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Physiol. Rev. 79: 215-255, 1999;
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PHYSIOLOGICAL REVIEWS   Vol. 79 No. 1 January 1999, pp. S215-S255
Copyright ©1999 by the American Physiological Society

Role of CFTR in Airway Disease

JOSEPH M. PILEWSKI AND RAYMOND A. FRIZZELL

Departments of Medicine and of Cell Biology and Physiology, University of Pittsburgh, Pittsburgh, Pennsylvania

I. INTRODUCTION
II. GENETICS AND PHYSIOLOGY OF CFTR GENE MUTATIONS
    A. Cellular Genotype-Phenotype Comparisons: Classes of Mutations
    B. Correlation of Genotype With In Vivo Function
    C. Relation of CFTR Mutations to Disease Severity
    D. Importance of CFTR in Organ Physiology and Development of Different Organs
III. CLINICAL COURSE OF CYSTIC FIBROSIS: TURNING POINTS IN PATHOGENESIS
    A. Earliest Pathological Manifestations of Pulmonary Disease
    B. Airway Infection and Inflammation Lead to Bronchiectasis
    C. Role of Inflammation in the Progression of Airway Pathology
IV. DETERMINANTS OF AIRWAY SURFACE LIQUID
    A. Basic Principles
    B. Transport Functions of Proximal Airways
    C. Other Transport Functions of CFTR
    D. Airway Fluid Transport and Water Permeability
    E. Composition and Thickness of Airway Surface Liquid
    F. Lessons From Other Genetic Diseases
V. MUCOCILIARY CLEARANCE
    A. Factors Contributing to Normal Clearance
    B. Mucociliary Clearance and Sputum Properties in CF
    C. Effect of Salt Concentration on Mucus Transport
    D. Comparison With Dyskinetic Cilia Syndromes
VI. AIRWAY INFECTION
    A. Organisms and Their Mechanisms
    B. How the Airway Environment in CF Permits Infection
VII. INFLAMMATORY MECHANISMS
    A. Immune Processes: Defects in Opsonization
    B. Defects in Anti-inflammatory Cytokines: Interleukin-10
    C. Oxidant Environment and Glutathione Transport
    D. Defective Apoptosis Related to CF Mutations
    E. Proinflammatory Effects of Bacterial DNA
VIII. SUMMARY
REFERENCES

    ABSTRACT
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Pilewski, Joseph M., and Raymond A. Frizzell. Role of CFTR in Airway Disease. Physiol. Rev. 79, Suppl.: S215-S255, 1999. --- Cystic fibrosis (CF) is caused by mutations in the gene encoding the CF transmembrane conductance regulator (CFTR), which accounts for the cAMP-regulated chloride conductance of airway epithelial cells. Lung disease is the chief cause of morbidity and mortality in CF patients. This review focuses on mechanisms whereby the deletion or impairment of CFTR chloride channel function produces lung disease. It examines the major themes of the channel hypothesis of CF, which involve impaired regulation of airway surface fluid volume or composition. Available evidence indicates that the effect of CFTR deletion alters physiological functions of both surface and submucosal gland epithelia. At the airway surface, deletion of CFTR causes hyperabsorption of sodium chloride and a reduction in the periciliary salt and water content, which impairs mucociliary clearance. In submucosal glands, loss of CFTR-mediated salt and water secretion compromises the clearance of mucins and a variety of defense substances onto the airway surface. Impaired mucociliary clearance, together with CFTR-related changes in the airway surface microenvironment, leads to a progressive cycle of infection, inflammation, and declining lung function. Here, we provide the details of this pathophysiological cascade in the hope that its understanding will promote the development of new therapies for CF.

    I. INTRODUCTION
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In patients with cystic fibrosis (CF), pulmonary disease is the major cause of morbidity and mortality. With the development of treatments for intestinal obstruction and pancreatic insufficiency, patients typically survive beyond infancy, and at some point, virtually all patients develop chronic bacterial infection, abnormal airway secretions, and airway inflammation. This typically results in progressive bronchiectasis, respiratory failure, and death. However, the question of how CF transmembrane conductance regulator (CFTR) mutations cause lung disease continues to be one of the most perplexing and poorly understood chapters in the story of CF and airway epithelial cell pathophysiology. In short, we know that the CFTR is a regulated anion channel that accounts for the cAMP-regulated Cl conductance of the apical membranes of airway epithelial cells, and we know that CFTR mutations either eliminate or markedly impair this conductance pathway. But the question of how the loss of CFTR causes CF remains incompletely understood. Several years ago, there were educated guesses regarding the possible links from CFTR to lung disease; today, there are well-reasoned and testable hypotheses. Hopefully, the next several years will provide an understanding that provides for more effective treatments.

Should we focus on the Cl channel function of CFTR and the loss of this function as the underlying source of CF pathophysiology? The reasons for doing so are embodied in traditional, as well as more recent concepts of the connecting links between CFTR and airway disease. The channel hypothesis of CF now has two major themes: one is based on the role of CFTR in determining the volume of the airway surface liquid (ASL). This concept holds that a lack of fluid secretion, together with excessive fluid absorption, leads to a reduction in the watery component of the ASL, to a thickening of its mucous component, to blocked submucosal gland ducts, and to impaired mucociliary clearance, infection, inflammation, and ultimately, the tissue destruction characteristic of bronchiectasis. A second, more recent, concept is that this scenario arises from an inherent ability of airway cells to fight against bacterial infections that is compromised by the loss of CFTR. This may be linked to changes in the composition of the ASL.

There are also nonchannel or regulatory subthemes that may contribute to CF airway disease. One features the ability of CFTR to regulate other ion channels and therefore relates to formation of the ASL (see review by Schwiebert et al., this supplement). Another involves functions of CFTR within intracellular compartments that lead to altered processing of macromolecules and the appearance of glycoconjugates with different properties on the airway surface (see review by Bradbury, this supplement). These regulatory events are part of the larger picture of mechanisms that control the physical and chemical composition of the ASL, and they are therefore embodied in the channel hypothesis of CF. In this review, we summarize these functions of CFTR and refer, as appropriate, to other reviews in this supplement where these functions are described in greater detail.

Why focus on CFTR's function as an ion channel to explain CF pathology? First, in exocrine tissues and intestine, the pathophysiology of CF appears to be explained well by CFTR's channel function. Intestinal obstruction in CF is due to a drying out of the luminal contents that is caused by insufficient net fluid secretory activity. The elevated salt in CF sweat and salivary secretions is explained by a lack of anion channel function (218). Second, if one surveys different organs or across species, the pathophysiology of CF generally varies with the capacity of different epithelia to express alternate ion channel pathways. This appears to at least partly explain the relative absence of lung pathology in CF mice, and it is the lead theory for why different strains of mice show different degrees of intestinal impairment when the CF gene is knocked out (see review by Grubb and Boucher, this supplement). These findings suggest that other anion channels can compensate for the loss of CFTR. Finally, most mutations that interfere only with the magnitude of the CFTR Cl conductance, as opposed to its processing and targeting to the plasma membrane, produce CF, but usually in a milder form (254, see sect. IIC). Thus the simplifying principle is that lung disease is manifest in some way because of the absence of a cAMP-regulated anion channel in airway cells, and this leads either to physical or compositional impairment in the properties of the airway surface fluid that make the mucous gel more difficult to clear and easier for bacteria to colonize.

In this review, we first summarize the physiologically relevant molecular genetics and clinical turning points in the pathogenesis of CF lung disease. We then attempt to relate the cellular functions that have been ascribed to CFTR to the properties of the ASL, its role in mucociliary clearance, and to aberrant inflammatory mechanisms that may explain how mutations in CFTR cause pulmonary disease.

    II. GENETICS AND PHYSIOLOGY OF CFTR GENE MUTATIONS
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A. Cellular Genotype-Phenotype Comparisons: Classes of Mutations

To date, over 700 mutations in the CFTR gene have been associated with a CF disease phenotype (S. FitzSimmons, CF Foundation, personal communication). From a physiological perspective, the grouping of mutations into five classes based on the primary mechanism responsible for reduced CFTR Cl channel function has provided a useful framework for considering genotype-phenotype relationships. As proposed by Welsh and Smith (313) and summarized in Figure 1, class 1 mutations, such as G542X and R553X, are those in which stop codons or frameshift mutations lead to premature termination of mRNA translation, and thus essentially no protein production. In class 2 mutations, CFTR protein fails to mature properly in the biosynthetic pathway, with degradation of translated protein before it can progress past the endoplasmic reticulum (see review by Kopito, this supplement). The Delta F508 mutation, the prototypic class 2 and the most common CF mutation, results in a temperature-sensitive defect in protein processing; at 37°C, little or no mature protein is detectable at the plasma membrane (51), but at 27°C, some Delta F508 CFTR traffics to the cell membrane where it forms partially functional Cl channels (50, 72, 171). Most laboratories agree that Delta F508 CFTR exhibits a reduced open probability, however (72). Thus both class 1 and 2 mutations prevent sufficient CFTR expression at the cell membrane. As would be expected, clinical studies have confirmed that these mutations are associated with typical multiorgan disease, including male infertility, pancreatic insufficiency, and progressive obstructive pulmonary disease.


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FIG. 1.   Classes of cystic fibrosis (CF) gene mutations. CF mutations can be divided into 5 classes that define the mechanism for defective chloride conductance. In normal epithelia (top panel), the CF gene is transcribed into mRNA, which is translated in the endoplasmic reticulum (ER) to cystic fibrosis transmembrane conductance regulator (CFTR) protein. After translation, nascent CFTR is glycosylated in the Golgi apparatus before insertion in the cell membrane. In class 1 CF mutations, there is failure of CFTR translation, typically due to stop mutations such as G542X. In class 2 mutations, which include the most common CF mutation, Delta F508, CFTR fails to mature and is degraded by proteases in the ER. Class 3 mutations are fully processed and inserted in the membrane, but mature protein is refractory to activation, as for example, the G551D mutation fails to conduct chloride in response to stimulation with protein kinase A. In class 4 mutations, the mature protein is activated normally, but the chloride conductance of channel is diminished. Finally, class 5 mutations are splice site mutations that result in decreased abundance of full-length mRNAs, hence a decrease in the quantity of fully functional CFTR at cell membrane. [Modified from Tsui, L.-C., and P. Durie. Hosp. Pract. 32: 115, 1997. Original illustration by Seward Hung.]

In contrast, class 3 and 4 mutations allow protein production and transit to the apical surface, but they result in channels that are insensitive to activation or display altered Cl conductance. Class 3 mutations, such as G551D, are regulatory mutations in which single amino acid substitutions or deletions result in a properly processed protein that is virtually insensitive to channel activation. For example, reduced ATP binding to G551D CFTR results in a severely diminished macroscopic Cl conductance (173) that would intuitively be associated with a severe disease phenotype. Clinical studies have confirmed this prediction, because there is no evidence that either pancreatic or pulmonary disease severity in these patients differs significantly from patients with class 1 or 2 mutations (102). Class 4 mutations, such as R117H, R347P, and R334W, respond to activation by cAMP agonists but exhibit reduced Cl channel conductance or channel open probability (254). As such, these mutations would be expected to result in mild disease manifestations, and several reports have confirmed that this is the case for pancreatic disease (11, 65, 90, 112, 159).

More recent studies have suggested that splice site mutations, which affect the efficiency of normal mRNA splicing and thereby alter the abundance of normally processed and functional CFTR at the cell membrane, should be considered a fifth class of CF mutations. The prototype of this class is the 3849+10 kb C to T mutation, in which a nucleotide substitution at a splice site reduces but does not preclude correct mRNA splicing. Consequently, this mutation yields at least some mRNA capable of producing functional protein that would be expected to be associated with mild disease. Clinical correlation with the limited number of patients who have this mutation has documented a mild phenotype for pancreatic disease, and surprisingly, this is true for the male genital tract as well (109, 268). Congenital bilateral absence of vas deferens (CBAVD) is a phenotype that is normally very sensitive to mutation of CFTR (see sect. IID).

B. Correlation of Genotype With In Vivo Function

Several approaches have been used to demonstrate ion transport differences in vivo among the classes of CFTR gene mutations, and in general, these have provided evidence for residual Cl secretory capacity in some class 4 mutations. One approach has been to measure transepithelial potential difference across the nasal epithelium to assess amiloride-inhibitable Na transport and cAMP-mediated Cl secretion (see Ref. 149 for review of technique). In patients with gene mutations in which CFTR traffics to the membrane (G551D, A455E, R117H), there was significantly more residual Cl secretion than in patients with mutations that do not permit protein synthesis or trafficking (Delta F508, W1282X, Q493X) (111). Moreover, there was a positive correlation between the amount of residual Cl secretion and the forced expiratory volume, an indicator of airway function. As predicted by the class of mutation paradigm, no Cl secretory response was observed in patients homozygous for Delta F508 or in those with a Delta F508 mutation and a truncation mutation (G542X or R553X). Thus there is suggestive evidence for a correlation between gene mutations and ion transport function; however, the sensitivity of the nasal potential difference assay for residual Cl secretory activity, and the correlation with disease severity, remains to be determined.

A second in vivo approach to correlate genotype with physiology has been to examine the relationship between genotype and carbachol-induced Cl secretion in rectal biopsies. Compared with patients with class 1 or 2 mutations, patients with an A455E mutation had higher residual Cl secretion. This was associated with a later age of CF diagnosis, a lower incidence of pancreatic insufficiency, and a higher achieved age (304). Collectively, the in vivo studies of nasal and rectal epithelial function support the in vitro observation that at least some class 4 mutations permit residual Cl secretion that reduces disease severity. Of note is that residual Cl secretion was also observed in a subset of homozygous Delta F508 patients. This suggests that other factors, such as the expression of other Cl channels, or the trafficking of some mutant Delta F508 CFTR to the membrane, or perhaps genetic polymorphisms, contribute to the variations in disease severity.

Recently, several polymorphisms within the CFTR gene have been identified and found to influence the penetrance of some CFTR mutations. Chu and Cutting (55) identified variations in the length of the polypyrimidine tract in the intron 8 splice acceptor site (the Tn locus) and found that three length variants were associated with varying efficiencies of exon 9 splicing. The 5 thymidine (5T) variant was associated with inefficient splicing and frequent transcripts lacking exon 9, which is critical for formation of a functional CFTR protein (271). In a subsequent study of the relationship between polypyrimidine variants and the phenotype of patients with the R117H mutation, the 5T variant was most clearly associated with the typical CF phenotype, whereas the 7T variant was observed both in patients with pancreatic sufficient CF and in patients with CBAVD alone (137). Thus it appears that the 5T variant often leads to lower levels of partially functional R117H-CFTR, and hence clinical CF. The splice efficiency of the 7T variant is not consistent; thus the combination of R117H and 7T may or may not result in clinical disease.

The presence of other polymorphic loci has been proposed to account for the partial penetrance of polymorphic Tn loci and may also contribute to the observed phenotypic variability within CFTR mutations. Evidence for partial penetrance of the 5T allele was recently derived from an analysis of the 5T allele in a large ethnically similar population. An increased frequency of the 5T allele was found in patients with CF or atypical CF who did not have CFTR mutations on the chromosome carrying the 5T allele. Moreover, within families, the same 5T allele was associated with a wide range of clinical presentations, from healthy fertile male to CBAVD to clinical CF, supporting the notion that the 5T allele is a splice variant with partial penetrance (134). Two other polymorphisms were recently demonstrated to contribute to the variable penetrance of the 5T allele. Cuppens et al. (62) examined the effects of polymorphisms at the (TG)m and M470V loci and found that a higher number of TG repeats on the 5T allele was associated with disease, whereas a low number was observed in healthy CF fathers. Moreover, the number of TG repeats influenced the exon 9 splice acceptor efficiency, and CFTR Cl channel activity varied with the polymorphism at the 470 locus. These data provide strong evidence that polymorphisms contribute to the partial penetrance of the 5T allele and suggest that such polymorphisms may contribute to heterogeneity in both CFTR Cl channel conductance and disease phenotype among individuals with the same CFTR mutation.

C. Relation of CFTR Mutations to Disease Severity

Heterogeneity in CF phenotype has raised the logical question of whether the clinical variability could be explained on the basis of genotypic differences, with the hypothesis that mutations having residual CFTR function would be associated with milder phenotypes. Several approaches have been used to correlate genotype with phenotype, including the in vivo ion transport studies discussed above and a number of epidemiological studies. The large case control analysis from the multinational CF genotype-phenotype consortium clearly demonstrated that certain mutations are associated with pancreatic sufficiency; however, a correlation between genotype and severity of pulmonary disease could not be identified. Comparison of Delta F508 homozygous patients with a limited spectrum of compound heterozygotes revealed that the class 4 R117H mutation was associated with pancreatic sufficiency, later age at CF diagnosis, and lower sweat Cl concentrations (101). Other studies have demonstrated that another class 4 mutation (A455E) and a class 5 mutation (3849+10 kb C to T) are also associated with pancreatic sufficiency (109). These studies demonstrate that at least some class 4 or 5 mutations are associated with mild pancreatic disease and thereby support the notion that for pancreatic function, a class 4 or 5 mutation provides enough residual CFTR Cl channel function to result in a mild phenotype.

