthma, paramyxoviral infections are the leading cause of lower respiratory tract illness in infants and young children (19, 26), and children with clinically significant viral bronchiolitis appear to be marked for the subsequent development of a chronic wheezing illness that is independent of allergy (107, 119, 124). Presumably paramyxoviral infection triggers a switch to an abnormal host response, since paramyxoviruses (or other respiratory RNA viruses) are not thought to persist in airway tissue as a cause of chronic respiratory disease (1). With or without viral persistence, however, the role of specific host factors in the development of chronic wheezing or life-long asthma has not been determined. This section describes our initial results from studies of mice and human subjects in defining the linkage between respiratory viral infection and persistent asthma and in so doing extends the concepts of the previous sections that were focused predominantly on short-term immunity and inflammation.
A. Segregating Acute From Chronic Phenotypes
To better define viral and host factors in the development of the asthma phenotype, we took further advantage of the mouse model of paramyxoviral bronchiolitis. As noted above, inhibition of the acute inflammatory response could be achieved by disruption of epithelial immune-response genes. On the basis of the work in vitro, this epithelial gene network is directly inducible by viral replication and is dominated by an array of interferon-responsive genes, but among candidates that might mediate immune cell traffic, ICAM-1 appears to be a predominant determinant for immune cell transmigration (69, 82, 129). In fact, as noted above, we found that ICAM-1 is inducible primarily on host airway epithelial cells by viral infection and is necessary for full development of acute inflammation and concomitant postviral airway hyperreactivity that peaks at ~3 wk after infection in the mouse model. Unexpectedly, however, as we followed wild-type and ICAM-1-null mice in a homogeneous genetic background, we also found that primary viral infection caused essentially permanent airway hyperreactivity and concomitant epithelial remodeling that were manifest despite ICAM-1 deficiency and were not accompanied by low-level persistence of viral transcripts (136, 140; M. J. Walter, J. D. Morton, N. Kajiwara, E. Agapov, T. Horiuchi, M. Castro, and M. J. Holtzman, unpublished observations). The predominant features of this remodeling phenotype, i.e., goblet cell hyperplasia and mucin production, are also inducible in human subjects with asthma. Taken together, the results indicate that paramyxoviral infection may cause both acute airway inflammation/hyperreactivity and chronic airway remodeling/hyperreactivity phenotypes that can be segregated by their dependence on ICAM-1 and time and so may depend on distinct genetic controls (as modeled in Fig. 8). In a more general context, the findings establish the capacity of a single paramyxoviral infection to cause both acute and chronic manifestations of the phenotype for hypersecretory disease and the relevance of specific host defense genes in moderating the acute but not necessarily the chronic phenotype.
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B. Genetic and Viral Determinants for Persistence
The striking possibility that viral infection at an early age may lead to permanent alterations in airway epithelial behavior and airway function requires significant further investigation. Initial results indicate that both viral and host factors may determine the outcome of infection. Thus only specific strains of mice are susceptible to developing the chronic phenotype, analogous but distinct from the diversity in resistance to acute infection (10; J. D. Morton and M. J. Holtzman, unpublished observations). Mouse age also affects the severity of the phenotype, indicating that developmental factors also influence the outcome. Improvements in the technology for genetic mapping (using single-nucleotide polymorphisms as informative markers) and gene expression (using oligonucleotide microarray) will allow more precise definition of epithelial programming that is responsible for asthma and bronchitis phenotypes in the mouse model (39). Extension of these results to analysis of candidate genes in human subjects using precise case-control studies may then provide further insight into the genetic susceptibility for virus-inducible disease in humans.
Although genetic susceptibility for the host response has been the target of studies by our lab and others, it appears likely that viral genetics are also critical to the development of the chronic remodeling/hyperreactivity phenotype. Thus previous studies of Sendai virus and related paramyxoviruses indicated that viral particles are normally eliminated from tissue after 10-12 days (25). However, these studies relied on relatively insensitive methods that are responsive to replicating (nonmutant) forms of virus, and recent studies of other riboviruses indicate that they may persist in the tissue as mutant quasi-species. In these cases, viral persistence may be facilitated by high mutation rates at critical epitopes and consequent escape from immune surveillance (27), but whether persistence is necessary or sufficient for chronic alterations in host cell behavior still needs to be determined. Initial analysis of Sendai viral titers using kinetic PCR suggests that viral persistence in host tissues at low copy number is not a common feature of paramyxoviral infection (J. D. Morton, E. Agapov, D. Palamand, and M. J. Holtzman, unpublished observations). Moreover, initial results with the Sendai viral mouse model indicate that viral persistence is not necessary or sufficient for the chronic phenotype, since sensitive and resistant strains of mice exhibit similar effectiveness in viral clearance. The results suggest a hit-and-run hypothesis for the viral effect, i.e., transient infection causes permanent alteration in host cell behavior. Even so, however, the viral gene products responsible for triggering the change in host phenotype still need to be defined. New systems for recovery of negative-strand RNA viruses entirely from cDNA may allow better definition of these issues as well as general understanding of replication and pathogenesis for this order of viruses (20, 95).