Case control studies that have attempted to correlate genotype with pulmonary disease severity have disclosed that A455E (a class 4 mutant) is associated with mild disease (88); however, studies of groups of patients with other uncommon mutations, including siblings, have revealed wide variation in pulmonary disease severity. Patients with an A455E mutation had a higher likelihood of pancreatic sufficiency, better pulmonary function, and a lower likelihood of airway colonization with Pseudomonas aeruginosa (88). Interestingly, two studies have demonstrated that heterologous expression of A455E CFTR resulted in a diminished but significant halide permeability compared with wild-type CFTR (253, 308). In contrast, nasal potential difference studies to determine the presence of a cAMP-mediated Cl secretory response in nasal epithelium of A455E patients revealed a modest response in only one of five patients (308). Thus there appears to be a correlation between in vitro Cl secretion and disease severity for some class 4 mutations. The failure to discern a nasal potential difference response could reflect a low expression level of CFTR in surface epithelium or indicate that the nasal potential difference assay lacks sensitivity for detection of residual Cl secretion.

The larger study by the CF genotype-phenotype consortium (101) failed to identify differences in pulmonary disease severity between Delta F508 homozygous patients and those who were compound heterozygotes for Delta F508 and several other mutations, including G542X, R553X, W1282X, N1303K, 621 + 1G to T, 1717-1G to A, and R117H. The wide intragenotype variation in pulmonary disease severity has been proposed to reflect environmental factors, the presence of polymorphisms or modifier genes (see above), or differences in therapy and/or patient compliance. Together with the limited number of patients having a class 4 or 5 mutation, the variability in pulmonary disease makes identification of mild pulmonary mutations more difficult. A recent longitudinal analysis of pulmonary function in CF patients revealed that Delta F508 homozygous patients had a higher rate of pulmonary function decline than patients who were heterozygous for Delta F508 or had two non-Delta F508 mutations (60). Similar analyses of larger cohorts of patients having "mild" mutations, or collection of survival data from large registries, may eventually prove more fruitful than case control studies for determining the influence of genotype on pulmonary function.

Considered collectively, the studies of CFTR channel function in vitro and correlation with in vivo ion transport and disease phenotype suggest that the amount of residual Cl channel function of a given mutation influences disease severity in the pancreas and, in some cases, the lung. At least some class 4 mutations permit sufficient CFTR function to yield a less severe phenotype (159); however, other factors must be implicated to account for the wide variation in disease severity within a group of patients having the same mutation. Moreover, further studies are necessary to determine whether residual CFTR Cl channel function causes a less severe disease phenotype or whether such function is merely a marker of nonchannel CFTR function that may be more important in pathophysiology (see below).

D. Importance of CFTR in Organ Physiology and Development of Different Organs

Recent studies have suggested that variations in the organ system manifestations of CF reflect differences in the level of CFTR function necessary for normal organ function. These variations are particularly intriguing for male genital tract disease. Over 95% of males with multiple organ manifestations of CF suffer from infertility due to bilateral absence of the vas deferens. At the other end of the clinical spectrum are patients with CBAVD but no recognized pulmonary, pancreatic, or sinus disease. Close evaluation has revealed that more CBAVD patients are heterozygous at the CFTR locus (50 vs. 4% in the general population). In addition, several patients have two CFTR mutations, one of which is R117H (70). Other studies have found a high incidence of the 5T exon 9 splice variant on the normal allele in the heterozygous CBAVD patients (52), suggesting that a reduction of functional CFTR to ~10% of wild-type levels may result in genital tract disease. These observations suggest that CBAVD is a form of CF disease, and they further demonstrate that mild mutations, such as R117H, may provide sufficient residual Cl secretory capacity to prevent the development of typical CF pulmonary and pancreatic disease.

The correlation between the level of functional CFTR and phenotype has been further extended to estimate the reduction of functional protein necessary in the lung and pancreas to cause disease [proposed by Davis et al. (64) and summarized in Table 1]. Individuals carrying one mutant allele (heterozygotes or disease carriers) are expected to express 50% of normal CFTR, and they have no disease phenotype. This suggests that a 50% reduction in CFTR expression is developmentally and physiologically insignificant. Patients with A455E plus a severe CFTR mutation are estimated to have ~4% of normal CFTR function, since ~8% of A455E CFTR reaches the cell surface (253). Most of these patients have high sweat Cl concentrations but milder CF pulmonary disease and pancreatic sufficiency. This suggests that lung and sweat duct dysfunction occurs when the level of functional CFTR is less than ~5%. With the severe mutations (class 1, 2, or 3), the level of functional CFTR is generally <1%. Patients with two of these mutations typically present with pancreatic insufficiency in addition to severe pulmonary disease, suggesting that pancreatic disease occurs with <1% functional CFTR. On the basis of this analysis, the rank order of organ susceptibility to CFTR mutations from the most-to-least sensitive is the vas deferens, the sweat duct, the lung, and the pancreas. Exceptions to this generalization, such as the observation of fertility and significant but delayed onset pulmonary disease in male patients with the splicing mutation 3849+10 kb C to T (268), suggest that other mechanisms, such as alternative splicing in different organs (281) or organ-specific modifier genes, contribute to this already difficult effort of rigorously defining the correlation between genotype and phenotype.

 
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TABLE 1.   Relation of amount of functional CFTR and organ dysfunction for representative CFTR mutations

    III. CLINICAL COURSE OF CYSTIC FIBROSIS: TURNING POINTS IN PATHOGENESIS
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As discussed briefly in section I, obstructive pulmonary disease is the major cause of morbidity and mortality in CF. Before turning to a discussion of the pathogenesis of CF airway disease, we review the clinical turning points to place the subsequent discussion of ASL within a broader context.

A. Earliest Pathological Manifestations of Pulmonary Disease

Clinical and pathological studies have suggested a number of turning points in the generally progressive course of CF (summarized in Table 2). It is noteworthy that although the CF lung is macroscopically normal at birth, subtle abnormalities in mucus secretion appear very early and may represent the first turning point in pathogenesis. Pathological descriptions of mucus inspissation in submucosal glands as early as the second trimester of development imply that abnormal mucus secretion occurs in CF in the absence of airway infection (203). Histopathological analysis of the conducting airways from six of seven fetuses with CF revealed dilatation of the tracheal submucosal glands with accumulation of inspissated mucus. Similar changes have been observed in CF newborns dying of meconium ileus (76, 77); however, a separate group was unable to confirm consistent submucosal gland pathology in newborns (54). Moreover, the specificity of gland dilatation to CF has been called into question by other investigators who found similar pathology in submucosal glands in newborns dying of other airway diseases (201). These uncertainties may relate to differences between the late fetal and postnatal lung. Among the pathological studies, however, the studies of CF fetuses and newborns imply a defect in mucus secretion that precedes infection.

 
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TABLE 2.   Turning points in the pathophysiology of CF lung disease

The link between CFTR and the histological findings during lung development is unclear, because CF mutations do not appear to alter morphogenesis. The CFTR is expressed in conducting airway during lung development. With the use of sensitive assays (reverse transcription PCR), CFTR mRNA was detected in the lung of 18-wk human fetuses (108). Subsequent studies in human and rabbit fetuses confirmed expression of CFTR mRNA in the pseudoglandular stage of lung development and demonstrated expression of CFTR protein from the pseudoglandular stage through birth (184, 186). In situ hybridization revealed CF gene expression in both large bronchi and small airway epithelium throughout lung development, with decreasing expression in distal epithelium in the later developmental stages (283). Interestingly, although CFTR is abundantly expressed in the serous cells of submucosal glands in postnatal lung (74, 121), no CF gene expression was observed in fetal submucosal glands (283). Moreover, despite differences in the volume of lung secretions and transepithelial potential difference between CF and non-CF second trimester fetal lung explants maintained in short-term organ culture, there were no gross morphological differences in second trimester fetal lungs (184). Collectively, these data suggest that CFTR does not play an important role during lung development, presumably because of alternative secretory pathways, such as the ClC-2 Cl channel (197). The importance and mechanisms of secretory pathways in lung development is beyond the scope of this review; the reader is referred to a number of recent reviews in this area (28, 269).

B. Airway Infection and Inflammation Lead to Bronchiectasis

Although it has been suggested recently that there is a lack of causation between airway infection and inflammation in the CF airway (see sects. VI and VII), bacterial infection and airway inflammation appear to be the second and third turning points in the pathogenesis of CF airway disease. The airways of CF patients are preferentially colonized by specific bacterial pathogens, often in the first year of life. Studies of CF patients from the clinically well newborn to the severely affected adult have implicated airway inflammation as critical to the pathophysiology of CF lung disease, with most clinical studies suggesting that bacterial infection drives the airway inflammation. With the advent of newborn screening for CF, patients were identified before the onset of overt pulmonary disease, allowing for serial assessments of bacterial colonization and an early evaluation of lower airway inflammation. These studies have demonstrated an evolution of bacterial pathogens: Staphylococcus aureus (SA) and Hemophilus influenzae (HI) appear to inhabit the CF airway early, often before the onset of clinical symptoms, while airway infection with Pseudomonas aeruginosa (PA) almost universally follows these other pathogens (1). The age at first positive culture for SA was significantly earlier (mean of 12.4 mo) than for PA (mean of 20.8 mo), and patients infected with PA typically had SA and HI isolated from the airway before infection with PA. Other studies have confirmed this sequence of bacterial infection (133). Moreover, infants in whom PA could be isolated were more likely to have chronic cough and had a higher frequency of hospitalizations for respiratory disease than patients without PA in lower airway cultures (1). This suggests that the presence of PA has pathophysiological significance (see below). Persistent bacterial isolation from the CF airway has been considered colonization, which implies a harmless interaction between host and organism. However, the above clinical studies and the observation that inflammation and protease excess persists through periods of clinical stability (see below) support the contention that bacterial persistence represents a harmful stimulus to the airway by driving inflammation. In brief, the CF airway may most accurately be perceived as chronically infected with bacterial pathogens rather than colonized (44).

The implication of these clinical observations is that PA, particularly the mucoid strain, plays a major role in the pathogenesis of CF airway disease and that acquisition of mucoid PA be considered a fourth turning point in pathogenesis. An alternative explanation has been that PA colonization is not itself pathogenic but merely reflects the severity of airway dysfunction. One attempt to resolve this issue was to examine the relationship between colonization with PA and the decline in pulmonary function. In a longitudinal study of bacterial isolates and clinical course, Kerem et al. (132) found that persistent isolation of PA from the sputum or throat was associated with 10% lower lung function relative to patients in whom PA was not isolated. This suggested that airway infection with PA is pathogenic and not merely a marker of airway pathology.

Studies of the clinical course of CF suggest that bacterial infection of the airway leads to an inflammatory response. Persistence of infection and inflammation through periods of clinical stability (156) ultimately leads to bronchiectasis, that is, to abnormal and generally irreversible dilatation of the airways. More recent studies using samples from the lower airway of infants with CF have confirmed early airway infection with SA and supported the notion that bacterial infection begets airway inflammation. As expected, the majority of infants who had greater than 105 cfu bacteria/ml of lower airway fluid had increased numbers of neutrophils and higher total cell counts. The few infants with increased inflammatory cells without bacterial or viral isolates were thought to have an alternative etiology, such as aspiration lung disease (12, 13). However, a second study raised the question of whether inflammation precedes significant airway infection. Seven of 19 CF infants who had negative cultures for bacterial pathogens or common respiratory viruses had evidence of airway inflammation [increased leukocytes and concentration of the potent chemoattractant interleukin (IL)-8] (136). Although plausible explanations for this finding are that the sensitivity of bronchoscopic sampling for detection of viruses and bacteria is suboptimal, or that inflammatory cells persist during the resolution phase of a subclinical infection, this observation raised the intriguing hypothesis that airway inflammation may precede bacterial infection in the CF airway. A recent study by Armstrong et al. (13), however, identified a larger cohort of infants lacking a detectable airway pathogen. In this larger population, several markers of inflammation [bronchoalveolar lavage (BAL) cell count, concentrations of IL-8, and elastolytic activity] were no different from a control population of infants with stridor, a condition characterized by upper airway obstruction (13). Moreover, serial BAL samples from the same individuals suggested a close correlation between inflammatory markers and the presence of bacterial pathogens. Thus the findings of Khan et al. (136) that suggest a discordance between airway inflammation and infection remain to be confirmed.

C. Role of Inflammation in the Progression of Airway Pathology

Studies describing the sequence of pathological changes in the lung indicate that the submucosal glands are involved uniformly and that airway disease involves both proximal and distal airway segments. Morphological changes in the airway wall and lumen occur shortly after hyperplasia and obstruction of tracheal and bronchial submucosal glands (22, 267). Inflammatory infiltrates in the airway submucosa and plugging of bronchi and bronchioli with mucus and inflammatory cells were observed in the majority of patients who died in the first 4 mo. However, the hallmark pathological change in CF, bronchiectasis, was unusual at this age (22). In a subsequent morphological study, changes in the more distal airways varied depending on the age at death, with airway dilatation being prominent in younger patients (267). More recent studies have suggested that over time, chronic infection and inflammation in the proximal airway lead to a destruction of bronchial cartilage (200) that contributes to both expiratory airflow limitation and the progression of bronchiectasis. Thus pathological and clinical studies support the pathophysiological sequence summarized in Figure 2 and the hypothesis that airway inflammation due to infection is necessary for the development of bronchiectasis.


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FIG. 2.   Typical clinical course of airway disease in CF. On left is an approximate time line for the highlights in development of airway disease in the typical patient with CF. Although there is considerable variation in the timing of each event, with some patients not presenting with lung disease until adulthood, the linear sequence is generally observed.

    IV. DETERMINANTS OF AIRWAY SURFACE LIQUID
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A. Basic Principles

1. Cell types

The upper respiratory tract is lined by a pseudo-stratified, mostly ciliated epithelium that extends from the proximal trachea to the terminal bronchioles (see Fig.
3; Ref. 7). Ciliated and nonciliated columnar cells and goblet cells populate the surface epithelium. In the large airways, the ratio of ciliated columnar cells to goblet cells is ~5:1; the numbers of both cell types decrease in peripheral airways where the nonciliated cells become more numerous (230). Interspersed among the ciliated cells of the proximal airways are brush cells, which are also nonciliated (7, 337). Their microvilli, like those of the ciliated cells, measure ~1 µm in length (7). The cilia, on the other hand, have an average length of 6 µm (79, 249), which has been proposed as the minimal periciliary liquid depth (see sect. IVD1). Below the surface epithelium of the proximal airways are numerous submucosal glands, which contain mucous and serous secretory cells (123). Submucosal glands are found in the regions of proximal airway where there is cartilage (229). With increased airway branching, as one approaches the periphery, the pseudo-stratified structure of the epithelium is lost. In the distal bronchioles, the epithelial cells take on a cuboidal shape and are termed clara cells, ~40% of which are ciliated (39). Goblet cells are normally absent in this region.


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FIG. 3.   Schematized morphology of proximal and distal airways. Elements of mucociliary defense and clearance mechanism are depicted. Shown is the conventional view that separate surface gel and periciliary sol layers comprise the airway surface fluid. See text for further discussion.

The airway epithelium is bathed on its apical surface by a thin liquid layer. The concept that this layer is composed of two phases, gel and sol, was first proposed by Lucas and Douglas (174) from transmission electron micrographs of the apical surface of tracheal epithelium. Airway surface liquid coats distal airways as well, but a corresponding mucous gel layer is minimal distally (337). Experimental estimates of the ASL thickness vary widely, but most studies agree that its depth is ~10-20 µm (14, 298). For the most part, it is the gel layer that contributes to variations in ASL thickness; the gel contains a variety of macromolecular secretory products (21), including glycoproteins, proteoglycans, lipids, defense molecules (27, 53, 73), DNA (59), and actin (303). These latter two components are produced by cellular breakdown and bacteria, and they can become a significant burden in the airways of patients with CF. The concept that disrupting the network of DNA and actin would enhance clearance of the gel has led to the development of DNase and gelsolin in an attempt to liquify these tangled, complex structures (5, 251, 296, 303).

The ASL is the first line of defense against inhaled pathogens, and it is mandatory for effective mucociliary clearance (238). The upward movement of liquid through the trachea averages 10-100 ml/day, as deduced from fluid collections from tracheostomy patients (285). The division of the ASL into a periciliary liquid (sol) layer and a separate, overlying mucous (gel) layer (174, 214) provides an anatomic basis (perhaps bias) for one interpretation of how mucociliary clearance occurs (111, 307). The concept is that the cilia can beat and clear the gel more effectively when bathed by a liquid (sol) layer whose depth approximates the ciliary length. In this view, the tips of the cilia extend to contact the mucous layer on their forward stroke and return in a more folded manner to complete the beat cycle. Thus, if the periciliary liquid layer becomes either too deep or too shallow, mucociliary clearance will be impaired because the mucous layer is either too far away to be contacted or it lays directly on the cilia, impeding their ability to beat productively. In either case, the mechanics of ciliary interactions with the mucous blanket are suboptimal.

A more recent concept proposes that mucins of the gel do not form a discrete blanket, or islands, but rather, a tangled, hydrated network (306). Arguments in favor of this model rest on observations showing that mucins become more gel-like (structured) at higher glycoprotein concentrations (185). Accordingly, the gel layer may be more concentrated near the air-liquid interface and more dispersed near the epithelium where the cilia are beating. The details remain to be assessed, but it seems clear that the periciliary region of the ASL is more liquid than mucin rich and that this optimizes ciliary activity and mucin clearance. According to both models, mucins of the gel are propelled upward, whereas the periciliary liquid is assumed to be relatively static, moving to and fro with ciliary beating, but with little net transport. This concept has been tested recently with the use of fluorescent markers of the gel and sol phases and is discussed in section IVE.

The periciliary fluid composition reflects the salt and water absorptive and secretory functions of the airway epithelium, which hydrate the mucous gel and influence its clearance (32, 33). Thus the ion and water transport properties of the epithelium have the opportunity to influence the volume and composition of the periciliary liquid layer, and accordingly, changes in cellular transport properties may result in composition and/or volume changes in the ASL that contribute to the development of airway disease. Our goal here is to summarize the transport properties of the epithelium and our knowledge of their influence on the volume and composition of this fluid compartment.

2. Fluid transport: radial and axial flow

A concept of airway fluid homeostasis that has implications for the volume and composition of the ASL is the idea that liquid moves axially between different regions of the lung. This concept, first proposed by Kilburn (
138), was reviewed by Boucher (32). It recognizes the large disparity in the surface areas of the distal versus proximal airways. The fact that the thickness of the ASL is similar in these regions means that there is a large disparity in the amount of liquid contained at different levels of the lung. For example, we can estimate that there is ~700 ml of liquid residing in distal airways and air spaces (based on an ASL thickness of 10 µm) and only ~1 ml of liquid in the trachea. The idea that surface liquid is moving up the airways implies that the 0.7 liter present distally would need to be reabsorbed, given the geometry of the airway network, otherwise the proximal airways would be awash in liquid.

Although this is an intriguing concept, several key elements and assumptions of this model need to be further clarified. First, it is important to identify the source of the liquid from distal regions that would be moving proximally. The physical forces of hydrostatic and colloid osmotic pressures acting across the alveolus are poised to keep the air-space surface dry (81, 165). In addition, the most distal airway cells that have been examined experimentally are found to be absorptive not secretory (94, 178, 301). Second, it is important to know whether both liquid and mucin are moving in response to the ciliary clearance mechanism. Whether the mucins exist as a distinct physical layer or as a tangled network, the gel may be moved preferentially to the periciliary sol by ciliary beating so that large volumes of water may not be moving proximally. Third, it is important to know the contribution of pulmonary surfactants and the forces of surface tension to the determination of ASL depth (15). These physical forces are likely to differ in distal and proximal regions on a geometric basis, and this may contribute to their capacity to hold different amounts of liquid. Clearly, the mechanisms that govern axial liquid flow need to be defined. However, the small volume of sputum emerging from tracheostomies implies that at least the mucins will become more concentrated as they move proximally.

The concept that emerges from the discussion above is that the thickness of the ASL, particularly the periciliary liquid layer, is carefully regulated. Whether this is true is uncertain because it is difficult to test experimentally. This concept suggests that the surface epithelium somehow has the capacity to sense properties (e.g., salt concentration, volume) of the liquid lying on its surface and to adjust those properties by appropriately adding or removing salt and water. Such mechanisms have not been identified. Indeed, regulation of the periciliary liquid may be primarily local, i.e., occurring only over several or even single cells. Recent advances in the techniques for primary cell culture of airway surface cells, which can duplicate the ciliated columnar cell morphology of the surface epithelium (180, 261; see Fig. 4), should be useful in providing experimental assessment of the axial flow of liquid and mucus and of the local (cell-mediated) controls over ASL volume and composition. Nevertheless, these cultures lack innervation and eliminate any contribution of the submucosal glands to fluid formation or its regulation. The likelihood that submucosal glands add to the volume and compositional properties of the ASL in proximal airways has not received sufficient attention, and this is discussed in more detail in section IVB2.


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FIG. 4.   Surface scanning electron micrograph of human bronchial epithelium in primary culture at an air-liquid interface. Presence of ciliated and nonciliated cells mirrors the morphology of proximal airway in vivo. The gel layer that forms over the polarized, differentiated epithelium has been removed by washing before processing. (Courtesy of Drs. D. Devor, S. C. Watkins, and J. M. Pilewski.)

3. Sites of CFTR expression

Soon after the identification of the CFTR gene, investigators determined its expression in human proximal lung tissue using protein and RNA detection methods. Here, CFTR was found in both the surface epithelium and in submucosal glands (see Fig.
5). In bronchoscopy samples of surface epithelium from normal subjects, quantitative PCR techniques were used to estimate that only about one or two mRNA transcripts for CFTR were expressed in each cell (290). Detection of protein in native airway has been difficult because generation of high-affinity, high-specificity antibodies against CFTR has not been straightforward and because the protein is expressed at low levels. Indeed, immunostaining of normal lung does not always reveal CFTR expression in ciliated airway cells (69, 74). Because CFTR is a Cl channel with a turnover rate of ~2 × 106 ions/s, relatively few copies of the protein are needed to provide the required apical membrane Cl conductance. From the channel's properties, estimates indicate that only several hundred to several thousand CFTRs per cell are necessary to provide the diffusional Cl transport properties required at the apical membrane. The identification of a cAMP-regulated Cl conductance having known properties of CFTR is a more sensitive assay than immunocytochemistry, and such studies lead to the conclusion that CFTR is present at the apical membrane domain of ciliated surface cells (58, 322).


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FIG. 5.   Proximal airway schematic showing sites of salt and water transport and mucin secretion that lead to formation of airway surface fluid. Relative level of CFTR expression is indicated by shading.

In contrast to the low levels of mRNA and protein expression in the surface epithelium, CFTR is expressed at higher levels in subpopulations of cells in the submucosal glands (74, 121). The CFTR mRNA and protein have been detected also in the striated ducts, where a small percentage of cells exhibit the highest levels of CFTR expression identified in the airways. Its function at this site is as yet unknown. In addition, serous cells at the base of the submucosal glands contain readily detectable levels of CFTR. In distal airways, a small population of cells also express relatively high levels of CFTR, as in submucosal gland ducts. They comprise only ~1% of the nonciliated epithelial cell population so that the function of CFTR in this setting is difficult to define experimentally. This expression pattern has also been described for small intestine, where occasional cells appear to have very high CFTR levels (9). Because the less differentiated crypt cells of the intestine are the highest sites of CFTR expression (291), it is possible that these high expressing cells in both intestine and airway have strayed from a normal developmental program, remaining in an undifferentiated state. In general, studies of CFTR gene expression suggest a role for CFTR at the apical membranes of ciliated surface epithelial cells throughout the airway and in the submucosal gland serous cells of cartilaginous airway regions (Fig. 5).

B. Transport Functions of Proximal Airways

1. Surface epithelium

Our concepts of electrolyte and liquid handling in the airway are derived primarily from examination of proximal airway cells, studied as either excised airway segments or as epithelial monolayers in primary culture (for detailed review, see Refs.
32, 33). Considerable in vitro data are available from human airway cells, derived primarily from nasal or bronchial epithelia. As yet, there is no published transport data from human distal (noncartilaginous) airway. Data on cultured epithelia may be compromised by variability arising from the cell culture methods used by different laboratories, but these techniques have consistently improved and become more uniform. Although the in vivo situation cannot be reproduced using cultured cells, the morphology of epithelia grown on permeable collagen supports with an air interface at the apical surface (98) has become qualitatively similar to that of the native surface epithelium (see Fig. 4). Thus it is possible to obtain well-differentiated epithelia in vitro that resembles the native surface epithelium. Unfortunately, this has not yet been achieved for the submucosal glands (see below).

A) NACL ABSORPTION. I) In vitro measurements. Studies performed under standard physiological conditions indicate that proximal airway surface epithelia absorb Na, Cl, and water (35, 124, 151) and that this occurs by the basic mechanism defined by Koefoed-Johnsen and Ussing (152) almost five decades ago (see Fig. 6). According to this model, Na enters across the apical membranes via amiloride-sensitive, epithelial Na channels (ENaC), reviewed by Garty and Palmer (89). Cell Na is extruded by the Na-K pump (275), and K accumulated by the pump can be either secreted or recycled to the interstitial space. Exit of K down its electrochemical potential gradient across the apical membrane may contribute to the relatively high K concentration of the ASL (see below), but the responsible apical K channel has not been identified. Most of the K taken up by the pump is recycled to the submucosal solution via K channels in the basolateral membranes (32).


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FIG. 6.   Cellular models for NaCl absorption (surface epithelium) and secretion (serous cells of submucosal gland). CFTR is apical Cl conductance shown in both cell types. The transepithelial electrical potential difference (Vt) is lumen negative across both absorptive and secretory cells with physiological solutions at both surfaces. Vt arises from differences in the apical and basolateral membrane voltages as shown; average values are given for open-circuit conditions.

From in vitro studies, the predominate active ion transport activity of either freshly excised (148) or cultured (332) airway epithelia studied under short-circuit conditions is electrogenic Na absorption (320). Under open-circuit conditions, these tissues also show net Na absorption, with the magnitude of net Na transport, relative to the short-circuit condition, somewhat reduced by the transepithelial (lumen-negative) voltage. Chloride is absorbed in response to the transepithelial potential difference, and similar results are obtained from tissues excised from nasal or bronchial regions (321). The transepithelial resistance of excised upper airway epithelia is relatively low (~300 Omega ·cm2; Ref. 148), and under short-circuit conditions, bidirectional Cl fluxes across excised airway segments are relatively large (148). This is consistent with the concept that paracellular Cl permeability is high and that Cl flow between the cells could provide the principal pathway for Cl absorption (32, 320, 322). The route of Cl flow during NaCl absorption across the surface epithelium should be better clarified, since direct estimates of cellular versus paracellular Cl flow have not been made.

Microelectrode studies of the apical membrane voltage and intracellular ion activities detect a large electrochemical driving force favoring Na entry (~60 mV) across the apical membrane (61, 311, 323). In addition to entry through amiloride-sensitive channels, Na-coupled glucose entry may contribute to Na absorption (128). This process may scavenge glucose from the ASL that diffuses in from the plasma.

Microelectrode studies suggest that cell Cl is distributed close to its equilibrium distribution across the apical membrane; that is, there is not a significant driving force for diffusional Cl entry from the lumen (312, 322). An equilibrium distribution of Cl across the apical membrane implies that there will be essentially no net Cl flow into the cell during Na absorption. Accordingly, the Cl conductance of surface epithelial cells should have minimal impact on the NaCl absorption rate because Cl is being absorbed between the cells, not through them (32). Thus, in CF, the absence of CFTR at the apical membrane would not markedly affect the NaCl absorptive properties of the epithelium, except for its role as a regulator of the apical Na conductance (see review by Schwiebert et al., this supplement). This leads us to a curious conclusion physiologically: the primary function of CFTR in the airway surface epithelium is not as a cellular Cl conductance that provides a pathway for Cl flow during NaCl absorption; rather, its role is to regulate the activity of the apical Na channel. It remains to be seen whether the driving force on Cl flow at the apical membrane, identified in excised airway segments and cell culture systems, applies also to the epithelium in vivo. Another uncertainty regarding transcellular Cl flow is the mechanism of Cl transport across the basolateral membrane. Ordinarily, there is a significant driving force for Cl exit from the cell in the absorptive direction, and in ion replacement studies, a small basolateral membrane Cl conductance has been detected (322). However, the molecular identity of the basolateral Cl conductance pathway has not been defined. It is presumably not CFTR. The basolateral conductance properties are dominated by K-selective pathways.

II) In vivo measurements. The experimental basis for identifying NaCl absorption as the major salt transport event in the surface epithelium relies primarily on in vitro measurements using electrophysiological and isotopic flux techniques (as above). Measurement of the transepithelial electrical potential difference in vivo detects, under basal conditions, a voltage (Vt) across the proximal airway epithelium of normal subjects of approximately -30 mV (lumen negative) (144-146); similar values have been detected in the proximal airways. The activity of the ENaC is the principal determinant of Na absorption rate, as reflected by inhibition of Vt by amiloride. Superfusion of amiloride onto the airway surface of normal subjects eliminates ~60% of the Vt (144, 146). The residual voltage under these conditions may reflect stimulation of Cl secretion (see below), although electrogenic HCO3 secretion may also contribute. In CF airway, the basal Vt is elevated to about -60 mV, due largely to an increase in the amiloride-sensitive component of Vt (146). Most of this elevated Vt is amiloride sensitive (149). Results from in vitro measurements on excised tissues or cultured epithelia suggest that the elevated Vt reflects enhanced activity of ENaC at the apical membranes of airway surface cells (35, 61, 321). The absence of an apical Cl conductance may contribute to the larger Vt across CF airways, but the leakier paracellular pathway would attenuate its contribution. In the sweat duct, Vt rises higher in CF because the cellular pathway is dominant for transepithelial Cl flow.

III) Regulation. Little is known about the acute or chronic regulation of Na transport in airway surface cells. Evidence from ENaC expression studies suggests that cAMP stimulation enhances amiloride-sensitive Na currents in the absence of CFTR expression but that with CFTR coexpression, Na currents were smaller and were inhibited by cAMP (273). These data are consistent with the proposed role of CFTR as a negative regulator of ENaC, an influence that would be removed in CF. Single-channel studies of ENaC expressed in fibroblasts suggest that CFTR alters Na current by changing ENaC open probability (276, see also review by Schwiebert et al., this supplement). There are indications also that inflammatory mediators alter airway Na transport (56). At the basolateral membrane, cytokines or ATP can accelerate the rate of Na absorption. However, at the apical surface, nucleotide triphosphates such as UTP are inhibitors of Na absorption (D. C. Devor, personal communication). Finally, steroid hormones do not appear to be major regulators of Na transport rates across airway surface cells (147).

B) NACL SECRETION. Under normal conditions, the airway surface epithelium absorbs NaCl, and net salt secretion is not observed. With Cl distributed at equilibrium across the apical membrane, agents that further increase the Cl conductance (e.g., isoproterenol) do not yield net secretory activity. However, under some experimental conditions in vitro, Cl can be secreted across the surface epithelium (151, 322). When the apical membrane voltage is sufficiently hyperpolarized, which can be produced by blocking apical Na entry with amiloride, a significant driving force for Cl exit from cell to lumen is established (322). In the presence of amiloride, transcellular Cl secretion is observed, and its rate can be further increased by cAMP or Ca-dependent secretory agonists by enhancing the apical membrane Cl conductance (34).

The cellular mechanism for Cl secretion, established from studies in airway and other secretory epithelia (85), is shown in Figure 7. Agents that raise cellular cAMP are effective secretogogues, and under these conditions, CFTR is the principal Cl conductance pathway (58, 130, 277). Alternate Cl conductance pathways may contribute to Cl secretion in response to certain agonists or when CFTR is absent. Chloride secretion can be evoked by Ca-mediated agonists, although this response is generally transient, in contrast to the more sustained response usually elicited by cAMP agonists. The molecular basis of the Cl conductance activated by a cellular Ca rise in airway cells is still not clear. Chloride conductance pathways alternate to CFTR may explain the absence of significant airway pathology in the CF mouse, where significant Ca-mediated Cl secretion is observed (see review by Grubb and Boucher, this supplement). Luminal nucleotide triphosphates are effective agonists for activation of a non-CFTR apical Cl conductance (179, 274). The presence of ATP on the luminal side of the epithelium induces Cl secretion, by activation of a P2y2 (P2u) receptor. Other nucleotides such as UTP are effective secretogogues, and their nonhydrolyzable analogs can produce longer lasting responses (166). Electrophysiological data indicate primary activation of a non-CFTR apical Cl conductance by ATP/UTP, which would add to the activation by other second messenger pathways, including that of CFTR. It has been proposed that ATP may act as a coordinator of the ASL volume and composition by virtue of its presence in airway secretions, including those derived from secretory cells during mucin release (33, 316).


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FIG. 7.   Interactions of CFTR with other cellular events. Steps in CFTR biosynthesis dictate its presence in intracellular compartments where its activity can contribute to their acidification. Phosphorylation-dependent regulation of CFTR leads to its insertion and retrieval at plasma membrane. Time constants for these CFTR trafficking reactions are several minutes, consistent with time course of stimulation of transepithelial Cl current. Time constants of biosynthesis and degradation are ~10 h. Activity of CFTR Cl channels in intracellular compartments may lead to alteration in processing of glycoproteins or in functional expression of other Cl channels [e.g., outwardly rectifying Cl channels (ORCC)] or amiloride-sensitive Na channel (ENaC). PPase, protein phosphatase. See text and reviews by Bradbury and Schwiebert et al. for discussion.