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VI. SMART STRATEGIES FOR CORRECTING EPITHELIAL INFLAMMATION AND REMODELING |
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The airway epithelium (by virtue of location) is directly accessible to inhaled agents, so modifying epithelial function is a natural target for therapy of asthma and for combating respiratory viral infection. In the case of asthma, even current agents (such as glucocorticoids and sodium cromoglycate) may owe part of their efficacy to the attenuation of cell adhesion molecule and chemoattractant function (as noted above for RANTES) and so could target the epithelium to achieve therapeutic effects. Similarly, delivery of blocking antibodies, soluble ligands, or synthetic peptide analogs via the airway may indicate the importance of local epithelial events if the reagents cannot effectively reach subepithelial sites (34, 49, 75, 86, 101). Using the epithelial antiviral network as a model, we have begun to develop more specific and perhaps smarter strategies for modifying epithelial gene expression and so influencing epithelial function. The approach derives directly from the molecular pathways defined in this review and is summarized in Figure 9. The overall aim is to improve airway disease, with special reference to asthma and related phenotypes in other forms of bronchitis/bronchiolitis. In view of the proposed nature of epithelial programming against respiratory viruses, another natural therapeutic target is to improve antiviral host defense.
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A. Reversing Viral Mimicry Using Mutant E1A Oncoprotein
Immunity to viral pathogens depends on coordinated control of host cell genes, so viruses (including adenoviruses) have developed strategies to redirect the normal genetic program (108). As one of the most informative examples, the adenoviral early region 1A (E1A) gene encodes for an oncoprotein that activates host cell cycle and so enables DNA synthesis needed for viral replication. To accomplish this, E1A oncoprotein presents two distinct binding sites for competing with cell cycle regulators: one site uses conserved regions 1 and 2 (CR1 and CR2) to bind a family of antioncoproteins typified by retinoblastoma (Rb) protein; the other site uses NH2-terminal residues and CR1 to bind a family of transcriptional coactivators typified by p300 (92, 148) (Fig. 10). The Rb protein and Rb-related p107 and p130 proteins normally bind to the E2F transcription factor and silence genes needed for progression through the cell cycle (147). The p300 protein (17) and the related cAMP response element binding protein (CREB)-binding protein (CBP) (31) serve as adaptor proteins that link transcription factors such as CREB (3, 72) as well as p53 antioncoprotein (48, 74) to the basal transcription complex. In addition, p300/CBP proteins influence gene transcription by intrinsic histone acetyltransferase activity and by linking additional coactivators (such as p300/CBP/cointegrator-associated protein or p/CIP) to core histones (134). Thus, by sequestering (and perhaps linking) Rb- and p300/CBP-type proteins in competition with endogenous transcription factors and coactivators, three E1A domains (NH2 terminus, CR1, and CR2) are sufficient for mediating cellular proliferation (143).
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In addition to altering control of the cell cycle, adenoviruses also
aim to subvert host defense by evading immune detection. Early studies
in cell lines suggested that E1A might inhibit activation of
immune-response genes by disrupting events (such as protein phosphorylation) that lead to protein-DNA interactions at
interferon-responsive enhancers (64). However,
subsequent studies demonstrated that E1A capacity for immune
suppression might also depend on targeting p300/CBP. Thus p300/CBP
coactivator function was extended to c-fos and c-Jun
components of activator protein-1 (3, 5), the p65 component of NF-
B (40), steroid and
nuclear-hormone receptors (70, 150), and
to the first two members of the STAT family (9,
58, 153) that mediate interferon-driven
gene activation. In all cases, including Stat1 and Stat2, E1A
influenced host gene expression by competing with these endogenous
factors for binding to p300/CBP (5, 9,
40, 70, 150, 153).
Because Stat1 is critical for IFN-
-driven gene transcription,
competition for p300/CBP by E1A may underlie its capacity to subvert
IFN-
-stimulated immunity.