It should be emphasized that the influence of the basolateral membrane K conductance is critical in determining the magnitude of Cl secretion (160, 161, 183, 264). By electrical coupling, this K conductance establishes the electrical driving force for Cl exit across the apical membrane (87). In principle, this could occur even in the face of Na absorption should the K conductance rise sufficiently. Whether this occurs in vivo is not clear, but this phenomenon is demonstrable in human airway cell cultures, and it may represent a means of controlling the rate and direction of NaCl transport both physiologically and pharmacologically (see review by Schultz et al., this supplement).

C) HCO3 SECRETION. A transport process of proximal airway that has not received sufficient attention is transepithelial HCO3 transport. Evidence consistent with airway HCO3 secretion has emerged from several studies which show that the rate of Na transport is often significantly smaller than the measured transepithelial current (the short-circuit current or ISC), even in the absence of bath Cl. The unidentified current component appears to be carried by HCO3 secreted into the lumen (262). Interestingly, in CF epithelia, ISC was attributable to the rate of Na absorption, implying that HCO3 secretion was impaired in CF. This process may also contribute to the residual, amiloride-insensitive voltage across non-CF airway in vivo where, in general, Vt across CF epithelia is entirely amiloride sensitive. The transport mechanisms that would be responsible for HCO3 secretion across proximal airway cells have not been adequately identified, but the presence of HCO3 transport mechanisms may also explain the lack of complete bumetanide sensitivity of the ISC response to cAMP-mediated agonists. Moreover, the contribution of HCO3 secretion to the volume and composition of the ASL is unclear at present, but a similar process likely resides in the submucosal glands (see sect. IVB2). It is interesting to speculate that luminal alkalinity, particularly in the submucosal glands, may be an important determinant of the physical properties of secreted mucins and their clearance from the glands onto the airway surface.

D) SUMMARY OF ION TRANSPORT PROCESSES IN SURFACE EPITHELIUM. Thus, in surface epithelium, absorption of NaCl and water is the significant physiological transport process (see also fluid transport studies below). The rate of Na absorption is enhanced by CFTR deletion and is reduced by CFTR stimulation under normal conditions. Stutts and co-workers (273, 276) have related these effects to changes in the probability that ENaC channels are in the open conformation (Po); that is, stimulation of wild-type CFTR decreased ENaC Po , whereas ENaC Po was increased by cAMP stimulation in cells expressing Delta F508 CFTR. These findings are consistent with the discussion above, which argues that the influence of the CFTR Cl conductance on transepithelial salt transport is exerted primarily via CFTR regulation of ENaC, and not by altering transcellular Cl transport. The higher Na absorption rate in CF would be expected to reduce the salt concentration of the ASL if the epithelium is relatively water impermeant. Alternatively, if water follows the enhanced salt transport, then the volume of periciliary liquid would be decreased relative to normal conditions. We consider these issues in section IVE, after the water permeability and fluid transport properties of the epithelium have been reviewed. Stimulation of CFTR in the surface epithelium does not give rise to net fluid secretion. This CFTR-dependent process is the province of the submucosal glands.

2. Submucosal glands

Submucosal glands are found in the cartilaginous airways. The glands are composed of both mucous and serous cells, and their distribution and density varies among species. The proportion is ~60% serous cells and 40% mucous cells in humans (
280). Whereas mucous cells are present in the surface epithelium, virtually all airway serous cells are found in the submucosal glands. The secretory products of the mucous cells are high-molecular-weight glycoproteins, which are sialylated and sulfated. The serous cells contain fewer secretory granules, which are somewhat smaller in size than those in mucous cells (122).

Studies of submucosal gland secretion are not numerous, and the approaches have been relatively indirect (295). In excised airway tissues, the application of a gland secretory agonist (acetylcholine) to the submucosal surface induces an electrically silent secretion of NaCl, which can be detected by isotopic flux methods but is not associated with a change in transepithelial voltage (148). The absence of a secretion-linked voltage change probably results from dissipation of the secretory current by the cable properties of the collecting duct that leads to the airway lumen.

Other studies have focused on isolated cell and cell culture systems to assess gland secretions (71, 331). Cell culture techniques have been devised to primarily encourage the proliferation of submucosal gland cells, but they produce cells having a mixed serous-mucous phenotype. These cells are identified as primarily secretory, and they express several submucosal gland markers. However, they also express an amiloride-sensitive Na current, which is somewhat unexpected (see below). In cultured submucosal gland monolayers grown on permeable supports, agonists induce relatively short-lived (<1 min) secretory responses. Effects of both Ca- and cAMP-mediated secretagogues are evident (329); the response to Ca-mediated agonists is larger and is the only significant response that remains in gland cultures from CF patients (330).

The lung adenocarcinoma cell line Calu-3 appears to be a good model for the submucosal gland serous cell (108). Calu-3 cells express many markers of serous cell function, including lysozyme and lactoferrin (252). The cells express high levels of CFTR and show secretory current responses to both cAMP-and Ca-mediated agonists (108). Calu-3 monolayers in which the basolateral membrane is permeabilized with nystatin show Cl conductance responses to elevation of cAMP but not cell Ca (194). This finding suggests that CFTR may provide the apical Cl conductance pathway for secretory responses mediated by Ca-dependent agonists, a situation similar to that observed in intestinal cells (10). The results of recent studies suggest that the net secretory current stimulated by cAMP-mediated agonists across Calu-3 cells is actually carried by HCO3 rather than Cl (167; R. J. Bridges, personal communication). The effects of ion replacement conditions, transport inhibitors, and transepithelial isotopic flux determinations are consistent with this view. The role of HCO3 secretion, or the high luminal pH which it infers, in airway gland secretion physiology is unknown.

Given our uncertainty regarding the transport mechanisms involved in submucosal gland salt secretion, it is not surprising that the role of CFTR in this process has not been adequately clarified. It has been generally assumed that the salt secretion mechanisms of submucosal serous cells resemble those of the surface epithelium and other secretory epithelia (see above and Fig. 7) and are due to secondary-active Cl secretion. However, newer evidence indicates that Calu-3 cells secrete HCO3 , and because they express submucosal markers, the same may occur in submucosal gland serous cells. Unfortunately, this makes the role of CFTR in gland secretion less clear. One model that features a key role for CFTR in this process is derived from studies of pancreatic duct cells (97, 99). Here an apical Cl/HCO3 exchange mechanism, operating in parallel with apical CFTR, produces CFTR-dependent net HCO3 secretion by recycling the Cl that enters the cell via the anion exchanger through CFTR. Appropriate inhibitor and ion replacement studies should be performed to determine whether this model applies to Calu-3 epithelia or whether other explanations for HCO3 transport should be sought. Studies of the pancreatic duct (119, 120) offer even more possibilities to ponder in relation to HCO3 secreting tissues where the cells have the capacity to raise luminal HCO3 concentration to high levels (approaching 150 mM). These tissues express a basolateral membrane HCO3 entry mechanism that is Na coupled (42, 233). In contrast to predictions of the anion exchanger model cited above, alkalinization of the pancreatic lumen was not inhibited by low luminal Cl concentration or by the CFTR blocker glibenclamide (119, 120). These findings suggest that a new paradigm may be required to explain transepithelial HCO3 secretion, in particular, the exit of HCO3 across the apical membrane and the role of CFTR in that process. It is too early to know whether there are parallels between airway submucosal glands and the pancreatic duct in this respect, but the studies cited above raise many interesting questions for future investigations.

The structure of the submucosal glands suggests an important role of serous cell liquid secretion in the elaboration of the secretory product (Fig. 3). Serous cells line the most distal acinar structures, whereas the mucous cells are located primarily in the more proximal secretory ducts (189, 190). Thus secretion of liquid from serous cells provides the vehicle that moves mucins toward the airway lumen (316). In addition, if Na channels (ENaC) are expressed in the tubules and collecting ducts of the submucosal glands, they may serve to reduce the NaCl concentration of the secreted fluid (41). In view of the potential for gland secretory rate to exceed the surface absorptive rate by a factor of ~6, this could markedly decrease the NaCl concentration of the ASL when the glands are active.

The relative contributions of surface and gland mucous cells to the ASL gel volume is uncertain. However, estimates of total gland cell volume relative to the volume of goblet cells in the surface epithelium suggest that the gland cells predominate by a factor of ~40 (229). It is estimated that in adults there are ~100 submucosal glands/cm2 tracheal surface (286). Gland secretion rates (125) are regulated, and during maximal secretion, a single gland produces fluid at a rate of ~10 nl/min (217, 295). This implies that 1 cm2 of upper airway during maximal stimulation can generate ~60 ml fluid/h. In contrast, the rate of fluid absorption across cultured surface epithelium, measured in the studies of Jiang et al. (124), was ~5 ml·cm-2·h-1. In the steady state, the composition of the ASL will be determined by the balance of gland secretion and surface reabsorption. Apart from the secreted liquid, the glands are generally considered to contribute the majority of glycoconjugates secreted onto the airway surface (228). Thus the secretion of liquid from the submucosal glands, at least in the upper airway, is perhaps a more important factor controlling the water content of airway secretions than is transport by the surface epithelium. In this context, it seems reasonable to view the upper airway as a functional secretory-absorptive unit, composed of a submucosal gland and duct that connects with the surface epithelium.

In analogy with the structure-function relations of exocrine glands, the airway consists of a distal secretory component (the mucous and serous cells of the submucosal glands) in series with a more proximal absorptive component (the gland collecting duct and surface epithelium). The loci of expression of CFTR and ENaC, detected by in situ hybridization, are consistent with this view (41, 74). Duct cells are reported to express relatively high levels of ENaC, which suggests that they may play a role in NaCl absorption. The duct cells and surface epithelium together could modify the composition of the liquid secreted from the glands as it travels to the surface. The final secretory product, and thus the regional composition of the ASL, would be expected to vary in its salt composition and tonicity, depending on the reabsorptive activity of the duct and surface epithelia and their water permeabilities. Ductal salt reabsorption combined with a low H2O permeability would yield a hypotonic solution with lower NaCl concentration than that of the primary secretion, as occurs in the sweat or salivary gland.

Although current evidence for this view is sparse, recent work from Knowles et al. (150) has suggested that the secretions of submucosal glands may be hypotonic. They sampled liquid from the bronchial epithelium using a filter paper technique and found that the collected liquid was hypotonic, resembling that collected from nasal mucosa during strong stimulation of gland secretion. Accordingly, changes in the composition of the ASL, evoked by a hypotonic submucosal gland secretory product, may be important for the activity of defense molecules in the gland secretions (see sect. VIB).

Secretory products of submucosal glands play an important role in defending the airway against inhaled pathogens. Accordingly, impaired gland secretion in CF may compromise airway defense. Mucins trap bacteria and particulates (see below), and the ASL gel may contain a significant proportion of secreted defense molecules (since mucins bear a net negative charge and defensins are polycationic). Little is known about the mechanism of macromolecular secretions by airway cells and what role CFTR may have in this process. Within the cell, mucus granules are condensed and dehydrated relative to their physical state following secretion (280). Verdugo (305) has proposed that Ca ions contained within mucous granules act to neutralize the negative charge of highly condensed mucins. Serous cells react poorly with alcian blue, despite the fact that they synthesize highly sulfated proteoglycans. The formation of a complex between polysaccharides and divalent cations causes proteoglycans to lose their affinity for alcian blue (195), and the lack of staining may thus imply that a high level of divalent cations is contained within the secretory granules of serous cells (306). Secretion of mucins from some epithelial cell types is mediated by cAMP pathways (163, 169), and this raises the possibility that CFTR is involved in the secretory process. For example, it is possible that CFTR Cl channels in mucin granules assist in disrupting the balance that maintains mucins in a condensed state. Forstner et al. (84) have shown that mucin secretion from T84 cells is stimulated by cAMP, which therefore likely depends on stimulation of CFTR. Evidence has been presented that CFTR plays a role in mucin secretions by gallbladder epithelial cells (162, 163). In the submandibular gland, antibodies to CFTR inhibited mucin secretion stimulated by beta -adrenergic agonists (192). In human tracheal epithelial cells, protein kinase A (PKA) stimulated glycoconjugate release by a mechanism that involves CFTR; that is, secretion could be altered by manipulating CFTR expression levels (188). The presence of CFTR in the secretory granules of serous cells (121) suggests that CFTR contributes mechanistically to glycoprotein secretion, either by providing a regulated Cl conductance in secretory granule membranes or by contributing to cAMP-mediated secretory vesicle exocytosis (see below).

3. Involvement of submucosal glands in CF

There is ample reason to believe that malfunction of submucosal gland serous cells may be a primary source of CF pathology (
125). Changes in the morphology of the submucosal glands are among the earliest features of altered airway morphology in CF patients (272). Generally, the gland lumens become engorged with mucus and dilate. In the ensuing inflammatory environment, the glands continue to enlarge and become hyperplastic, increasing their apparent secretory capacity (202). Serous cells have been termed the primary defensive cell of the airway mucosa (21). They discharge a variety of bacteriocidal products that defend against a broad spectrum of pathogens. The origin of most nonmucin submucosal gland secretory products is the airway serous cell. Its secretory products include lysozyme, lactoferrin, secretory IgA, peroxidase, protease inhibitors, proline-rich proteins, and albumin (21). Serous cells also secrete several defensins, salt-sensitive antimicrobial substances whose importance in airway defense has been noted by several investigators (93, 261, 342).

Sulfated proteoglycans and various cationic secretory products coexist within serous cell secretory granules (226). As discussed in sect. IVB2, ionic interactions between cationic proteins, Ca and large polyanions allows for condensation of macromolecular secretory products through charge shielding, which would exclude the water that would otherwise be required for their hydration (305, 306). Proteoglycans are conjugated with sulfate. These charged macromolecules are present in respiratory secretions and are part of the mucin network that lies at the airway surface (75). The high charge density of proteoglycans, due to their heavy sulfation, may be important in regulating the hydration of this mucin network. Because the overall charge density on proteoglycans is higher than that on mucins (21), the secretory products of serous cells tend to be more watery. The combined secretions of the serous and mucous cells probably contribute to the hydration and rheological properties of the mucin gel by influencing the ratio of secreted proteoglycans to the less highly charged mucins (21). This concept has clear implications for CF if the absence of CFTR from the serous cells of submucosal glands alters either the composition or volume of their secretions. In addition, a different proteoglycan-to-glycoprotein ratio emerges from stimulation of the submucosal glands than that which emerges from goblet cells in the surface epithelium. If the glands are dysfunctional or their connecting ducts are blocked in CF, serous cell products will be depleted from the ASL gel. Accordingly, the mucus secreted by the surface epithelium may be less hydrated by virtue of its low proteoglycan content.

If the absence of fluid secretion due to CFTR deletion were associated with a reduction in the net secretion of hydrated sulfonated proteoglycans, the viscoelasticity of the mucous gel lying at the airway surface would be altered. Mucus elasticity is a major determinant of mucociliary clearance (216, 319, see below), and it is critically dependent on the degree of hydration of the surface gel layer (259). In addition, if absorption of fluid from the airway surface is elevated in CF, then the mucous gel will become dehydrated, mucins within the gel will be concentrated, and mucociliary clearance will be impaired.

As pointed out earlier, the serous cells of the submucosal glands are the predominant site of CFTR expression in the airways (74, 121). Thus deletion of CFTR is expected to have profound effects on the functions of these cells, which will include a reduction in salt and water secretion, and perhaps also, in the secretions of molecules involved in microbial defense and mucin hydration. The loss of these products may occur either as a result of CFTR's involvement in serous cell secretion, of blockage of the ducts, or both. As pointed out by Grubb and Boucher (this supplement), CF mice fail to develop airway pathology and are difficult to colonize with bacteria (265). The relative absence of pathology may be due to an absence of submucosal glands in rodent airways.

The regulation of submucosal gland secretion has been characterized primarily as a purinergic or cholinergic response; however, these cells are also responsive to beta -adrenergic agonists (125). Mixed primary cultures of submucosal gland cells secrete in response to the cAMP-mediated agonists, isoproterenol and prostaglandins, as well as the classic Ca-mediated agonists, bradykinin and histamine (129, 139). The secretory response of cultured gland cells to beta -agonists is mediated by adrenergic receptors of the beta 2-subtype (176) which enhance secretion through elevation of intracellular cAMP (82). This process leads to membrane fusion and exocytosis with a release of serous cell secretory products as well as secretion of salt and water. The possibility that CFTR is localized in the secretory granules suggests that it may participate in the secretory response in a manner similar to the cAMP-dependent control of exocytosis observed in other cell types (see below and review by Bradbury, this supplement).

The work of Ballard and colleagues highlights the importance of submucosal gland secretion to liquid homeostasis in proximal airways. Ballard et al. (17) compared the transepithelial secretory response, determined from electrical measurements, with the numbers of submucosal gland duct openings in different airway regions. Their data imply a direct relationship between the magnitude of Ca-stimulated Cl secretion and the numbers of submucosal glands. Airway segments were also fixed and stained to estimate ductal mucin content during stimulation. Tissues were exposed to ion transport inhibitors in an attempt to implicate known transport processes in the acetylcholine-evoked secretory response (118). Pretreatment of distal bronchi with blockers of Cl and HCO3 secretion before stimulation resulted in ductal mucus accumulation. This implies that inhibition of gland salt and water secretion leads to mucus obstruction of submucosal gland ducts, which, as discussed above, is one of the early pathological findings in the CF airway (272). The relation of submucosal gland ion transport activity to mucin clearance from the ducts is consistent with this conclusion, although the effects of DIDS may not be selective for Cl/HCO3 exchange processes (see review by Schultz et al., this supplement). However, another caution with respect to these studies is the use of full-thickness tissues, which could impair viability and alter transport events in the submucosal glands, at least quantitatively.

In summary, alterations in submucosal glands could contribute to the pathology of CF in two important ways. First, submucosal glands contribute to the ion and water composition and volume of the ASL. The absence of a watery secretion from the submucosal glands (particularly from serous cells) would reduce the volume of airway secretion and eliminate a liquid component that is important in airway clearance. Accordingly, the salt concentrations of the ASL in the absence of this component could be higher, having implications for airway defense against microbes (see sect. VI). Second, the macromolecular composition of the surface gel would lack a significant component of submucosal gland secretions. This could lead to a less hydrated (and harder to clear) gel in the airway lumen.

C. Other Transport Functions of CFTR

In addition to its ion channel function, CFTR influences other cellular processes. These include changes in the activities of other channels (see review by Schwiebert et al., this supplement), the posttranslational processing of glycoproteins, and regulation of the trafficking of membrane vesicles at the epithelial apical surface. A central theme that may link these events to CFTR activity is the ability of CFTR to function in intracellular compartments (reviewed by Bradbury, this supplement). In essence, by acting as a Cl conductance within internal membranes, or by an as yet undefined non-ion channel function, the implication is that CFTR influences processes other than the plasma membrane Cl conductance. Accordingly, these events will be altered in cells from CF patients.

1. Regulation of CFTR traffic at the apical membrane

Cells acutely regulate transport across their plasma membranes using two general mechanisms: they alter turnover rates or the numbers of transporters exposed at the membrane surface. There is no question that the Po of CFTR can be regulated by phosphorylation at the plasma membrane. However, there is now ample evidence that the apical membrane content of CFTR is regulated also by cAMP/PKA in epithelial cells. The list of transporters that undergo regulated trafficking has grown steadily. Many channels and other transport proteins undergo regulated trafficking as the chief mechanism governing transport rate (for review see Bradbury and Bridges, Ref.
36). Substantial evidence has accumulated that the process of regulated insertion-retrieval applies also to CFTR.

There are now seven independent lines of evidence which indicate that acute regulation of CFTR insertion-retrieval is an important mechanism controlling apical Cl conductance. 1) CFTR regulates plasma membrane turnover. Expression of CFTR confers cAMP-dependent exocytosis and endocytosis on cells in which it is expressed. These processes can be monitored by uptake of fluid-phase markers or by cell surface labeling (38, 212). 2) Immunogold labeling studies have identified CFTR in both plasma membrane and submembrane vesicles (310). 3) Significant CFTR levels have been identified in clathrin-coated membrane vesicles (CCVs), indicating the selective retrieval of CFTR from the cell surface by clathrin-mediated endocytosis. The identity of CFTR in CCVs was confirmed by Western blot, phosphopeptide mapping, and reconstitution of functional CFTR into planar lipid bilayers (37). 4) Parallel measurements of Cl conductance and membrane capacitance indicate that CFTR-expressing cells increase their surface area during cAMP-dependent Cl current stimulation (248, 278). 5) Surface labeling of CFTR followed by immunoprecipitation suggests that at least 50% of CFTR in T84 cells is intracellular and that CFTR is rapidly endocytosed under basal conditions (213). 6) cAMP increases CFTR immunofluorescence in the apical membrane domain of secretory epithelia (289). This staining pattern, and the Cl current response, were inhibited by reagents that disrupt microtubules. 7) CFTR activation stimulates endosome-endosome fusion, suggesting its participation in vesicle trafficking processes (25). As these findings indicate, cAMP/PKA would alter CFTR trafficking so as to increase cell surface content of CFTR, providing an important mechanism for enhancing apical Cl conductance. Accordingly, one manner in which phosphorylation of CFTR controls the Cl conductance of the apical membranes of secretory cells is by controlling the insertion and retrieval of the channel at the surface membrane.

Apart from the acute regulation of apical Cl conductance, regulated membrane trafficking and recycling of CFTR have implications for the manner in which this protein interacts with other channels and processes, particularly if they are residents of trafficking membranes. Thus, for example, the presence of amiloride-sensitive Na channels or other Cl channels in compartments through which CFTR traffics, or changes in their compartment distribution in CFTR deficient cells, could explain some of the interactions observed between CFTR and other ion channels or processes. In addition, the processing of membrane glycoproteins or glycolipids may occur in intracellular compartments containing CFTR. This could affect the structure and function of these proteins at the cell surface and may influence their interaction with pathogenic bacteria (242, 340; and see below). Thus the trafficking of CFTR may influence not only the Cl conductance of the apical membrane but also other transport and compositional properties of the epithelium.

2. Acidification of intracellular organelles

As integral membrane proteins, Cl channels such as CFTR are at least transient residents of virtually all intracellular compartments through which protein biogenesis and secretion occur. Functional studies have suggested that Cl channels are present in virtually all intracellular membranes, including Golgi, zymogen granules, endosomes, and CCVs (
36). The presence of a regulated Cl conductance may facilitate the acidification of these intracellular organelles. As first proposed by Barasch et al. (20) and Mulberg et al. (196), a Cl channel in parallel with an electrogenic proton pump would provide counter-ion for vesicular HCl accumulation and intravesicular acidification, and the extent of acidification would vary with the anion permeability.

Bae and Verkman (16) showed that renal cortex endosomes contain a Cl conductance whose activation by PKA enhances endosomal acidification. Similar findings have been obtained from CCVs by Mulberg et al. (196). In several CFTR-expressing cells types, cAMP stimulation has been proposed to enhance secretory vesicle ion conductance and acidification (20). In contrast, no effect of CFTR expression on endosomal pH was detected in L cells transfected with CFTR in the presence or absence of Cl or cAMP (234). However, the relative contribution that CFTR makes to total vesicle ion conductance is likely to vary among cell types and from compartment to compartment. Identification of other ion channels and ion transport processes that may influence the acidification process is required (see Ref. 299). Thus the impact that CFTR, or its deletion, may have within a given compartment may vary from cell to cell and from organelle to organelle.

A role for CFTR phosphorylation in the rate of vesicle acidification has been implicated in two studies. Both were performed using heterologous expression systems and, thus, are subject to uncertainties regarding overexpression and the appropriate distribution of CFTR, especially in relation to the complement of other transport proteins that would normally influence vesicle compositional properties. Studies by Lukacs et al. (175) and by Biwersi and Verkman (26) showed that the rate of vesicle acidification could be enhanced by prestimulation of cells with forskolin before preparation of membrane vesicles. The effects of stimulation were eliminated by exposure of vesicles to low-Cl media, suggesting that the extent of acidification depends on activation of the CFTR Cl conductance.

3. Glycoprotein processing

Alterations in vesicle composition, such as lack of appropriate acidification, imply that compositional changes may alter the manner in which proteins within these compartments are processed (see Ref.
20). Studies of airway epithelial cells have suggested that sulfation of glycoproteins is increased in CF cells (49, 341). This is intriguing because high levels of CFTR expression are normally observed in serous cells of the submucosal glands as noted previously. The mechanism by which excess sulfation occurs has not been delineated, but other studies suggest that CF cells do not have abnormalities in sulfate transport or in intracellular sulfate content (193). Changes in membrane protein expression as detected by the ability of lectins to associate with specific sialated glycoproteins at the airway surface membrane have also been implicated. These studies imply that the formation of sialoglycoconjugates of specific types, particularly the gangliosides, are impaired in CF cells (242).

The model of Barasch and Al-Awqati (19) can account for alterations in the chemistry of secreted and plasma membrane glycoproteins in CF. This model postulates that an alteration in vesicle pH causes changes in the activities of sialotransferases in Golgi and post-Golgi compartments and thereby leads to decreased sialylation of secreted proteins. Inasmuch as these enzymes have pH optima of ~6 (336), small changes in compartment pH could influence their activities significantly, presumably leading to the changes in protein composition reported above. Jilling and Kirk (126) provided evidence supporting this view, showing that the sialylation of alpha 1-antitypsin secreted by CFTR-expressing colonic cells was cAMP dependent and Cl dependent.

Other posttranslational processing reactions may be affected by pH along the protein secretory pathway, either by a mechanism where enzymatic rates are altered or by changes in enzyme distribution within these compartments associated with deletion of CFTR. This hypothesis would then allow for changes in bacterial adherence and colonization by alteration of the sialoglycoconjugate composition of the luminal surface of CF airway cells. Barasch and Al-Awqati (19) have also proposed that the distribution of sialotransferase in epithelial cells extends beyond the Golgi and that this would provide for continued sialic acid addition to proteins migrating from Golgi to plasma membrane. This hypothesis could explain how a small difference in vesicle pH within this extended compartment could be amplified to produce significant changes in the chemistry of cell surface proteins. In this way, impaired acidification could affect multiple cellular processes related to protein trafficking and processing. These processes are likely to be epithelial cell specific because they would occur primarily in the apical compartments of epithelial cells, and they may not be mimicked in heterologous expression systems. For a more complete discussion of this area, see the review by Bradbury (this supplement).

D. Airway Fluid Transport and Water Permeability

1. Fluid transport across cultured airway cells

Defining the role of CFTR in determining the salt composition and osmolarity of the surface lining fluid requires knowledge of the fluid transport and water permeability properties of airway epithelia. Several measurement methods have been employed to examine these issues, and studies have been conducted in human airway epithelia both in vitro and in vivo.

Smith and Welsh and co-workers (
260, 263) measured fluid and electrolyte transport across cultured human nasal epithelia by monitoring changes in the composition of the ASL present at the air-liquid interface of cultured airway epithelia. They added ~100 µl of media at the apical surface, covered this solution with oil, sampled the fluid remaining after 24 h, and compared its composition with that of the submucosal solution. In the absence of added agonists, they found that cultured nasal epithelia absorbed Na and water. Fluid and Na absorption were inhibited by addition of amiloride to the apical solution, suggesting that an ENaC-mediated absorptive process was responsible. Net Cl movement across the epithelium under basal conditions was not detected, implying that some other anion accompanied the absorbed Na, but its identity was not resolved. When cAMP agonists were added in the presence of amiloride, NaCl and fluid secretion were stimulated. Stimulation by cAMP in the absence of amiloride led to variable results. In some preparations, net fluid secretion was stimulated; in others, fluid absorption was augmented. The source of this variability was not identified. Nasal epithelia were found to secrete protons and to absorb K under basal conditions. Using this approach, they also examined the properties of CF airway monolayers (260). Interestingly, there was no difference between epithelia derived from CF and normal subjects in the rate of fluid absorption, whereas previous studies of nasal epithelia under short-circuit conditions have demonstrated that electrogenic Na absorption is increased in CF airway (see sect. IVB1).

These findings contrast somewhat with the results of Jiang et al. (124) in ways that may be related to differences in methodology. Their measurements were made using cultured bronchial epithelia in chambers where both surfaces of the monolayer were bathed by solutions of the same composition throughout the transport measurements. In other words, the conditions are like those employed in previous transepithelial transport studies of cultured airway cells, except that the epithelia were not voltage clamped (i.e., open-circuit conditions). As in the other study, Jiang et al. (124) observed fluid absorption under basal conditions, which was inhibited by amiloride. In the presence of amiloride, cAMP stimulated fluid secretion in epithelia derived from normal subjects; these findings are in agreement with prior Cl transport measurements (148). As in the studies of Smith and Welsh (263), the effects of cAMP in the absence of amiloride were variable. cAMP failed to increase fluid secretion across CF epithelia. In agreement with previous results (151), but in contrast to the results of Smith et al. (260), Jiang et al. (124) found that the rate of amiloride-sensitive fluid absorption was greater in CF than in normal airway epithelia, and they showed that amiloride inhibited this elevated fluid absorption.

The major technical difference in these studies lies in the volume of solution present at the apical surface during the transport assays. The lower rates of fluid transport measured by Smith and Welsh (263) probably result from the approach to "static head" conditions as fluid absorption proceeds; that is, only a small volume (100 µl) of fluid was placed initially on the airway surface, and as a result, alterations in the volume and composition in this fluid may occur due to the transport activity of the epithelium. Static head conditions will be reached at steady state, when gradients have formed and pump and leak rates balance; under these conditions, there are no time-dependent changes in luminal composition or volume. One might argue that this approximates conditions in vivo, where the epithelium is bathed by a solution of low volume (i.e., a periciliary liquid layer only ~10 µm thick). However, alterations in the composition of the luminal compartment will also influence the epithelium's transport properties quantitatively, and perhaps qualitatively, as gradients arise. Indeed, Widdicombe and Widdicombe (317) have argued that the minimal ASL volume will be determined by physical forces, such as surface tension, that would develop when ASL is reduced to the ciliary height (~6 µm). Whether this occurs, particularly in the presence of a surface gel layer, is uncertain and will require additional study. In any event, the steady-state volume and composition will be determined by both the active transport and passive (leak) properties of the epithelial monolayer.

The fluid transport studies of Jiang et al. (124) were conducted using large fluid volumes under conditions of level flow (no gradients). Their results support prior transepithelial current and electrolyte flux determinations, performed under similar conditions. Epithelia from CF patients showed hyperabsorption of fluid and an absence of fluid secretion in response to cAMP stimulation (151). This provides support for the concept that CF pathology (reduced mucociliary clearance) stems from a reduction in the volume of liquid that lines the airway. The larger amiloride-induced decrease in fluid absorption observed in CF cultures is consistent with the idea that the hyperabsorption of Na and fluid in CF is mediated by amiloride-sensitive apical membrane Na channels and with the concept that Na channels are upregulated in the absence of functional CFTR. Interestingly, fluid secretion, although unresponsive to cAMP, could be induced in CF epithelia by addition of UTP or ATP, presumably operating through an alternate Cl conductance pathway that is operational in CF epithelia. However, the fluid secretion stimulated by UTP was transient, as are its effects on the ISC across airway cell monolayers (274).

2. Airway water permeability

A direct assessment of the water permeability properties of airway epithelia was made recently by Folkesson et al. (
83). These investigators dissected small airways (100-200 µm diameter) from guinea pig lung and perfused these airway segments in vitro using glass pipettes, as is done conventionally for renal tubules or sweat ducts. The airway lumen was perfused with solutions containing an impermeant fluorophour (fluorescein sulfonate) so that changes in luminal fluorescence between the proximal and distal ends of the perfused segment report transepithelial water flow. This provided a measure of the osmotic water permeability (Pf) of the epithelial segment, determined from the water flow response to an imposed osmotic gradient. The Pf values obtained, ~5 × 10-3 cm/s (room temperature), were independent of the magnitude and direction of the imposed osmotic gradient. There was no saturation or rectification of fluid flow detected over the range of osmolarity employed. The temperature dependence of Pf provided an estimate of the activation energy for water flow, and the high value observed is consistent with the concept that water crosses the airway epithelium via water channels. The Pf was not affected by conditions that elevate cellular cAMP, and this implies that a regulated water channel mechanism (like the aquaporin-2 insertion process of distal nephron cells) is not present in airway. Staining by antibodies to aquaporin 4 suggested that this isoform is expressed at the basolateral membranes. Water channels that might be responsible for apical membrane water flow have not yet been identified.

The osmotic water permeability of the airways, similar to values observed for the alveolus or the descending limb of Henle's loop in the kidney, indicates that the transepithelial water permeability is high. This would facilitate the osmotic absorption of fluid during NaCl transport. This high Pf also implies that airway epithelia cannot sustain large transepithelial osmotic pressure differences or solute concentration gradients. Such gradients would be dissipated by osmotic water flow. Using estimates of the total airway surface area of ~1.4 m2, and from an estimate of the rate of evaporative water loss, Folkesson et al. (83) calculated that an osmotic gradient of 14 mosM could exist across the proximal airway (e.g., a NaCl concentration difference of 7 mM assuming that these are impermeant solutes). Nevertheless, it is apparent that relatively large osmotic gradients, such as those predicted during hyperventilation, cannot be maintained across distal airways. For example, given a surface area of 1.4 m2 and an evaporative water loss of 1.0 ml/min, the corresponding transepithelial volume flow is 3.8 ml·cm-2·h-1 to maintain steady-state water balance in the lung. This rate of water flow is similar to the fluid transport rates estimated by Jiang et al. (124) under level flow conditions (absence of osmotic gradients). Thus the passive and active (solute-driven) water flows across the airway are of similar magnitude and suggest that salt gradients between ASL and interstitial space would not be maintained.