In reviewing this previous work, we questioned whether E1A might also act directly on a specific DNA-binding transcription factor and thereby provide determinants for more precisely influencing gene expression. Precedent for this possibility may be found in interactions of the transactivating domain of E1A (conserved region 3) with transcription factors needed for viral gene expression (77), but at least to date, E1A NH2-terminal interactions appear more highly restricted (92). Nonetheless, additional interactions might not be detected if E1A determinants for binding p300/CBP overlapped with those for binding more specific cellular activators. In addition, previous studies of adenoviral infection and host gene behavior often used transformed cell lines rather than the natural adenoviral host cell and so could not exclude confounding effects of other oncogenes (such as SV40 large T antigen) on E1A action (32).
In that context, we have used primary culture hTBE cells (along with
endobronchial tissue and mouse models of viral bronchitis) to define
epithelial cell-dependent immunity to respiratory pathogens (129, 138). Our work on isolated cells
indicates that a subset of epithelial immune-response genes
typified by ICAM-1 are controlled by an IFN-
-responsive Jak-STAT
signaling pathway that relies on Stat1 to first be phosphorylated at
the IFN-
receptor complex and then to bind to the ICAM-1 promoter
region (80, 81, 141). At the
promoter, Stat1 interacts with adjacent transcription factors such as
Sp1 and with p300/CBP (58, 81,
153) to facilitate enhanceosome formation and induce gene
transcription. As noted above, E1A-p300/CBP interaction may therefore
underlie its capacity to subvert IFN-
-driven gene activation, or
alternatively, may explain the antiviral effect of IFN-
(153).
Recently, however, we demonstrated that E1A can also modify
Stat1-dependent gene activation by direct action on Stat1 itself (82). Using mutant forms of E1A, we defined an
NH2-terminal determinant (Arg2) for binding
p300/CBP that is not needed for binding Stat1. Furthermore, we showed
that mutant E1A with no capacity for binding p300/CBP or inhibiting
p300/CBP-dependent events (73, 143,
148) still binds Stat1 and inhibits IFN-
-induced,
Stat1-dependent transactivation of exogenous and endogenous target
genes early in the course of adenoviral infection. This effect is
distinct from downregulation of Stat1 phosphorylation that occurs later
in the course of infection. Taken together, these results provide for
an overall scheme for adenoviral disruption of host gene expression
during early and late-phase infection, a novel action of the E1A
NH2 terminus in mediating immune suppression, and a revised
model of Stat1-dependent gene expression. The results also provide an
appropriate E1A-mediated strategy for more selectively downregulating
Stat1-dependent events in the airway.
B. Modifying Epithelial Signaling With Mutant Stat1
Transcription factors generally contain at least two independent domains for DNA binding versus activation of transcription (44). Removal of the transactivation domain has been shown in many cases to result in an inactive factor that can bind to the DNA element and displace wild-type protein, thereby creating a dominant-negative action (51). Targeting such a dominant-negative construct so that it is expressed in a specific tissue has been useful in understanding the function of specific transcription factors in different tissues. Accordingly, this strategy offers an advantage over complete deletion of the factor by homologous recombination with the endogenous gene if there is a goal of defining function in a specific tissue or cell type. The creation of a dominant-negative mutation for Stat1 is more challenging than for transcription factors with less complex function, but also offers an opportunity for dissecting the relative importance of Stat1 modular function.
Accordingly, we aimed to selectively downregulate the pathway using a
dominant-negative strategy for inhibition of epithelial Stat1 in
the primary culture airway epithelial cell model (141). In
initial experiments using a Stat1-deficient cell line, we demonstrated that transfection of wild-type Stat1 expression plasmid restored appropriate Stat1 expression and IFN-
-dependent phosphorylation as
well as consequent IFN-
activation of cotransfected ICAM-1 promoter
constructs and endogenous ICAM-1 gene expression. However, mutations of
Stat1 at Tyr-701 (the Jak kinase phosphorylation site), Glu-428/429
(the putative DNA-binding site), His-713 (the splice-site
resulting in Stat1
formation), or Ser-727 (the mitogen-activated protein kinase phosphorylation site) all decreased Stat1 capacity to
activate the ICAM-1 promoter. The Tyr-701 mutant (followed by the
His-713 mutant) was most effective in disabling Stat1 function and in
overcoming the activating effect of cotransfected wild-type Stat1
in this cell system, thereby highlighting the effectiveness of blocking
Stat1 homo- and heterodimerization. In experiments using primary
culture airway epithelial cells and each of the four Stat1-mutant
plasmids, transfection with the Tyr-701 and His-713 mutants again most
effectively inhibited IFN-
activation of an ICAM-1 gene promoter
construct. By then transfecting airway epithelial cells with
wild-type or mutant Stat1 tagged with a Flag-reporter sequence,
we used dual immunofluorescence to show that cells expressing the
Tyr-701 or His-713 mutants but not the two other Stat1 mutants or
wild-type Stat1 were prevented from expressing endogenous ICAM-1 in
response to IFN-
treatment. The results provide the initial
indication that loss of function may correlate with
dominant-negative activity for Stat1 in a biologically relevant
human cell model. The capacity of specific Stat1 mutations to exert a
potent dominant-negative effect on IFN-
signal transduction provides for further definition of Stat1 structure/function. The strategy also provides a means for natural or engineered expression of
mutant or truncated Stat1 to selectively downregulate activity of this
pathway in a cell type- or tissue-specific manner during immune
and/or inflammatory responses in vivo.