It is clear that we need a better molecular understanding of the water channels that are responsible for the apparent high transepithelial water permeability of airway epithelia (181). Knowledge of the aquaporin isoforms present in both surface epithelia and submucosal glands would guide our thinking regarding the formation and modification of airway fluids by CFTR-dependent processes and the constraints on their composition at sites of salt absorption and secretion. It is important to know whether pathways for water flow are arranged so as to facilitate the formation of an isosmotic primary secretion in submucosal gland acini and whether the osmotic properties of this liquid can be altered (e.g., salt concentration lowered due to low ductal water permeability) as liquid progresses to the airway surface. When liquid arrives at the surface, it does not appear that solute gradients will be maintained, given the osmotic permeability properties discussed above. Recent studies suggest new candidates for airway water permeation pathways (4, 140, 168, 198). A detailed knowledge of these pathways and their location is needed to form an integrated view of the regulation of ASL composition and the contributions of both surface and gland epithelia to its properties. This is vital, since as we see from the following discussion, determination of ASL composition is methodologically difficult and a consensus view regarding ASL salt concentrations in CF and non-CF airways has not emerged.

E. Composition and Thickness of Airway Surface Liquid

The composition and volume of the ASL are critical in determining how changes in cellular ion transport properties associated with the loss of CFTR lead to pulmonary disease. There are basically two views of the mechanism by which altered salt transport in CF can lead to a breakdown of lung defenses. One view relates primarily to the volume of the airway lining fluid. It proposes that an increase in the rate of liquid absorption (and/or a decrease in liquid secretion) changes the volume of the ASL, decreases mucociliary clearance, and allows bacteria and mucus to accumulate (32, 33). The contrasting view is based on differences in composition of the ASL. It holds that changes in ASL salt composition alter the ability of airway defense mechanisms to kill bacteria and that this leads to bacterial colonization and airway obstruction (261). Reports of elevated ASL salt concentration in CF (see below), together with the known salt dependence of airway defense molecules, suggest that these mechanisms fail because CF airway epithelia do not have the capacity to lower surface salt concentration, as do normal airway epithelia. Thus the volume and composition of the ASL becomes a key issue in resolving the mechanism of airway defense and how it is compromised in CF.

It is almost embarrassing that we do not know the ASL salt composition with certainty. Despite its importance in helping to resolve the issues raised above, reports of ASL composition are few. This is due to difficulties in sampling the very thin liquid layer at the airway surface and to likely changes in its volume and composition produced by the sampling process. Most approaches have utilized an ASL collection technique based on the application of filter paper planchetes to the airway surface. The results from several reports suggested that the Cl concentration of ASL in CF patients was higher than that found in normal subjects (92, 127). In earlier reports (see below), salt concentration in CF was slightly hypertonic to plasma and exceeded values determined from non-CF airways, which were hypotonic. As indicated by Quinton (219), there is no known fluid transport process in flat simple epithelia that would allow for the formation of a primary secretion that is hypotonic to plasma, as implied from the measurements in normal subjects; rather, it has been suspected that evaporative water loss occurring during the measurement or during sample processing may produce falsely high values of NaCl concentration (127).

A recent study by Knowles et al. (150) highlights the problems associated with these measurements. First, how does one define the composition of a 5- to 10-µm-thick periciliary liquid layer without perturbing it? A liquid layer 10 µm thick would contain only ~20% of the liquid volume collected during sampling. Is the reminder of the sampled liquid derived from axial or radial flow? The sampling process, as well as any cellular damage which may occur, will draw liquid across or along the epithelium. Thus the measurement is likely to assess a combination of the steady-state composition of the ASL, plus aspects of the salt and water permeability properties of the underlying epithelium. The serum protein levels and K concentrations in the collected liquid are low, and this is used as an argument against cell damage. However, another possible complication arises from the mechanical stimulation of epithelial reflexes during sampling, which may evoke transport responses from the surface or gland epithelia (see below). This is a good example of Heisenberg's principle, where the system's properties are likely perturbed in the measurement itself. These perturbations may amplify or even generate differences in the liquid at the surface of CF and non-CF airways.

The nasal mucosa provides an accessible site for assessing the salt concentrations of the ASL, and liquid can be sampled as it accumulates during nasal occlusion. Using this approach, Knowles et al. (150) found a time-dependent increase in liquid volume, accompanied by a reduction in salt concentration. After equilibration, Na concentration (109 mM) was lower than the plasma value, the Cl concentration was similar to that of plasma, and K was higher (Na plus K was similar to plasma). They found no difference in the ionic composition of liquid obtained from CF and normal subjects. Importantly, the measured salt concentrations exceed values that are optimal for the activity of salt-dependent defensins in the respiratory tract. These studies were extended to the lower airway, using a filter paper sampling technique. Here, ion concentrations were significantly lower than in the nasal liquid collection studies. The sum of Na plus K suggested that the solution on bronchial surfaces is hyposmotic to plasma. Again, no CF-related differences in Na, Cl, or K concentrations of ASL were detected.

Similar findings have been reported recently by Hull et al. (114). They measured ASL salt concentrations in the lower trachea in infants undergoing bronchoscopy also using a porous membrane sampling technique. They correlated their findings with the extent of airway inflammation. No difference in ASL Na concentration was detected between CF and non-CF infants without pulmonary inflammation; however, ASL Cl concentration was significantly lower in CF (a ~30% reduction). In CF subjects with inflammation, ASL Cl concentrations were higher and not different from non-CF values. The role of inflammation in this effect is unclear; nevertheless, these results do not support the concept that an increase in ASL salt concentrations in CF is the basis of impaired airway defense against pulmonary pathogens.

One important consideration in the study of Knowles et al. (150) was the possibility that gland secretions contribute to the volume and composition of liquid on airway surfaces. They explored the possibility that the filter paper sampling technique, the common method for the lower airway, elicits liquid secretion from submucosal glands. They attempted to separate the contributions of surface and gland epithelia by collecting accumulated liquid from the nose. Reflex stimulation of nasal glands was evoked by having subjects chew chili peppers, and this resulted in a similar increase in the volume of fluid collected in both CF and normal subjects. They interpreted this to indicate that non-CFTR-dependent secretory events underlie this component of fluid secretion. Stimulation of nasal fluid secretion diluted the concentrations of the measured ions; the Na plus K decreased ~30-40 mM with a corresponding decrease in estimated osmolarity. This finding raises the possibility that secretion from the submucosal glands of a hyposmotic solution can modify ASL composition. As discussed in section IVB2, these findings suggest that we should model the submucosal glands like other exocrine glands that elaborate an isosmotic primary secretion that is modified by salt transport in the ducts leading to the airway surface. The ducts would need to absorb NaCl without water to produce a hypotonic secretory product and are therefore predicted to have a low water permeability (absence of aquaporins) and a mechanism for Na reabsorption from dilute solutions. This concept is consistent with the expression of amiloride-sensitive Na channels at this site, as reported from the in situ hybridization studies of Burch et al. (41). Thus a hyposmotic ASL, obtained from filter paper sampling of the lower airways, could result from a reflex stimulation of gland secretion. Consistent with this idea, Knowles et al. (150) found that as the volume of fluid collected increased, its osmolarity fell. This could be a consequence of stimulating secretion of a hyposmotic fluid. Because Na plus K did not differ in CF and normal ASL, the secretion from the glands stimulated in this manner does not differ between normal and CF subjects. If this is true, then the Cl permeability properties of the duct, on which the reabsorption of NaCl to form a hypotonic secretory product depend, would have to be independent of CFTR and must therefore rely on some other Cl transport process. The submucosal gland properties would differ from those of sweat ducts in this respect but would be similar to salivary ducts, where a hypotonic secretory product is formed (339).

This discussion indicates that the composition of the ASL in lower airways remains relatively uncertain. The findings of Knowles et al. (150) suggest that its measurement may be compromised by stimulation of gland secretion and, due to the size of the sampled compartment, the measurement itself may perturb cellular transport processes. However, we should bear in mind that the formation of a hypotonic secretory product in submucosal gland ducts could lead to activation of defense molecules. Because the volume of liquid secreted by the glands can exceed the transport rates of surface cells by about sixfold (see above), the secretion of a hypotonic solution containing defense molecules could have significant protective effects for the glands themselves and for the surface microenvironment at the site of secretion. However, this effect would be transient, since a high water permeability of the surface epithelium is expected to equilibrate the tonicity of secreted liquid.

Finally, a recent study performed using well-differentiated proximal airway cells in primary culture implies that the axial transport of sol and gel layers may be linked (180). This study used fluorescent markers for gel and sol to track their individual axial transport rates. In contrast to expectation, both layers moved at the same rate. Removing the mucus layer reduced lateral liquid transport ~80%, inferring that movement of the sol fluid depends in some way on the transport of mucus by the cilia. These findings are consistent with prior measurements of mucociliary clearance, which suggest that the mucus itself plays a role in ciliary transport (91, 238, 318). As mentioned earlier, most prior studies have assumed that the sol layer is relatively static and that mucins ride atop this layer, propelled by the ciliary beat. However, a recent study suggests that periciliary liquid moves with mucus and that its movement depends on mucus clearance. As summarized by Matsui et al. (180), the amount of fluid transported axially by ciliary clearance can be estimated from the area of ciliated epithelium (~2,400 cm2, Ref. 181), the ciliary length (~5 µm), and a mucociliary transport rate of 0.5 cm/min (333) to be ~860 ml/day. This is approximately the volume of fluid thought to reside in the distal airways (see sect. IVA2). It is consistent with the concept that there is a continual migration of liquid from distal to proximal regions, and because of regional differences in ASL volume, this liquid must be absorbed by the surface cell salt and water transport processes discussed earlier. This implies that water absorption accompanies salt absorption, which would require a high epithelial water permeability and would not favor maintenance of a low ASL salt concentration. These findings argue for changes in mucociliary clearance that stem from reduced ASL volume in CF; that is, enhanced salt and water absorption at the airway surface impairs the ciliary clearance mechanism.

F. Lessons From Other Genetic Diseases

Alterations in mucociliary clearance could occur as a result of non-CFTR-related disease processes, and these would provide important insights into the specific role of CFTR in CF. Findings characteristic of immotile cilia syndrome are discussed in section VD. The hyperabsorption of Na characteristic of CF airway surface epithelia suggests that other genetic diseases that affect the activity of the amiloride-sensitive Na channel might lead also to pathophysiology. Would primary hyperabsorption of Na lead to the pulmonary manifestations observed in CF patients? Genetic diseases in which Na absorption is either chronically enhanced or reduced have been traced to primary alterations in the structure of the amiloride-sensitive channel, ENaC.

1. Liddle's syndrome

In Liddle's hypertension, truncation of the COOH terminus of the beta - and gamma -subunits of ENaC are associated with salt-sensitive hypertension due to a primary increase in Na channel activity (
104, 256). Introduction of these mutations into ENaC expressed in heterologous systems results in severalfold increases in the macroscopic amiloride-sensitive Na currents relative to that associated with wild-type ENaC expression. Because the gating properties and selectivity of these channels were not altered by Liddle's mutations, the increase in Na transport was ascribed to an increase in the number of Na channels in the plasma membrane (266). This was supported by expression of ENaC subunits bearing Liddle's mutations in epithelial cells. As a consequence of enhanced Na absorption by airway cells, we could entertain the hypothesis that the volume or salt concentrations of the ASL would be reduced. Although there have been no estimates of the salt composition of the ASL in these patients, there are no apparent abnormalities in pulmonary function. Accordingly, enhanced absorption of salt (and water) alone appears insufficient to reproduce the airway pathology of CF. Presumably, a lowering of NaCl concentration in the ASL would only enhance the activities of salt-sensitive defensins. Perhaps the antimicrobial capacity would be improved over that present normally. On the other hand, NaCl and water hyperabsorption should reduce the thickness of the ASL, but there is no impairment evident in the clearance of secretions from these patient's airways. These patients are expected to show increased Na absorptive rates like those encountered in CF, but this has not yet been demonstrated. The relation of Liddle's mutations to ENaC function in the airways must be examined before its relation to CF pathology can be inferred.

2. Pseudohypoaldosteronism

A second and perhaps more informative genetic condition, characterized by impaired Na absorption, is that which occurs in pseudohypoaldosteronism (PHA). This is an inherited disorder that features excessive salt loss, with a lack of responsiveness of Na absorbing epithelia to mineralocorticoids (
209). Mutations in either the alpha - or beta -subunits of the amiloride-sensitive Na channel are observed in these patients (48); these are generally missense mutations that disrupt ENaC function (270). Heterologous expression of ENaC subunits containing these mutations yields reduced macroscopic Na channel currents but no significant differences in the level of surface expression of the mutant protein (99). This suggests that PHA mutations reduce channel open probability. In a mouse model of PHA, impaired Na channel activity results in failure of newborns to clear lung fluid at birth, and this leads to death in the neonatal period (113). This disease phenotype can be rescued by expression of wild-type ENaC. There is a correlation with increased cholelithiasis, suggesting impaired salt absorption in the biliary tract (6).

In an early report, subjects with PHA showed increased sweat and saliva salt concentrations, and they are reported to have frequent lower respiratory tract infections (101). Accordingly, one might postulate that the reduction in ENaC activity in PHA does not permit reduction of the NaCl concentration of the ASL to levels necessary for effective defensin activity. However, a more extensive study was performed recently by Kerem et al. (131), who found no evidence of chronic airway infection or bronchiectasis. Using nasal potential difference measurements, they detected no significant amiloride-sensitive Na absorption and a large increase in ASL, assessed by filter paper sampling. Isotopic lung clearance methods suggested that PHA patients compensate for their excess ASL volume by accelerated clearance of liquid from the airway surface. The collected fluid was isotonic, with Na plus K concentration only slightly elevated (~10%) relative to non-PHA subjects. This high salt concentration argues that an isotonic surface fluid per se is not sufficient to cause airway infection with the pathogens characteristic of CF.

    V. MUCOCILIARY CLEARANCE
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A. Factors Contributing to Normal Clearance

1. Ciliary beat

Clearance of inhaled particulates and organisms from the airway occurs primarily by mucociliary clearance, and secondarily, when this mechanism fails or is overloaded with secretions, by cough clearance. Many of the factors that regulate mucociliary clearance have been examined in CF, yet the specific role of mucociliary clearance in the pathophysiology of lung disease in CF remains to be defined. The ciliary propulsion of mucus up the airways is a crucial component of mucociliary clearance, as reflected by the airway infection and bronchiectasis that result from defects in ciliary function that occur in ciliary dyskinesia syndromes (see sect. VD). It is clear that ciliary dysfunction is not a primary defect in CF, because ex vivo studies of ciliary structure and beat frequency in CF epithelia have been normal (
47, 235, 237). Although Pseudomonal exoproducts and inflammatory mediators, such as neutrophil elastase, may adversely affect ciliary beat frequency (reviewed in Ref. 309), and thereby contribute to the persistence of bacterial infection, there is no evidence that abnormalities in ciliary function contribute to the initiation of infection.

2. Mucus rheology

A second factor that affects mucociliary clearance is the rheological properties of mucus (reviewed in Refs.
141-143, 334). In general, ciliary transport is inversely related to mucus viscosity (resistance to flow) and, except at low extremes, to mucus elasticity (ability to store applied energy). Increases in mucus viscosity, or the ratio of viscosity to elasticity, decrease ciliary transport rates, presumably via dissipation of the mechanical energy applied to mucus by beating cilia (reviewed in Ref. 143). As discussed below, the relationship between ion transport and mucus viscosity, if any, remains to be clearly defined. However, it appears that increases in calcium concentration increase the viscosity of mucus, whereas monovalent ions do not alter mucus viscosity in vitro (177).

3. Adhesivity and surfactants

In addition to viscoelasticity, the surface properties, or adhesivity, of mucus appear critical to normal mucociliary clearance. Conceptually, adhesivity represents the ability of mucus to adhere to a surface and is determined at least in part by surface tension and osmolality. Increases in adhesivity due to increases in surface tension, or to hyperosmolality, are proposed to reduce mucociliary clearance. Although the precise determinants of surface tension remain to be defined, phospholipids such as surfactant, derived from the alveolar space or secreted by airway epithelial cells (
164, 314), appear to play an important role. Recent work has demonstrated a surfactant, or lipid, layer at the interface between the sol and gel layers at the ciliary interface (246), and both in vitro (8) and in vivo (67) studies have demonstrated that addition of surfactant increases mucociliary clearance. In addition to phospholipids, adhesivity is dependent on the concentration of mucins and the osmolality of their environment. This has not been investigated thoroughly, but increases in osmolality have been demonstrated to increase adhesivity in canine mucus (206). In these studies, dehydration of tracheal pouch mucus from ~320 to 430 mosmol/kgH2O, similar to CF sputum osmolality of ~460 mosmol/kgH2O, significantly increased both viscosity and adhesivity. Moreover, osmolality of canine mucus was inversely related to Cl concentration, but not related to Na, K, or Ca concentrations. These data suggest a pathophysiological link between luminal Cl concentration and mucus properties: luminal Cl is proposed to control water transport, which in turn regulates osmolality. Defects in Cl (and water) secretion that would result in lower luminal Cl concentrations, hyperosmolality of airway mucins, and, ultimately, increased mucus adhesivity would decrease clearance. However, as discussed above, the relationship between luminal NaCl concentration and CF remains uncertain. The accumulated evidence suggests that Cl concentrations in ASL are increased or the same in CF compared with controls so that this effect of Cl concentration on mucus adhesivity would not be expected to contribute to impaired mucus clearance in CF. Moreover, recent studies in dog and baboon airway have shown that acute aerosol administration of hypertonic saline increased tracheal mucus velocity and mucociliary clearance (326) and that inhibition of the Na-K-2Cl cotransporter with furosemide abrogated a dry air-induced decrease in mucociliary clearance (325). These data suggest that compensatory responses to hypertonic ASL minimize any adverse effects of ASL hypertonicity on adhesivity, such that the effects of increases in ASL tonicity on mucociliary clearance are very transient.

4. Relation of mucociliary clearance to salt secretion

As discussed in section IVB3, recent studies by Ballard and colleagues (
118, 292) have provided experimental evidence that blockade of anion secretion adversely affects the rheological properties of gland secretions. In a pig distal airway model of airway gland secretion, inhibitors of both Cl and bicarbonate secretion (bumetanide, acetazolamide, dimethylamiloride, and DIDS) significantly altered both the water content and viscoelasticity of mucus. Pharmacological inhibition of ion transport before acetylcholine stimulation resulted in a threefold increase in mucus solids, higher mucus viscosity, and lower mucus recoil than in the absence of inhibitors. Histological analysis of porcine bronchi under the same conditions revealed filling of the mucus ducts with mucuslike material in the airways treated with the cocktail of anion inhibitors (117, 118). Although the investigators cannot be certain that these observations are due to specific effects of the anion inhibitors on salt secretion, and not to indirect effects of these agents, these data provide experimental evidence that manipulation of ion transport adversely affects the physical properties of mucus derived from stimulated airway segments. Additional studies will need to determine whether these effects are stimulus dependent and whether primary defects in CFTR-mediated secretory pathways have effects on mucus rheology that are similar to those stimulated by cholinergic pathways. We must also be mindful that the glands are comprised of different cell types having different secretory products (as discussed in section III). Therefore, transport inhibitors could preferentially affect different components of the secretory product and alter its rheological properties in this manner.

B. Mucociliary Clearance and Sputum Properties in CF

1. Properties of CF sputum

Several approaches have been used to address the important question of whether defects in mucociliary clearance contribute directly to the initiation of airway disease or merely represent a secondary disturbance that is permissive for infection. A first approach to this issue has been provided by studies of the rheological properties of CF sputum. These studies suffer from problems associated with the source of this material, insofar as sputum samples have been obtained from patients infected with bacteria. Rheological abnormalities may derive from the effects of inflammatory products rather than primary defects in the biophysical properties of mucus. Nevertheless, studies of CF sputum have indicated that when corrected for the amount of inflammatory cells and DNA, the viscoelasticity is not significantly different from sputum obtained from patients with inflammatory airway diseases such as chronic bronchitis (
170, 205, 215). As demonstrated in vitro, bacterial and leukocyte-derived DNA and actin filaments in infected sputum increase sputum viscosity, since treatment of CF sputum with either DNase (251) or gelsolin (303) reduces sputum viscosity. Moreover, evidence that increases in mucus sulfation increase the viscosity of mucus secretions (191) suggests that alterations in mucus sulfation may decrease mucociliary clearance and indirectly impair bacterial clearance. However, the lack of obvious changes in sputum viscoelasticity in CF and the idea that the ASL is dehydrated in CF have led to the notion that decreased sputum hydration increases sputum adhesivity without necessarily altering viscosity. Evidence to support sputum dehydration is limited to studies of sputum water content, which demonstrated increased solid content of CF sputum compared with sputum derived from patients with tracheostomies (29). Although supportive, the inability to sample uninfected secretions and control for the presence of bacteria and leukocytes preclude a firm conclusion as to whether sputum dehydration leads to abnormal mucociliary clearance and the initiation of airway infection. Whether uninfected CF mucus exhibits increases in viscosity or adhesivity that could impair mucociliary clearance remains to be determined.

2. In vivo clearance measurements

In contrast to the indirect approach of measuring sputum properties, a second approach has been to determine mucociliary clearance in vivo. Several methods have been developed, each with its own advantages and deficiencies. The earliest studies used radiolabeled albumin and reported radioaerosol clearance rates similar to those in normal adults (
243, 282). However, aerosol deposition patterns were dramatically different between the populations, which makes interpretation of these data difficult. A subsequent study by Yeates et al. (335) used radiolabeled albumin microspheres with an inhalation pattern designed to enhance proximal airway deposition. Transport rates in CF patients were highly variable, and there was significant overlap with the rates observed in normal subjects. Subsequently, Wood et al. (328) directly observed the movement of 0.68-mm Teflon discs in the trachea to assess mucus clearance. Compared with normal volunteers, the CF patients had significantly reduced disc movement rates. However, there was no correlation between clearance rate and either clinical status or pulmonary function.

The lack of emerging correlation and the disparate methods from these early studies prompted Regnis et al. (227) to utilize more refined nuclear imaging techniques and a larger patient population to determine mucociliary transport rates in CF. Radiolabeled sulfur colloid was delivered with a protocol that maximized proximal airway delivery. By correlating clearance with deposition patterns, clearance from peripheral airways could be excluded from the analyses. The percent clearance of radioaerosol at 60 min was significantly less in the CF population compared with a control population of similar age. In the five patients with normal small airway function, three had reduced clearance, and clearance rates decreased with increasing disease severity. Moreover, multiple regression analysis revealed a significant reduction in clearance rates for the CF population when corrected for severity of airflow obstruction, suggesting that the decreased clearance rates are related to CF and are not merely reflecting airway obstruction. However, because each of the CF patients in this study had bacterial colonization, this well-controlled in vivo study does not address whether defects in mucociliary clearance are due to primary defects in mucus transport or are secondary to airway infection. This question will be difficult to address definitively, because there are currently no reliable methods to assess mucociliary clearance in infants before the development of airway infection. Because ciliary beat frequency is slower in small airways than the trachea and bronchi (57), primary defects in mucus properties may have more significant physiological effects in this region of the airway. In support of a defect in peripheral mucociliary clearance, a recent study demonstrated an ~45% reduction in peripheral clearance of iron oxide particles in CF patients compared with normal volunteers (23).

C. Effect of Salt Concentration on Mucus Transport

Although there is considerable controversy over the ionic concentrations of ASL in CF (see sect. IVE), recent evidence suggests that increases in the salt concentration of sputum increase ciliary transportability and mucociliary clearance. Using the mucus-depleted bovine trachea model, Wills et al. (318) examined the effects of salt concentration on the ciliary transportability of sputum obtained from CF and non-CF bronchiectasis patients. Notably, there was no difference in transportability between CF and non-CF sputum, nor were there differences in the response to changes in salt concentration. Incubation of sputum in either excess isotonic or hypertonic saline (200-600 mosM PBS) or solid NaCl (to increase NaCl concentration ~90 mM) significantly increased the ciliary transportability and decreased the viscosity and elasticity of both CF and non-CF sputum without affecting ciliary beat frequency. In contrast, increasing the hydration of sputum by incubation in hypotonic solutions reduced ciliary transportability. Based on these observations, and those of previous investigators (106), this group suggests that ciliary transportability depends on saline content and osmolality of sputum. In CF, excessive Na absorption could reduce the salt concentration of sputum, thereby increasing mucus viscoelasticity and decreasing ciliary transportability.

What data exist to support the suggestion that sputum from CF patients has lower salt concentrations than normal? Few studies have attempted to measure the salt concentration of sputum itself and those that have relied on sputum from patients with laryngectomies for "normal" sputum. Matthews et al. (182) reported significantly higher salt concentrations in laryngectomy samples compared with CF patients (165 vs. 101 mM for Na, 162 vs. 75 mM for Cl). More recent studies have also reported hypotonic Na and Cl concentrations in CF sputum (284). However, comparisons of CF to non-CF bronchiectasis sputum revealed small differences (319), raising the question of whether changes in salt concentration are due to chronic infection and inflammation rather than solely to CF mutations. Thus, as with the ASL, the effect of CFTR mutations on sputum salt concentration, and a role for altered NaCl concentration on mucociliary clearance, remains to be defined.

D. Comparison With Dyskinetic Cilia Syndromes

Comparison of the clinical course and physiological derangement in mucociliary clearance between CF and the dyskinetic cilia syndromes strongly suggests that defects in mucociliary clearance cannot solely account for the progressive obstructive lung disease in CF. Patients with dyskinetic cilia syndromes, in which structural deformities in the ciliary motor apparatus impair ciliary movement, have a longer life span and better preserved pulmonary function than patients with CF. This occurs despite the fact that mucociliary clearance is more severely impaired in dyskinetic cilia syndromes than in CF (153). Moreover, in patients with bronchiectasis due to diseases other than CF, PA colonization is less frequent and appears to occur much later in the course of the disease, when airway obstruction is severe (78). Moreover, patients with dyskinetic cilia have a near-normal life expectancy (3) compared with the current ~30-yr median survival for CF patients. These observations suggest that although mucociliary clearance is generally reduced in CF (see sect. VB), the increased susceptibility to bacterial infection is disproportionate to the severity of mucociliary clearance impairment. This implies that other mechanisms contribute to pathogenesis of the progressive airway obstruction in CF.

    VI. AIRWAY INFECTION
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A. Organisms and Their Mechanisms

Numerous investigators have attempted to define the initial mechanisms for infection of the CF airway with PA, and to a lesser extent HI and SA. Although a number of hypotheses have been proposed and experimentally tested, this remains an important unresolved issue and in many ways is at the crux of the pathophysiological CF conundrum. Although the most parsimonious hypothesis to account for initial airway infection in CF is impaired mucociliary clearance related to defects in apical membrane salt and water transport, as discussed above, a number of complementary hypotheses have emerged that may explain the initiation or persistence of airway infection. These include 1) abnormal epithelial cell ligands for specific bacteria, 2) abnormal secreted mucins that impair mucociliary clearance or act as receptor sites for bacteria, 3) exposure of extracellular matrix proteins that serve to promote adhesion, 4) impaired epithelial ingestion of bacteria, and 5) inactivation of epithelial-derived bacteriocidal activity. Before the consideration of the evidence supporting some of these mechanisms, pathological studies that have localized SA and PA in the airway merit consideration.

1. PA and SA binding to epithelia and airway secretions

Several studies have carefully localized SA and PA in the lung of CF patients and described the interaction of these bacteria with normal and injured airway in vitro. Baltimore et al. (
18) used immunohistochemistry on lung tissue obtained from autopsy to demonstrate the endobronchiolar location of PA and lack of PA outside the airway lumen. Notably, PA was found primarily embedded within intraluminal inflammatory exudates, and there was no evidence that organisms were present in epithelial cells. Other studies using organ culture of human airway demonstrated that adherence of PA to epithelial cells occurred only in areas where there was destruction of the ciliated epithelial cells (204). Pseudomonas aeruginosa was found adherent to exposed areas of basement membrane and to the mucus layer, but not adherent to the apical membrane of intact epithelial cells (208). In areas of injury, PA was occasionally detected in intercellular spaces, and within granulocytes, but not within epithelial cells. Similarly, a recent study using native lung specimens and an in vitro model of differentiated airway epithelium demonstrated by immunohistochemistry and electron microscopy that SA bound primarily to intraluminal and cell-associated mucus. There was little binding directly to differentiated airway epithelia and no significant difference in binding between cultured CF and non-CF nasal epithelia (297). Collectively, these studies suggest that bacterial-mucin interactions are critical to the clearance of both PA and SA, cast doubt on the importance of epithelial-bacterial adhesion, and raise the possibility that epithelial ingestion of PA is largely an artifact of in vitro culture systems.

2. Interactions of bacteria and epithelial cells

Evidence to support an important role for bacterial adhesion to epithelial membranes suffers from uncertainties regarding cell culture models, particularly when considered in the context of the bacterial localization studies discussed above. There is evidence, however, to suggest that defects in CFTR enhance the adhesion of bacterial pathogens to airway epithelia, and recent progress has been made in defining a number of bacterial adhesins and epithelial cell ligands that may contribute to bacterial infection (reviewed in Refs.
100, 211). On the epithelial cells, HI, SA, and PA appear to bind to a tetrasaccharide containing a GalNAcbeta 1-4Gal sequence that is exposed in the less sialylated form of the glycolipid ganglioside 1 asialo-ganglioside M1 (asialoGM1) (116). As asialoGM1 is expressed more on CF than non-CF cells (242), and CFTR complementation experiments show a reduction in bacterial binding, it appears likely that CFTR plays an important role in the ability of CF pathogens to bind to epithelial membranes in these cell culture systems. In addition to alterations in sialylation of membrane glycolipids that result from CFTR defects, Pseudomonal exoproducts such as neuraminidase have been reported to have enhanced activity in CF airways. This could contribute to the creation of more asialoGM1 and further enhance bacterial adhesion (43, 241). The importance of these observations for the intact airway remains unclear, since although asialoGM1 has been isolated from extracts of parenchymal lung tissue (157, 158), its cellular and subcellular distribution in the airway of humans has not been clearly established. More importantly, these observations have been made on immortalized airway cells (IB-3 cells) and on primary airway cells that established a transmembrane resistance but lacked other morphological features of differentiated airway cells. Finally, the lack of significant numbers of bacteria bound to differentiated epithelia in native airway sections (18, 297), in contrast to significant binding to injured epithelia (66, 204, 208, 293), suggests that direct epithelial-bacterial cell interactions require antecedent epithelial injury. Thus bacterial-epithelial adhesion may be important once infection has caused epithelial injury but appears less likely to play a critical role in the initiation of infection.

3. Interactions of bacteria and mucins

Several studies using mucin from a variety of sources have provided evidence that mucins bind PA and that carbohydrate modifications are important for PA binding (reviewed in Ref.
245). Pseudomonas aeruginosa appears to bind neutral and sialylated forms of mucin with little binding to the sulfated forms (221). The pivotal role of sialic acid in the binding of PA to mucins in vitro has been demonstrated in several studies in which cleavage of sialic acid from mucin by neuraminidase abrogated the ability of mucin to bind PA (223, 307). Other studies using free sialic acid as a competitive inhibitor have corroborated an important role for sialic acid in PA binding to mucins (46, 307). Moreover, aggregation of PA by CF and non-CF salivary mucins has also been reported to be dependent on sialylation, as exogenous and endogenous neuraminidase activity reduced mucin binding (154). These studies have suggested that sialic acid may be a component of a mucin receptor for PA, or alternatively, may alter tertiary structure to enhance exposure of PA receptors on mucins. These studies imply that undersialylation of secreted mucins could reduce the efficiency of bacterial binding and contribute to decreased bacterial clearance.

Several studies have attempted to clarify the nature of the interaction between PA and either CF or non-CF mucin. Sajjan et al. (240), comparing the binding of piliated PA to mucin purified from CF sputum and from non-CF intestinal mucin, were unable to detect any increase in PA binding to CF or intestinal mucin compared with albumin or gelatin in solid-phase assays. However, other studies addressing the importance of mucin glycosylation for PA binding have demonstrated PA binding to type 1 (Galbeta 1-3GlcNAc) and type 2 (Galbeta 1-4GlcNAc) disaccharide subunits of O-linked glycans in secreted non-CF tracheobronchial mucins (220). In addition, there is limited evidence for protein-protein interaction between a nonpilus component of PA and the peptide moiety of a highly purified human non-CF tracheobronchial mucin (224). Nevertheless, subsequent studies that have attempted to identify specific PA receptors on mucins have been unsuccessful, leaving open the possibility that the interaction between PA and mucins is largely nonspecific (224, 239, 240). In addition, the GalNAcbeta 1-4Gal sequence, which appears in the receptor sequence for PA that is present in asialoGM1 and asialoGM2, has not been observed in secreted mucins. Thus studies of bacterial interactions with secreted mucins lack consensus. Some of the uncertainties may be related to differences in the sources and purification methods of mucins as well as to differences in adhesion assays utilized. With the recent cloning of specific mucin genes, it appears likely that the role of mucins in the initiation of bacterial infection in CF will be clarified in the near future.

The importance of mucin sulfation for PA binding has not been evaluated as rigorously as sialylation, and it remains unclear whether the reported alterations in mucin sulfation in CF contribute to the initiation of infection. In one study, increased mucin sulfation, as reported to occur in cultured CF epithelia (49), resulted in less PA binding. In contrast, another group of investigators was unable to identify a correlation between sulfated cell surface glycoconjugates and PA attachment (207). Thus the importance of mucus sulfation for bacterial adhesion remains unclear.

Mucin binding of HI and SA has not been studied as extensively as PA. Several nontypeable strains of HI appear to bind purified airway mucins in suspension or on solid phase, whereas encapsulated and other nontypeable strains do not interact with mucins (63). The adhesins and receptors responsible for HI and SA binding to mucins and the role of posttranslational processing have not been determined to date. With regard to SA, specific binding to immunoglobulin A-salivary mucin complexes and human nasal mucin via the interaction of mucin carbohydrate moiety-SA proteins has been demonstrated (244, 257); however, the exact nature of this binding has not been studied in detail.