C. Future Considerations
The studies summarized above indicate that molecular strategies can be devised that selectively target epithelial signaling pathways. Thus downregulation of epithelial Stat1 signaling (to correct the abnormality in asthma) and possibly upregulation of RANTES signaling (to aid in antiviral defense) may be devised from the regulatory features of these pathways, and these strategies appear effective in vitro. Studies in animal models are poised to determine whether modifying epithelial immune function may be effective as a sole treatment for airway inflammation or may render other anti-inflammatory drugs more effective in vivo. However, the efficacy of this approach will depend on developing methods to achieve selective and efficient expression in the airway epithelium. Thus proof of concept may be feasible using transgenic animals (limited only by specificity of available gene promoter systems for epithelial expression), but vectors with reproducible, sustainable, and high-level expression in the airway epithelium still need to be developed.
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VII. SUMMARY |
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This review summarizes increasing evidence that airway epithelial barrier cells actively mediate airway immunity and inflammation. In fact, the role of the epithelium has evolved from a relatively simple scheme for mediating leukocyte recruitment to one that depends on the coordinated expression of a network of epithelial immune-response genes coordinated for host defense under distinct transcriptional and posttranscriptional controls. The transcriptional program is typified by an interferon-driven Jak/Stat signaling pathway, while posttranscriptional regulation uses RNA-protein interactions that are responsive directly to viral replication. Respiratory viruses ordinarily interact with this Th1-style gene network in a battle of host defense versus immune subversion, but the same network is also activated in asthma even in the absence of overt viral infection. Thus the barrier epithelial cell population appears specially programmed for normal host defense but abnormally programmed in inflammatory airway disease. Recent results indicate that airway epithelial cells may be reprogrammed for permanent proliferation and skewed mucus cell differentiation by asthmagenic RNA viruses that persist at low copy number. This alteration in the epithelial repair process exhibits genetic susceptibility and so appears analogous to abnormal mucosal phenotypes in asthma and other hypersecretory diseases. These concepts can be integrated into a scheme that incorporates epithelial, viral, and allergic components (designated an Epi-Vir-All paradigm) for a more complete explanation of the pathogenesis of airway disease. By extension, the same epithelial network is a target for therapy in airway disease and for improving host defense against respiratory viruses. Smart strategies have already been defined for reversing viral mimicry and engineering dominant-negative mutations that alter epithelial behavior, but full utilization of these approaches will depend on also achieving selective and high-level gene expression in the epithelium. This goal depends in turn on determining the critical biology of the airway epithelium in antiviral defense and airway disease and in particular on defining the contributions of specific viral and host genetic components.
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ACKNOWLEDGMENTS |
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We acknowledge the contributions of our colleagues Eugene Agapov, Yael Alevy, Jan Bragdon, Steve Brody, David Briner, Naohiro Kajiwara, Edy Kim, Takeharu Koga, Dwight Look, Shin Nakajima, Divya Palamand, Mark Pelletier, William Roswit, Deepak Sampath, Massaguchi Taguchi, Kazutaka Takami, and Yong Zhang.
The research underlying this review was supported by grants from the National Heart, Lung, and Blood Institute; Martin Schaefer Fund; and Alan A. and Edith L. Wolff Charitable Trust.
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FOOTNOTES |
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Address for reprint requests and other correspondence: M. J. Holtzman, Washington University School of Medicine, Campus Box 8052, 660 South Euclid Ave., St. Louis, MO 63110 (E-mail: holtzmanm{at}msnotes.wustl.edu).
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