In addition to cell surface and mucin adhesion, there is ample evidence that extracellular matrix proteins may contribute to bacterial infection. For example, SA binds to many matrix glycoproteins, including laminin, fibronectin, vitronectin, and fibrinogen (reviewed in Ref. 231). In contrast, fibronectin does not appear to influence the interaction of PA with epithelial cells (2). As extracellular matrix components become exposed or are released in the process of airway injury, it appears likely that they play a more important role in the maintenance rather than the initiation of SA infection in the airway. Recent evidence suggests that CFTR may affect the sulfation of glycosaminoglycans (110); however, there is to date no evidence to suggest that matrix components contribute to the infections characteristic of the CF airway.

In summary, the components of normal mucociliary clearance have been elucidated over the last two decades, and a number of potentially important alterations in the physical environment of the CF airway have been identified. This has led to a number of highly plausible and nonexclusive hypotheses as to how mutations in CFTR alter the airway environment and create a permissive environment for bacterial infection with specific pathogens. Although there is good evidence that bacterial adhesion to mucin occurs and is an important component of airway clearance, it remains unclear whether deletion of CFTR function alters the biochemical composition of mucins and, if so, whether it is mucus clearance and/or bacterial binding that is primarily affected.

B. How the Airway Environment in CF Permits Infection

The traditional view of this problem is that the build-up of mucins, perhaps abnormally sialylated or sulfated ones, provides an environment that is permissive for infection of CF airways. Alterations in airway surface glycoproteins may provide attachment sites for specific microorganisms, but, as discussed above, the overall importance of bacterial-epithelial adhesion remains unclear. Consequently, in recent years, our attention has been shifted to the inherent defense mechanisms of airway epithelial cells and the possibility that these mechanisms are impaired in the CF airway. This concept holds that epithelial cells condition their microenvironment to make it inhospitable for microbial infection and that their ability to do this depends somehow on a normally functioning CFTR.

The important studies of Smith and Welsh (261) used polarized airway cells cultured from normal subjects to show that these epithelia killed bacteria when they were placed on the apical surface. Cystic fibrosis epithelia did not. The bacterial challenge was 1,000 cfu or less. The killing generally occurred in ~10 h, and if the bacterial load exceeded ~1,000 cfu, the system was overwhelmed. The fluid washed from the apical surface of normal airway epithelia possessed bacteriocidal activity, but the fluid washed from CF cells did not kill bacteria in vitro. This suggested that some defense factor was present on the surface of normal but not CF monolayers, or that the factor might be secreted by both normal and CF epithelia, but that differences in the environment at the airway surface affected its potency.

The defensins are a group of low-molecular-weight cationic proteins secreted by epithelia and immune cells. Like other airway antimicrobials, their ability to kill bacteria is salt sensitive. Their activity is usually markedly diminished at NaCl concentrations that approximate plasma values (e.g., 100-140 mM NaCl). Accordingly, Smith et al. (261) added salt to the solution washed from the normal airway surface and found that this reduced its potency. Conversely, diluting the fluid at the apical surface of CF cells enhanced its bacterial killing activity. The important conclusion from these observations was that if the ASL had an abnormally high NaCl concentration in CF, this higher concentration of salt would inactivate defensins and generally reduce the ability of endogenous antimicrobials to kill bacteria. This was a property of the apical surface; no activity against bacteria was found in the solution at the basolateral side of epithelium.

In a subsequent series of experiments, Goldman et al. (93) basically replicated these findings using the repopulated mouse xenograft model. They implicated a particular human defensin, hBD-1, as the major bacteriocidal factor. This observation was based on the ability of antisense oligonucleotides, which targeted the synthesis of hBD-1, to eliminate the ability of normal epithelia to kill bacteria.

There are several questions that attend these important observations. First, is a single agent or a combination of agents responsible for the bacteriocidal activity of the ASL? Can a single factor such as hBD-1 explain the capacity of the airway surface to kill bacteria? A mixture of antimicrobials having different mechanisms of action is normally present. If these substances work together to control the microbial population, how would the effects of antisense suppression of hBD-1 alone be explained? It is possible that combinations of bacteriocidal factors have synergistic effects. For example, lysozyme also shows salt sensitivity and operates by digesting bacterial cell walls. Lysozyme together with an agent that disrupts bacterial ion gradients, like a beta -defensin, may therefore have profound effects on colonization. Thus the antisense experiments might be explained by the synergism between antimicrobials that have different mechanisms of action. It appears unlikely that a single substance like hBD-1 can account for antimicrobial activity of the airway, but its elimination may remove its synergistic effects with other defense substances. Second, we do not understand whether cultured cells fully replicate the in vivo condition. Submucosal glands are missing from both the epithelial monolayer cultures and from the repopulated xenografts studied by Smith et al. (261) and Goldman et al. (93). However, the glands are a major source of defense substances, and clogging of their ducts would physically eliminate a major component of the antimicrobials that are normally available at the airway surface. Finally, we still do not know whether salt concentrations are altered in the ASL from CF patients, as discussed above. Given the relatively low bacterial load where this mechanism is operative, this line of defense is likely breached early in the disease process so that mucociliary clearance and cell-mediated inflammatory mechanisms quickly come into play.

    VII. INFLAMMATORY MECHANISMS
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Mechanisms of airway inflammation in CF have been investigated extensively, but only recently has there been evidence of CFTR-related dysregulation in the inflammatory response. In general, it appears that the coordinated network of cytokines and cell adhesion molecules that regulate the inflammatory response to bacterial infections in other airway diseases are intact in CF. A detailed discussion of these mechanisms is beyond the scope of this article and is available in a number of recent reviews (68, 135, 156). The following discussion focuses on aspects of the inflammatory response that may be unique to CF.

A. Immune Processes: Defects in Opsonization

Before isolation of the CF gene, individual components of the inflammatory response were evaluated in search of an explanation for chronic airway infection. The normal host response to bacterial infection can be viewed as a series of events that allows for eradication of bacteria. Each event, recruitment of neutrophils, opsonization and phagocytosis of bacteria, humoral and cell-mediated immunity, contributes to the elimination of bacterial infection. Evidence accumulated to date suggests that defects in opsonization and in secretion of the anti-inflammatory cytokine IL-10 may permit the maintenance of bacterial infection, but there do not appear to be defects in the inflammatory response that would contribute to the initiation of infection.

Phagocytic function in CF neutrophils from peripheral blood is normal, and humoral antibody responses are intact (reviewed in Ref. 156). However, cleavage of opsonic receptors on neutrophils by elastase may impair phagocytosis in the CF airway lumen. Antibody attachment to bacterial surfaces normally activates the complement cascade, with enzymatic cleavage of complement component C3 generating C3b and iC3b. In turn, C3b and iC3b serve as ligands for complement receptors 1, 3, and 4, respectively, on neutrophils and thereby promotes phagocytosis of bacteria. In the airway of CF patients, proteolytic enzymes such as elastase appear to overwhelm the endogenous antiprotease activity. Bronchoalveolar lavage fluid from CF patients has been shown to cleave iC3b and complement receptor 1 (24), resulting in "opsonin-receptor mismatch" (288), and elastase disrupts other opsonin-receptor interactions by cleaving the neutrophil antibody receptor Fcgamma RIIIB (287) and IgG (80). Although the relative importance of opsonophagocytic defects in the CF airway remain to be defined, the localized impairment of some components of the complement and humoral defense systems appears to contribute to bacterial persistence.

B. Defects in Anti-inflammatory Cytokines: Interleukin-10

As reviewed in section I, a major early feature of the histopathology in CF is neutrophilic bronchitis and bronchiolitis; however, the appropriateness of the inflammatory response relative to the bacterial burden remains unclear. The long-standing paradigm, summarized in Figure 2, is that bacterial infection of the airway initiates an inflammatory response that successfully contains the infection in the airway lumen but generally fails to eradicate the bacteria. Analyses of cytokines (IL-1beta ) and chemoattractants (leukotriene B4) in BAL from CF patients have revealed elevated levels compared with healthy controls and levels comparable to other diseases in which there is bacterial infection of the lung (324). An alternative paradigm suggested by the finding of inflammation without typical viral and bacterial pathogens (136) is that the CF gene defect itself somehow contributes to excessive airway inflammation, such that the neutrophilic inflammatory response exceeds that driven by bacterial infection. The data to support this notion are limited to the observation that there is decreased production of the anti-inflammatory cytokine IL-10 in CF (30). Cytokine analysis of BAL fluid and macrophages from CF patients and healthy control subjects demonstrated elevated concentrations of the proinflammatory cytokines tumor necrosis factor-alpha (TNF-alpha ), IL-1beta , IL-8, and IL-6, but decreased concentrations of IL-10 (31). Normal macrophages stimulated with lipopolysaccharide expressed intracellular cytokines to a similar extent as macrophages from CF patients, suggesting that the cytokine production in the CF airway is in part driven by lipopolysaccharide (31). The same investigators determined that IL-10 is constitutively produced by bronchial epithelial cells from normal individuals but that freshly isolated CF epithelial cells fail to produce IL-10 (30). The mechanism for these observations remains unclear. The simplest interpretation is that the inflammatory milieu in the CF airway downregulates IL-10 production and that CFTR does not itself alter the ability of macrophages or epithelial cells to produce IL-10. Nevertheless, the notion that airway inflammation in CF may continue unabated because of a deficiency in the production of anti-inflammatory cytokines like IL-10 merits further investigation, including a comparison with other diseases characterized by chronic airway infection.

C. Oxidant Environment and Glutathione Transport

A recent study of oxidant formation in CF neutrophils suggests a CFTR-related abnormality that may contribute to the pathogenesis of CF airway disease. Neutrophil oxidant function is regulated by NADPH oxidase activation and myeloperoxidase activity. Activation of NADPH leads to the generation of superoxide anion and hydrogen peroxide. Myeloperoxidase in neutrophil granules utilizes hydrogen peroxide to generate hydrochlorous acid, which reacts with amines to produce chloramines, which have a long half-life relative to other oxidants. As excess oxidant activity in the CF airway could contribute significantly to airway injury (reviewed in Ref. 40), investigators compared the neutrophil oxidant activities of CF children without active infection to their parents and healthy controls. There were no differences in NADPH oxidase activity among the three groups; however, both myeloperoxidase-dependent oxidant activity and chloramine release were increased in CF patients and, to a lesser extent, the parents compared with controls (327). Treatment of CF neutrophils with amiloride or choline buffer reduced intracellular myeloperoxidase-dependent oxidant generation and extracellular myeloperoxidase release, suggesting that altered myeloperoxidase activity in CF neutrophils may be regulated in part by intracellular pH or ion concentrations (327). Because CF gene expression has been reported in neutrophils (338), and CFTR has been implicated in the regulation of pH in intracellular organelles (see discussion above), these data raise the possibility that CF gene mutations may contribute to exuberant myeloperoxidase activity, and hence excessive oxidant generation that may promote airway injury through lipid peroxidation. However, further studies are necessary to demonstrate that the observed differences are not due solely to activation of circulating neutrophils, as has been suggested by previous investigations (96, 225, 232).

In addition to possible neutrophil oxidant excess in CF, a recent study provided evidence that CFTR may be involved in regulating the level of glutathione, an important antioxidant, in ASL. Using membrane patches from cells transfected with CFTR and CFTR channel blockers, Linsdell and Hanrahan (172) determined that CFTR is permeable to both glutathione and oxidized glutathione from the intracellular solution. This suggests that CFTR may provide a conductive pathway for glutathione to reach the ASL and account for both the reportedly high levels of glutathione in bronchoalveolar fluid from normal lung (45) and the reduced levels reported in CF patients (236). Thus CFTR mutations may directly impair glutathione transport, thereby disabling an important oxidant defense mechanism and increasing susceptibility of the CF airway to oxidative injury.

D. Defective Apoptosis Related to CF Mutations

In addition to the above potential mechanism of neutrophil dysfunction in CF, recent reports suggest that mutations in CFTR may lead to abnormal programmed cell death, or apoptosis, in epithelial cells and leukocytes, thereby contributing to DNA release and mucus viscosity. Acidification of intracellular compartments accompanies apoptosis, raising the possibility that defective intracellular acidification related to CF mutations could result in abnormal apoptosis and release of cell contents. In support of this hypothesis, Gottlieb and Dosanjh (95) reported that epithelial cells expressing Delta F508 CFTR failed to undergo cytoplasmic acidification and DNA fragmentation in response to stimulation with cycloheximide or etoposide. Moreover, inhibition of CFTR with diphenylamine carboxylate delayed apoptosis in wild-type expressing cells, and treatment of Delta F508 CFTR-expressing cells with propionic acid to acidify intracellular compartments significantly diminished resistance to cycloheximide-induced apoptosis (95). These data suggest that CF mutations may interfere with epithelial apoptosis, which in turn may promote release of undigested DNA and other cellular contents that are normally not released during apoptosis. In the airway and gut, release of DNA could increase the viscosity of secretions, and in the airway, a similar process in neutrophils could contribute to the release of proinflammatory cellular contents. Further studies are clearly necessary to address these hypotheses, specifically to determine whether abnormal DNA fragmentation leads to release of cellular contents and impacts on airway inflammation. Nevertheless, the notion that aberrant apoptosis occurs in CF provides a plausible mechanism for the apparent exuberant inflammatory response in the CF airway.

E. Proinflammatory Effects of Bacterial DNA

In addition to the potential role of apoptosis in the CF inflammatory response, recent work suggests that bacterial DNA may itself induce inflammatory responses in the lung and contribute to the persistence of airway inflammation in CF. The sputum in patients with CF has been found by numerous investigators to have an increased concentration of DNA (205), much of which is derived from bacteria. In addition to the apparent adverse effects of DNA on mucus rheology (205), it appears that unmethylated bacterial DNA and oligonucleotides recruit neutrophils to murine airway and induce the proinflammatory cytokines TNF-alpha , IL-6, and macrophage inflammatory protein-2 (238). Specifically, unmethylated CpG motifs were proinflammatory, whereas prokaryotic DNA (in which unmethylated DNA is much less abundant), methylated DNA, oligonucleotides without CpG motifs, and amounts of lipopolysaccharide equal to those in the DNA preparations did not induce pulmonary inflammation. Similar inflammatory responses in BAL fluid were observed after instillation of purified DNA from the sputum of CF patients infected with Pseudomonas. These data suggest that bacterial DNA may itself be proinflammatory and, if confirmed in other species, may provide another mechanism for the exuberant inflammatory response observed in the CF airway.

Thus several mechanisms have been identified that may explain the persistent inflammatory response in the CF airway; however, the mechanism(s) for the initiation of bacterial infection remain to be clearly defined. In addition, the notion that inflammation precedes and/or is excessive to that induced by bacterial infection will require further investigation.

    VIII. SUMMARY
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In the context of the molecular, cellular, and lung physiology described above, a complicated pathophysiological cascade emerges, as summarized in Figure 8. Cystic fibrosis gene mutations impair CFTR function and permit bacterial infection of the airway via one or more mechanisms. First, as derived from CFTR's function as an apical membrane chloride channel, dysfunctional CFTR leads to abnormalities in the ASL composition or volume, which impair antimicrobial activity or mucociliary clearance, respectively, and create a permissive environment for bacterial infection. Alternatively, or in addition, CFTR's function in intracellular compartments and glycoconjugate processing suggests additional mechanisms whereby CFTR mutations permit bacterial infection. Abnormal glycosylation of secreted or membrane-bound glycoconjugates, particularly mucins and glycolipids, may promote mucus obstruction of the small airways and provide adhesive ligands for pathogenic bacteria.


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FIG. 8.   Summary of proposed pathophysiological links between CF gene mutations and development of lung disease in CF. Defects in CFTR lead to abnormal airway surface fluid and/or abnormal glycosylation of secreted and membrane-bound glycoconjugates. Via mechanisms outlined, bacterial infection results and initiates a vicious cycle in which infection begets inflammation, which leads to bronchiectasis, induction of mucin gene(s), and further impairments in mucociliary clearance that promote maintenance of infection.

Once initiated, bacterial infection elicits an inflammatory response that contains infection to the airway lumen but does not eradicate the organisms. Mutations of CFTR may contribute to dysregulation of the inflammatory response, via the mechanisms discussed above, including opsonophagocytic mismatch, defective apoptosis, excessive oxidant formation, and impaired antioxidant secretion. Moreover, bacterial infection could then create a permissive environment for its persistence via a number of mechanisms, including induction of mucin genes whose products may be aberrantly processed, exoproduct-mediated epithelial damage with subsequent disclosure of bacterial adhesion sites and exposure of matrix proteins, and induction of an inflammatory response that persists abnormally because of defects in anti-inflammatory cytokine production. The vicious cycle of infection, inflammation, and impaired mucociliary clearance ultimately leads to bronchiectasis. However complex, the improved understanding of the pathogenesis of airway disease in CF has generated hypotheses to be experimentally tested in the coming years. We anticipate that further delineation of the pathophysiological cascade will assist in the development of new therapeutic strategies and refined end points for the evaluation of pharmacological and genetic therapies.

  

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